Industry


MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)

VARIATION AND RESTATEMENT OF RECOGNITION ORDER

NOTICE OF COMMISSION APPROVAL

On March 9, 2018, the Commission issued an order (Variation Order) pursuant to section 144 of the Securities Act (Ontario) varying and restating an order dated February 6, 2001, as amended on March 30, 2004, November 3, 2006, October 28, 2008, December 12, 2008 and October 29, 2014, recognizing the MFDA as a self-regulatory organization.

The Variation Order amends Schedule A and Appendix A to clarify and update the MFDA’s reporting requirements.

A copy of the Variation Order is published in Chapter 2 of this Bulletin.