News & Events

OSC Enforcement News Releases 2012

December 3, 2012OSC News Release: OSC Alleges Breach of Ontario Securities Act Against Ernst & Young LLP
November 22, 2012OSC News Release: OSC Panel Issues Sanctions Against Richvale Resource Corp. and Pasquale Schiavone
September 28, 2012OSC News Release: OSC Panel Releases Decision regarding Gordon Driver, Steven M. Taylor, Reynold Mainse, Axcess Automation LLC and others related to Breaches of the Ontario Securities Act
September 27, 2012OSC News Release: OSC Panel Issues Sanctions Against Marlon Gary Hibbert, Ashanti Corporate Services Inc., Dominion International Resource Management Inc., Kabash Resource Management and Power To Create Wealth Inc.
September 25, 2012OSC News Release: OSC Panel Issues Sanctions Against Abel Da Silva for Breaches of the Securities Act
August 29, 2012OSC News Release: OSC Panel Issues Sanctions Against Zungui Haixi Corporation, Yanda Cai and Fengyi Cai for Breaches of Ontario Securities Law
August 23, 2012OSC News Release: OSC Panel Issues Sanctions Against Shane Suman and Monie Rahman for a Breach of the Securities Act and Conduct Contrary to the Public Interest
August 21, 2012OSC/IIROC News Release: OSC and IIROC extend participation form deadline for ABCP Settlement Funds
August 2, 2012OSC News Release: OSC Panel Issues Reasons and Decision in the Matter of Paul Donald
August 1, 2012OSC News Release: OSC Panel Issues Sanctions Against Lyndz Pharmaceuticals Inc., James Marketing Ltd., Michael Eatch and Rickey McKenzie for Breaches of the Securities Act
July 23, 2012OSC News Release: OSC Panel Releases Decision regarding Shaun Gerard McErlean and Securus Capital Inc. related to Breaches of the Ontario Securities Act
July 20, 2012OSC News Release: OSC Lays Quasi-Criminal Charges Against Abraham Herbert Grossman
July 19, 2012OSC News Release: OSC Lays Quasi-Criminal Charges Against Berik Yessirkegenov and North American Business Equipment Corporation
June 21, 2012OSC News Release: Peter Beck, Swift Trade et al. Settle with the Ontario Securities Commission
June 4, 2012OSC News Release: OSC Panel Issues Sanctions Against Sextant Capital Management Inc., Sextant Capital GP Inc., Otto Spork, Konstantinos Ekonomidis and Natalie Spork for Breaches of the Securities Act
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