Notice of Commission Order – Application for Variation and Restatement of FundSERV’s Interim Order – FundSERV Inc.

Market Regulation Document Type
FundSERV Inc. recognition orders

On August 30, 2011, the Commission issued an order under section 144 of the Securities Act (Ontario) (Act) varying and restating the interim order exempting FundSERV from the requirement in subsection 21.2(0.1) of the Act to be recognized as a clearing agency (Order). The Order extends FundSERV’s interim exemption. FundSERV is exempted from the requirement until the earlier of (i) May 1, 2012, and (ii) the effective date of the Subsequent Order (as defined in the Order). 

A copy of the Order is published in Chapter 2 of this Bulletin.