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Refilings and Errors List

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Date of Refiling Issuer Name Description of Deficiency Press Release (in PDF)
November 20, 2018 Lithium Energi Exploration Inc. The Issuer amended and restated its financial statements and MD&A for the year ended February 28, 2018, and interim periods ended May 31, 2018 and August 31, 2018 to adjust the fair value measurement of a financial liability. The Issuer also made changes to a presentation on their website to remove financial information that is not yet supported by technical work. News release - November 20, 2018
November 2, 2018 Richards Packaging Income Fund Retroactive disclosure in the financial statements made to comply with IAS 1 Presentation of Financial Statements by removing the following subtotals from the statement of financial position: “working capital”, “net operating assets” and “capital.” News release - November 2, 2018
October 23, 2018 Xanthic Biopharma Inc. The issuance of a clarifying press release was made in connection with supplemental disclosure to the Issuer’s management information circular dated October 12, 2018 (Circular) following staff review in connection with a an application for exemptive relief by the Issuer with respect to certain provisions related to restricted securities in National Instrument 51-102 Continuous Disclosure Obligations, National Instrument 41-101 General Prospectus Requirements, Form 44-101F1 Information Required in a Prospectus, National Instrument 44-101 Short Form Prospectus Distributions, OSC Rule 56-501 Restricted Shares pertaining to, among other things, the Circular. News release - October 23, 2018
September 12, September 13, and October 22, 2018 Focus Graphite Inc. Reason(s) for refiling: Amending and refiling of a technical report to address NI 43-101 disclosure issues with a technical report filed on August 2, 2018 for the Kwyjibo rare earth project. The Issuer also filed certain material contracts and a material change report that should have been filed earlier. News release - October 22, 2018
October 19, 2018 Mooncor Oil & Gas (now Sensor Technologies Inc.) Filed required NI 51-101 disclosure for year ended December 31, 2017.
September 27, 2018 Pond Technologies Holdings Inc. The issuer refiled its Q1 2018 financial statements and the related management certifications to include (1) a notice of no auditor review, (2) the comparative period on the statement of financial position as at December 31, 2017, (3) a statement of changes in shareholders’ equity for the corresponding interim period ending March 31, 2017, and (4) additional disclosure on the operating results of the issuer’s discontinued operations. News release - September 27, 2018
September 27, 2018 SolGold plc Several of the Company's website investor presentations were revised to remove references to gross metal values and to name the qualified person to comply with NI 43-101. In addition, the Issuer refiled its Q3 2018 MD&A to include a discussion on the year-to-date results, to include a discussion on the variations over the eight most recent quarters, to add additional disclosure on the exploration and evaluation spend by project area and to expand the disclosure on liquidity and capital reserves. The YE 2017 MD&A was also revised to enhance its disclosure on the discussion of operations. The management certifications for YE 2017 and Q3 2018 were refiled to exclude the paragraph on material weakness relating to the design of the ICFR to be consistent with the disclosure as set out in the related MD&A, which stated that the Issuer’s ICFR was operating effectively. News release - September 27, 2018
September 7, 2018 Golden Leaf Holdings The refiling was made in connection with a continuous disclosure review by the Ontario Securities Commission to conform to the guidance provided in Staff Notice 51-352 (Revised) Issuers with U.S. Marijuana-Related Activities published by the Canadian Securities Administrators on February 8, 2018. News release - September 7, 2018
September 5, 2018 Nutritional High International Inc. The refiling was made in connection with a continuous disclosure review by the Ontario Securities Commission to conform to the guidance provided in Staff Notice 51-352 (Revised) Issuers with U.S. Marijuana-Related Activities published by the Canadian Securities Administrators on February 8, 2018. News release - September 5, 2018
August 28, 2018 Galaxy Digital Holdings Ltd. The Q1 MD&A of Galaxy Digital LP did not, in the view of staff, provide sufficient information to comply with Form 51-102F1. In response to staff’s concerns, additional disclosure regarding the Q1 interim period was included in Galaxy Digital LP’s Q2 MD&A in order to provide further information to investors about the quality and potential variability of the LP’s profit or loss and cash flow. News release - August 28, 2018
August 21, 2018 Canuc Resources Corporation Amended and refiled the interim financial report for the period ended March 31, 2018 to include (1) a statement of financial position as of the end of the immediately preceding year, (2) a statement of comprehensive income for the corresponding interim period in the immediately preceding financial year, (3) a statement of changes in equity for the corresponding interim period in the immediately preceding financial year, (4) a statement of cash flows for the corresponding interim period in the immediately preceding financial year, and (5) a notice that the interim financial report was not reviewed by an auditor. News release - August 21, 2018
August 13, 2018 Callidus Capital Corporation The Company’s Q4, 2017 and Q1, 2018 disclosure of forward-looking information in relation to unrecognized yield enhancements did not in the view of staff comply with Part 4A / Part 4B of National Instrument 51-102. The Company has discontinued disclosure of unrecognized yield enhancements in light of comments expressed by the OSC. News release - August 13, 2018
July 30, 2018 Tanzanian Royalty Exploration Corporation Amending and refiling of a technical report to address NI 43-101 disclosure issues with a technical report filed on May 4, 2017 on the Buckreef Project. News release - July 30, 2018
July 25, 2018 MPX Bioceutical Corporation The refiling was made in connection with a continuous disclosure review by the Ontario Securities Commission to conform to the guidance provided in Staff Notice 51-352 (Revised) Issuers with U.S. Marijuana-Related Activities published by the Canadian Securities Administrators on February 8, 2018. News release - July 25, 2018
July 24, 2018 Noront Resources Ltd. Disclosure contrary to NI 43-101 (deficiency 2d) News release - July 24, 2018
July 24, 2018 Quinsam Capital Corporation The refiling was made in connection with a continuous disclosure review by the Ontario Securities Commission to conform to the guidance provided in Staff Notice 51-352 (Revised) Issuers with U.S. Marijuana-Related Activities published by the Canadian Securities Administrators on February 8, 2018. News release - July 24, 2018
July 18, 2018 KWG Resources Inc. The issuer filed two press releases for clarification of information contained in its Press Release No. 276 dated March 5th, 2018. News release - July 18, 2018

News release - July 18, 2018
July 13, 2018 QYOU Media Inc. The issuer refiled its March 31, 2018 interim financial statements and management’s discussion and analysis to (a) restate (decrease) balances related to HST receivables reported under “Other Receivables” at March 31, 2018 (b) increased stock based compensation expense for the three and nine months ended March 31, 2017 (c) make an adjustment to exchange differences on translation of foreign operations in determining comprehensive income for the three and nine month periods ended March 31, 2018 and 2017. The issuer also corrected its previously reported earnings per share amounts for the three and nine months ended March 31, 2017, and the nine months ended March 31, 2018. News release - July 13, 2018
June 29, 2018 Goeasy Ltd. Refiled its financial statements and management’s discussion and analysis (“MD&A”) for the year ended December 31, 2017 and the three-month period ended March 31, 2018. The amended financial statements and MD&A reclassified certain line items on the Company’s statements of cash flows from cash used in investing activities to cash used in operating activities. News release - June 29, 2018
June 28, 2018 Quantum International Income Corp. The consolidated financial statements for the fiscal year ended February 28, 2018 and the related management’s discussion and analysis provided enhanced disclosure relative to past practices in a number of areas to better reflect requirements under NI 51-102. These enhanced disclosures were made following a continuous disclosure review by staff of the OSC. News release - June 29, 2018
June 6, 2018 Red Pine Camp Inc. The audit report dated March 24, 2018 which accompanied the issuer's December 31, 2017 financial statements contained a modified audit opinion related to the verification of donation revenue. The issuer's auditor was able to perform additional audit procedures that have enabled the auditor to accumulate sufficient audit evidence to issue a revised audit report with an unmodified opinion on the issuer's December 31, 2017 financial statements. News release - June 6, 2018
May 29, 2018 Senternet Phi Gamma Inc. The issuer filed a material change report to update its investors about director resignations/appointments and closing of a non-brokered private placement. The material change report should have been filed earlier when the material change events occurred. News release - May 29, 2018
May 18, 2018 Global Atomic Corporation The Issue filed a business acquisition report that should have been filed at an earlier date. The business acquisition report also included audited financial statements of Global Atomic Fuels Corporation (the “GAFC FS”) that were previously included with the management information circular dated September 1, 2017. However, the previously filed GAFC FS were not accompanied by an audit report for the correct fiscal years. This error was corrected in the business acquisition report filed on May 18, 2018. News release - May 18, 2018
May 15, 2018 Mega Uranium Ltd. The issuer refiled its MD&A for the year ended September 30, 2017 and for the quarter ended December 31, 2017 to include management’s conclusion that the issuer's internal control over financial reporting was not effective as at the period end dates, due to the existence of a material weakness in its design, and the company’s plans to remediate the weakness. The AIF was refiled to correct the effective date and title of the technical report for one of the company’s uranium property. News release - May 15, 2018
May 15, 2018 Callidus Capital Corporation Amended Q4, 2017 forward-looking information in relation to unrecognized yield enhancements. News release - May 15, 2018
May 15, 2018 Treasury Metals Inc. The issuer filed a press release and material change report to update its investors on the status of a CRA audit, which should have been filed earlier when the material change event occurred. News release - May 15, 2018
May 8, 2018 Inovalis Real Estate Investment Trust Clarifying press release related to the REIT’s ability to internalize management News release - May 8, 2018
April 30, 2018 Spackman Equities Group Inc. Company did not meet the definition of an investment entity under IFRS 10 Consolidated Financial Statements. Financial statements for year ended December 31, 2017 include disclosure to reflect that the company is not an investment entity and provides additional comparative disclosures for associates. News release - May 1, 2018
April 2, 2018 StorageVault Canada Inc. In its annual financial statements for the year ended December 31, 2017, the issuer reversed $12.4 million of goodwill impairments which were taken in the first and third quarter of 2017. The issuer incorrectly determined that the goodwill impairment test was triggered at the acquisition dates for certain acquisitions. Had the goodwill impairment testing been conducted at the year end, instead of on the acquisition dates, no goodwill impairment would have resulted during the first and third quarter of 2017. News release - April 2, 2018
March 12, 2018 Greenbank Capital Description of Deficiency: Filed an amended information circular to correct certain information and to provide the market with additional material information regarding the Company’s former subsidiaries XGC Software Inc, (“XGC”), KYC Technology Inc (“KYC”), and Blockchain Evolution Inc (“BE”). News release - March 12, 2018
March 8, 2018 Spackman Equities Group Inc. Refiled interim financial statements to include a notice that financial statements have not been reviewed by an auditor as required by 4.3(3) of National Instrument 51-102. News release - March 8, 2018
February 26, 2018 Gensource Potash Corporation Refiling of a technical report on the Vanguard One Project to address issues with QP independence and responsibility for specific items of the technical report. News release - February 26, 2018
February 13, 2018 ABcann Global Corporation The issuer filed the MD&A of the issuer's wholly-owned subsidiary, ABcann Medicinals Inc., for the years ended December 31, 2016 and 2015, which were previously omitted. News release - February 26, 2018

February 22, 2018

Alopex Gold Inc.

Clarifying press release related to technical disclosure on the Nalunaq Project.

News release - February 22, 2018

February 20, 2018

Antioquia Gold Inc.

Filing of a technical report to support disclosure of a PEA economic analysis on the Cisneros Project.

News release - February 20, 2018

February 13, 2018

Newstrike Resources Ltd.

The issuer's June 30, 2017 (Q2) and September 30, 2017 (Q3) interim financial statements and MD&As were revised and refiled in order to incorporate prior period comparatives for the issuer's cannabis business

News release - February 20, 2018

February 9, 2018

SolGold plc

Technical disclosure did not comply with NI 43-101 (deficiency 2d)

News release - February 9, 2018

January 9, 2018

KWG Resources Inc.

Technical disclosure did not comply with NI 43-101 (deficiency 2d)

News release - January 9, 2018

December 22, 2017

Inovalis Real Estate Investment Trust

Restatement of Q2 and Q1 2017 MD&As and Dec 31, 2016 MD&A to provide greater prominence to GAAP measures in the MD&A

News release - December 22, 2017

December 15, 2017 and November 10, 2017

NioCorp Developments Ltd.

The Issue filed (1) an amended technical report to provide (a) additional information in Section 19.1.3 on the growth forecast for global scandium markets provided by an independent scandium market expert (OnG Commodities LLC and Dr. Andrew Matheson) and relied upon by the Company in its August 2017 Feasibility Study; (b) an analysis in Section 22.4 showing Net Present Value and Internal Rate of Return sensitivities of the Project at +/- 30% of the August 2017 Feasibility Study’s assumed product pricing, capital expenditures, and operating costs; (c) disclosure in Section 3 of the reliance on OnG Commodities LLC and Dr. Matheson; (d) the removal in Section 24 of certain disclosure regarding the Company’s relationship with Dr. Matheson; and (e) inclusion in Section 25 of certain risk factors; and (2) a material change report to correct a non-filing at an earlier date.

News release - December 15, 2017

Nov 24, 2017

GreenBank Capital Inc.

Restatement of historical financial statement and MD&A disclosure to correct misleading disclosure regarding the valuation of the GreenCoinX portfolio

News release - November 24, 2017

Nov 9, 2017

Chartwell Retirement Residences

Restatement of Q2 and Q1 2017 MD&As and Dec 31, 2016 MD&A to provide greater prominence to GAAP measures in the MD&A

News release - November 9, 2017

Nov 7, 2017

Dundee Precious Metals

Technical report did not comply with Form 43-101 F1, Item 22 b – deficiency 2 d

News release - November 7, 2017

Nov 1, 2017

Morguard Real Estate Investment Trust

Restatement of Q2 and Q1 2017 MD&As and Dec 31, 2016 MD&A to provide greater prominence to GAAP measures in the MD&A

News release - November 1, 2017

October 30, 2017

Carrie Arran Resources Inc.

Amended and refiled annual MD&A to remove references to the Company being an "exploration stage" company, and to the Company requiring additional capital resources to complete exploration work on its Black Creek Gold Project (the option on which had expired).

News release - November 2, 2017

September 14, 2017

Cardinal Resources Limited

Clarifying press release related to reporting of drill intersections on the Namdini project.

News release - September 14, 2017

September 12, 2017

Heron Resources Limited

Amended and refiled annual financial statements to include an auditor’s report that describes that the financial statements were prepared in accordance with acceptable accounting standards, the audit was conducted in accordance with an acceptable auditing standard for foreign issuers and to refer to the audit of the comparative annual financial statements.

News release - September 12, 2017

August 29, 2017

Family Memorials Inc.

Revised disclosure in MD&A and financial statements to discuss the impact of the default in debentures.

News release - August 29, 2017

August 28, 2017

Silver Bear Resources Plc

Filing of an amended technical report on the Mangazeisky Silver Project.

News release - August 28, 2017

August 10, 2017

Callidus Capital Corporation

Forward-looking information revised to include additional disclosure with respect to material assumptions, milestones and risk factors in relation to unrecognized yield enhancements.

News release - August 10, 2017

July 20, 2017

Family Memorials Inc.

Failed to file a Material Change Report on a timely basis to announce that it would be unable to repay its 15% Debentures on Maturity Date (March 31, 2017). Failed to file a Material Change Report on a timely basis to announce that it would be unable to repay its 15% Debentures on Maturity Date (March 31, 2017).

News release - July 20, 2017

June 30, 2017

Theralase Technologies Inc.

Clarifying press release issued

News release - June 30, 2017

May 3, 2017

Callidus Capital Corporation

May 3, 2017 press release - revised disclosure presentation to remove certain non-IFRS financial measures and to give greater prominence to IFRS financial measures.

News release - May 3, 2017

April 28, 2017

Tier One Capital Limited Partnership

Comparative financial statements reflect a change in presentation of priority profit allocation from an allocation and distribution in the Statement of Changes in Equity to an expense reported in the Statement of Comprehensive Income.

News release - April 28, 2017

April 12, 2017

Benton Resources Inc.

Filing of a technical report on the updated PEA for the Cape Ray Project that supports the disclosure in the February 9, 2017 news release and the revisions to the PEA noted in the March 31, 2017 news release.

News release - April 13, 2017

March 24, 2017

Enssolutions Group Inc.

Refiled MD&A to address various deficiencies in disclosure.

News release - March 24, 2017

March 2, 2017

Cronos Group Inc.

Refiled the interim MD&A for the three and nine months ended September 30, 2016 to include an analysis of year-to-date results of the Company as well as include year-to-date information required from venture issuers without significant revenue from operations (section 5.3 of NI 51-102)

News release - March 2, 2017

February 16, 2017

AlarmForce Industries Inc.

Financial statements for the year ended October 31, 2016 and interim period ended July 31, 2016 (and corresponding MD&As) refiled in order to correct clerical, classification and conforming errors.

News release - February 16, 2017

January 19, 2017

Firm Capital American Realty Partners Corp.

Refiled MD&A to improve disclosure of 1) non-GAAP measures; 2) investment properties and code violations; and 3) liquidity conditions.

News release - January 19, 2017

December 13, 2016

Baylin Technologies Inc.

Filing of a material change report in respect of a change in control of custodian chops.

News release - December 13, 2016

November 28, 2016

Greenbank Capital Inc.

Refiled the comparative July 31, 2015 balances in the July 31, 2016 annual financial statements to de-consolidate Zara Resources Inc. and Leo Resources Inc. as they did not meet the requirements for consolidation under IFRS 10.

News release - November 28, 2016

November 22, 2016

ECN Capital Corp.

Revised and refiled Q3 interim MD&A to provide enhanced discussion of non-GAAP financial measures, results of operations and related party transactions

News release - November 22, 2016
November 15, 2016

Teranga Gold Corporation

Filing of a press release retracting the Banfora gold project mineral resource and mineral reserve estimate disclosure as the Company is unable to re-state the estimate in compliance with NI 43-101 requirements.

News release - November 15, 2016

November 9, 2016

Minera IRL Limited

Refiled AIF to include additional disclosure about the company’s operations in emerging markets

News release - November 9, 2016
November 9, 2016

Tricon Capital Group Inc.

Revised disclosure to provide greater prominence to GAAP measures in the MD&A.

News release - November 9, 2016

November 8, 2016

Electrovaya Inc.

Filing of a clarifying press release to provide an update on various business developments. Refiling of 2015 AIF and filing of material change reports in respect of various business developments.

News release - November 08, 2016
November 2, 2016

Orezone Gold Corporation

Filing of a technical report on the Updated Mineral Resource Estimate for the Bomboré Gold Project that supports the disclosure in the news release of September 7, 2016.

News release - November 2, 2016
October 27, 2016

Yamana Gold Inc.

Additional disclosure to provide greater prominence to GAAP measures in the MD&A

News release - October 27, 2016
October 27, 2016

Barrick Gold Corporation

Additional disclosure to provide greater prominence to GAAP measures in the MD&A

News release - October 27, 2016
October 25, 2016 Avalon Advanced Materials Inc. Filing of a clarifying press release related to the September 27, 2016 press release on the Separation Rapids Project which contained restricted disclosure of the results of an economic analysis on an exploration target, clarifying the classification, tonnes, and grade of the feldspar by-product in the lithium mineral resource estimate, and providing the cautionary language related to the use of inferred resources in the PEA. News release - October 25, 2016
September 30, 2016 The Jenex Corporation Filing of a clarifying press release related to the status of the Therapik trademark and patent, for which the Company no longer holds. News release - September 30, 2016
August 15, 2016

Merus Labs International Inc. Refiled MD&A to improve disclosure of discussion of operations News release - August 15, 2016
August 12, 2016
Concordia International Corp. Additional disclosure to provide greater prominence to GAAP measures in the MD&A. News release - August 12, 2016
August 11, 2016 NWT Uranium Corp.
Revised and refiled MD&A to provide more detailed information concerning related party transactions; filed statement of executive compensation that was not previously filed; filed NI 52-109 CEO certificates that were previously signed by an officer other than the CEO. News release - August 11, 2016
June 30, 2016 Kombat Copper Inc. Filing of a clarifying press release related to the scaled production decision at the Kombat mine where there is currently no mineral resource estimate, mineral reserve estimate, or economic analysis to support the decision to mine the near surface mineralization at Gross Otavi, Kombat East and Kombat Central. News release - June 30, 2016
June 8, 2016 Sprott Resource Corp. Filing of Form 51-101F5 to indicate that as of November 5, 2015, the Company was no longer engaged, directly or indirectly, in oil and gas activities. News release - June 8, 2016
June 7, 2016 Aberdeen International Inc. Filing of a clarifying press release related to the pilot production joint venture agreement at the Sal de los Angeles Project where there is currently no mineral resource estimate, mineral reserve estimate, or economic analysis to support the construction and operation of a pilot plant.
News release - June 7, 2016
May 24, 2016 Northquest Ltd. Failure to prepare and send a directors' circular. News release - May 21, 2016
May 19, 2016 EnerDynamic Hybrid Technologies Corp. The comparative financial statements as at and for the year ended November 30, 2013, as included in the November 30, 2014 consolidated financial statements filed on March 31, 2015, had not been audited as required. News release - May 19, 2016
May 19, 2016 Tier One Capital Limited Partnership Issuer did not file required executive compensation disclosure for period ended December 31, 2014 News release - May 24, 2016
May 18, 2016 Royal Nickel Corporation The Issuer filed (i) a revised and amended technical report on the Beta-Hunt Mine, Western Australia, to remove disclosure of a conceptual production plan based on exploration targets which is prohibited disclosure under section 2.3(1)(b) of NI 43-101 and (ii) revised and amended business acquisition reports dated March 21, 2016 and May 5, 2016 to identify in the audit report the auditing standards and accounting standards acceptable under NI 52-107 that were used.
News release - May 19, 2016
May 2, 2016 Aberdeen International Inc. 2015 MD&A filings did not provide a sufficient discussion of the Company's operations and investments
AIF for the year ended January 31, 2015 did not include specific risks and operational information of the Company's concentrated investments
News release - May 3, 2016
April 29, 2016 Tier One Capital Limited Partnership MD&A for the year ended December 31, 2014 did not include required corporate governance and audit committee disclosure News release - May 2, 2016
April 18, 2016 Aberdeen International Inc. Filing of a technical report on the Smokey Hills Platinum Mine that was required to be filed to support disclosure of mineral resources and mineral reserves. News release - April 19, 2016
April 8, 2016 Starrex International Ltd Share consideration issued in exchange for certain acquisitions incorrectly measured using the concurrent financing price. Issuer refiled interim financial statements. News release - April 11, 2016
March 24, 2016 Micromem Technologies Inc. The Company's Form 51-102F6 Statement of Executive Compensation for the year ended October 31, 2014 had not been filed as required, and was therefore filed in connection with our review. News release - March 24, 2016
March 23, 2016 Primerica Global Equity Fund, Primerica Canadian Balanced Growth Fund, Primerica Global Balanced Growth Fund, Primerica Balanced Yield Fund, Primerica Income Fund, Primerica Canadian Money Market Fund The management reports of fund performance for the annual period ended December 31, 2014 and interim period ended June 30, 2015 were restated to correct the trading expense ratio for the periods ended December 31, 2014 and June 30, 2015 . News release - March 23, 2016
March 18, 2016 Starrex International Ltd Share consideration issued in exchange for certain acquisitions incorrectly measured using the concurrent financing price. News release - March 18, 2016
February 19, 2016 Economic Investment Trust Limited Deficient risk factor disclosure and description of the business for a significant investment in the December 31, 2014 MD&A and AIF dated February 20, 2015. Issuer also filed material contracts not previously filed and included additional information in its AIF dated February 11, 2016 regarding these contracts. News release - February 19, 2016
February 18, 2016 West Red Lake Gold Mines Ltd. Filing of a technical report on the West Red Lake Project that was required to be filed to support disclosure of mineral resources. News release - February 18, 2016
February 9, 2016 Ur-Energy Inc. Amended and refiled the January 19, 2016 Lost Creek property PEA technical report to provide detailed cash flow forecasts on an annual basis. News release - February 9, 2016
February 2, 2016 Tribute Pharmaceuticals Canada Inc. The issuer did not file a BAR for a significant acquisition which occurred on October 2, 2014. On February 2, 2016, the Issuer filed audited financial statements which contain 9 months of post-acquisition information. February 2, 2016
January 22, 2016 Treasury Metals Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings January 22, 2016
January 22, 2016 Laramide Resources Ltd. Failure to include NI 58-101 Women on Board disclosure in annual filings January 22, 2016
January 21, 2016 Vena Resources Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings January 21, 2016
January 15, 2016 BitRush Corp. Management Information Circular dated May 22, 2015 was withdrawn and a revised version filed.
January 15, 2016
January 14, 2016 Newco Bancorp Inc. September 30, 2015 interim financial statements were restated and refiled. January 14, 2016
January 13, 2016 Greenbank Capital Inc. Revised information circular clarifying the disclosure of management fees as shown in its summary compensation table. January 13, 2016
December 22, 2015 Mooncor Oil and Gas Corp. Reasons for refiling: Failed to file Form 51-101F1 (Statement of Reserves) -- deficiency 1k December 22, 2015
December 18, 2015 Champion Iron Limited Failure to include NI 58-101 Women on Board disclosure in annual filings December 18, 2015
December 15, 2015 Park Lawn Corporation Annual financial statements for the years ended December 31, 2014 and 2013 were re-filed to correct a typographical error in the independent auditor’s report. The change is to correct the date of such report from April 27, 2014 to April 27, 2015.
December 15, 2015
December 9, 2015 Forsys Metals Corp. Failure to include NI 58-101 Women on Board disclosure in annual filings December 9, 2015
November 12, 2015 Excellon Resources Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings November 12, 2015
November 11, 2015 Hammond Power Solutions Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings November 11, 2015
November 11, 2015 Brookfield Real Estate Services Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings November 11, 2015
November 11, 2015 SIR Royalty Income Fund Failure to include NI 58-101 Women on Board disclosure in annual filings November 11, 2015
November 10, 2015 Wilmington Capital Management Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings November 10, 2015
November 10, 2015 St. Augustine Gold and Copper Limited Failure to include NI 58-101 Women on Board disclosure in annual filings -
November 9, 2015 Wesdome Gold Mines Ltd. Failure to include NI 58-101 Women on Board disclosure in annual filings November 9, 2015
November 9, 2015 Leo Resources Inc. Amended and refiled the MD&A for the year ended July 31, 2014 and the nine-month period ended April 30, 2015 to improve disclosure concerning related party transactions and the naming of a qualified person responsible for technical disclosures. The 2015 information circular was also refiled to include revised disclosure in the Summary Compensation Table. Mining technical report did not comply with NI 43-101 (deficiency 2d) November 9, 2015
November 9, 2015 CNRP Mining Inc. Refiles revised Q3 2015 financial statements (write-offs of receivables and investments), and revised 2014 annual MD&A (for QP disclosures, related party disclosures) and Q3 MD&A (to address/discuss related F/S restatements) and technical report refiled as it did not comply with provisions of NI 43-101 (deficiency 2d). November 9, 2015
November 6, 2015 GrowPros Cannabis Ventures Inc. Filing a clarifying press release on SEDAR on Nov 6 to correct previous disclosure made about a transaction (previous disclosure was unclear and potentially misleading). GrowPros also removed a misleading Investor Presentation from their website at Staff's request (not discussed in this press release), but an outcome of the CD review November 6, 2015
November 5, 2015 Echelon Financial Holdings Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings November 5, 2015
November 2, 2015 Hadley Mining Inc. Amended and refiled the MD&A for the year ended July 31, 2014 and the nine-month period ended April 30, 2015 to improve disclosure concerning related party transactions and the naming of a qualified person responsible for technical disclosures. The 2015 information circular was also refiled to include revised disclosure in the Summary Compensation Table.

Mining technical report did not comply with NI 43-101 (deficiency 2d)
November 2, 2015
October 29, 2015 The Intertain Group Limited Filed an amended and restated business acquisition report to include the unaudited pro forma consolidated statement of financial position as at December 31, 2014 which was omitted from the business acquisition report dated September 4, 2015. October 29, 2015
October 21, 2015 Merus Labs International Inc. Audited 9-months ended June 30, 2015 financial statements, as issuer did not file a BAR for the Sintrom acquisition October 21, 2015
October 20, 2015 Rio Novo Gold Inc. Failure to include NI 58-101 Women on Board disclosure in annual filings October 20, 2015