Industry


INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)

VARIATION AND RESTATEMENT OF RECOGNITION ORDER

NOTICE OF COMMISSION APPROVAL

On March 9, 2018, the Commission issued an order (Variation Order) pursuant to section 144 of the Securities Act (Ontario) and subsection 78(1) of the Commodity Futures Act (Ontario) varying and restating an order dated May 16, 2008, as amended on May 28, 2010, recognizing IIROC as a self-regulatory organization.

The Variation Order amends Appendix A and Schedule 2 to clarify and update IIROC’s reporting requirements.

A copy of the Variation Order is published in Chapter 2 of this Bulletin.