Industry


NOTICE OF COMMISSION DEEMED APPROVAL

Investment Industry Regulatory Organization of Canada (iiroc)

Housekeeping amendments TO the IIROC CONSOLIDATED ENFORCEMENT, EXAMINATION AND APPROVAL RULES

The Ontario Securities Commission did not object to the classification of IIROC’s proposed housekeeping amendments to specific sections of the IIROC Consolidated Enforcement, Examination and Approval Rules and to repeal certain provisions of Policy 10.8 of the Universal Market Integrity Rules. As a result, the proposed housekeeping amendments are deemed to be approved and are effective immediately.

In addition, the Alberta Securities Commission, the autorité des marchés financiers, the British Columbia Securities Commission, the Financial and Consumer Affairs Authority of Saskatchewan, the Financial and Consumer Services Commission of New Brunswick, the Manitoba Securities Commission, the Newfoundland and Labrador Office of the Superintendent of Securities Services, the Nova Scotia Securities Commission, and the Price Edward Island Office of the Superintendent of Securities did not object to the amendments.

A copy of IIROC’s Notice of Approval/Implementation and the text of the approved amendments can be found at http://www.osc.gov.on.ca.