Securities Law & Instruments


Instruments, Rules & Policies


Instruments, rules, policies, and other documents, both proposed and final, are organized into these categories:

Documents not numbered

Backward Pricing Issue
Blanket Permission - International Offerings Made by Way of Private Placement in Ontario - Subsection 38(3) of the Securities Act (Ontario) - Notice of Amendment to Rule Under the Securities Act
Blanket Permission - International Offerings Made By Way of Private Placement in Ontario - Subsection 38(3) of the Securities Act (Ontario); for explanation see 23 OSCB 6208
Business Corporations Act (Ontario)
Certain Advisers
Certain Advisors
Certain Proposed Amendments
Certain Reporting Issuers
Certain Reporting Issuers (1997), 20 OSCB 1219 (the "Rule")
Certain Reporting Issuers [including National Policy Statement No. 41]
Certain Trades in Securities of Junior Resource Issuers - Notice of Amendment to Rule Under The Securities Act
CICA Assurance Standards Board Exposure Draft-Auditor Assistance to Underwriters and Others
Dividend Reinvestment Plans
Former OSC Policy 1.5 Distributions of Securities Outside Ontario (Note: OSC Policy 1.5 was repealed in 1983 and replaced by Interpretation Note 1 Distributions of Securities Outside Ontario)
Going Private Transactions
Insider Bids, Issuer Bids, and Take-Over Bids in Anticipation of Going Private Transactions
International Offerings made by way of Private Placement in Ontario
Limitations on a Registrant Underwriting Securities of a Related Issuer or Connected Issuer of the Registrant
Limitations on a Registrant Underwriting Securities of a Related Issuer or Connected Issuer of the Registrant expires December 31, 2000
Mutual Fund Securities
National Policy No. 21 - National Advertising - Warnings
National Policy No. 27 Canadian Generally Accepted Accounting Principles for Investment Funds
National Policy No. 31 Change of Auditor of a Reporting Issuer that is an Investment Fund
National Policy No. 50 Reservations in an Auditor's Report Filed by an Investment Fund
National Policy No. 51 Changes in the Ending Date of a Financial Year and in Reporting Status of an Investment Fund
National Policy Statement No. 14 - Acceptability of Currencies in Material Filed with Securities Regulatory Authorities
Notice of Revocation of Deemed Rule Made Under the Securities Act
OSC Policy 2.1 - Applications to the Ontario Securities Commission
OSC Staff Notice - Registration Renewal
Policy Statement No. 47 and The Solicitation of Expressions of Interest [including National Policy Statement No. 47]
Processing Prospectuses Before Year-End
Prompt Offering Qualification System [including National Policy Statement No. 47]
Prompt Offering Qualification System [including National Policy Statement No. 47].
Proposed Rescission of National Policy No. 25 - Registrants Advertising Disclosure of Interest
Proposed Rescission of National Policy No. 49 - Self-Regulatory Organization Membership
Proposed Rescission of OSC Policy Statement No. 1.1, 4.1, 7.2, 7.3, 7.6 and 7.7
Reduction of All Fees - Fees Schedule Superseded by OSC Rule 13-502
Regulation 1015, R.R.O. 1990, as amended and in the matter of Certain International Offerings by Private Placement in Ontario
Regulation 1015, R.R.O. 1990, as amended and in the Matter of Certain International Offerings by Private Placement in Ontario - Amendment to Rule Under the Securities Act
Regulation 1015, R.R.O. 1990, as amended, and In the Matter of Certain International Offerings by Private Placement in Ontario
Regulation 910, R.R.O. 1980, as amended and In the Matter of The Multijurisdictional Disclosure System
Rescission of National Policy No. 4, No. 16, and No. 20
Rescission of National Policy Statement No. 30: Processing of "Seasoned Prospectuses"
Rescission of OSC Policy Statement No. 5.2 - Notice and Request for Comments
Rescission of OSC Policy Statements 2.4, 2.10, and 2.11
Rescission of Uniform Act Policies 2-01, 2-02, 2-03, 2-04, 2-06, 2-08 and 2-09
Rescission of Uniform Act Policy No. 2-01, 2-02, 2-06, 2-08 and 2-09
Rescission of Uniform Act Policy No. 2-10
Rescission of Uniform Act Policy No. 2-11
Shelf Prospectus Offerings and for Pricing Offerings after the Prospectus is Receipted
Simplified Prospectus Qualification System for Mutual Funds [Including National Policy Statement No. 36 and National Policy Statement No. 39] - Notice of Amendment to Rule Under the Securities Act
Staff Notice: Ontario Superior Court of Justice Dismisses Application Relating to MacDonald Oil Take-over Bid for Bresea
Three Rules, each entitled In the Matter of Certain Reporting Issuers (1997), 20 OSCB 1218 and 1219, (the "Rules")
Trades by an Issuer in Securities of its Own Issue to Senior Officers, Directors, Personal Holding Companies and Registered Retirement Savings Plans and a Controlling Shareholder in Securities of an Issuer to Employees, Senior Officers, Directors, Persona
Trades by Issuers in Connection with Securities Exchange Issuer Bids and In the Matter of Trades by Holders of Securities of a Company to Another Company in Connection with an Amalgamation, and Arrangement or a Specified Statutory Procedure
Trades by Issuers Upon Exercise of Certain Conversion or Exchange Rights and In the Matter of the First Trade in Securities Acquired Upon Exercise of Such Conversion or Exchange Rights
Trades in Securities of a Private Company Under the Execution Act
Trading in Securities of Labour Sponsored Investment Fund Corporation

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