Securities Law & Instruments


Instruments, Rules & Policies


Instruments, rules, policies, and other documents, both proposed and final, are organized into these categories:

6 - Take-Over Bids and Special Transactions

61-101 Protection of Minority Security Holders in Special Transactions and Related Companion Policy 61-101CP Protection of Minority Security Holders in Special Transactions
61-301 Staff Guidance on the Practice of "Mini-Tenders"
61-501, 61-501CP Insider Bids, Issuer Bids, Business Combinations and Related Party Transactions
61-701 Applications for Exemptive Relief under Rule 61-501
61-801 Implementing Multilateral Instrument 61-101 - Protection of Minority Security Holders in Special Transactions
62-101 Control Block Distribution Issues
62-102 Disclosure of Outstanding Share Data
62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues
62-104 Take-Over Bids and Issuer Bids
62-105 Security Holder Rights Plans
62-201 Bids Made Only In Certain Jurisdictions (Withdrawn by CSA Notice 11-313, February 19, 2010)
62-202 Take-Over Bids - Defensive Tactics
62-203 Take-Over Bids and Issuer Bids
62-301 CSA Notice on Implementation of the Zimmerman Amendments Governing the Conduct of Take-Over and Issuer Bids (Withdrawn by CSA Notice 11-313, February 19, 2010)
62-302, 43-304 and 81-308 Prospectus Filing Matters - Arthur Andersen LLP Consent
62-303 Identifying the Offeror in a Take-over Bid (Withdrawn by CSA Notice 11-313, February 19, 2010)
62-304 Conditions in Financing Arrangements for Take-over Bids and Issuer Bids (Withdrawn by CSA Notice 11-313, February 19, 2010)
62-305 Varying the Terms of Take-Over Bids
62-306 Update on Proposed National Instrument 62-105 Security Holder Rights Plans and AMF Consultation Paper An Alternative Approach to Securities Regulators’ Intervention in Defensive Tactics
62-307 CSA Notice 62-307 Update on Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids, National Instrument 62-103 Early Warning System and Related Take-Over Bid and Insider Reporting Issues and National Policy 62-203 Take-Over Bids and Issuer Bids
62-501 Prohibited Stock Market Purchases of the Offeree's Securities by the Offerer During a Take-Over Bid
62-503 Financing of Take-Over Bids and Issuer Bids
62-504 Take-Over Bids and Issuer Bids
62-601 Securities Exchange Take-Over Bids - Trades in the Offeror's Securities
62-602 Business and Asset Combinations
62-701 Staff Investigation in Respect of Loan by Stelco Inc. to Controlling Shareholder of Clarus Corporation
62-801 Proposed Rule 62-801 Implementing National Instrument 62-104 Take-Over Bids and Issuer Bids
62-904 In The Matter Of The Recognition Of Certain Jurisdictions -- Recognition Order -- Clauses 93(1)(e) and 93(3)(h) of the Act

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