1 - Procedure and Related Matters Breadcrumb Home Securities law Instruments, rules and policies 1 - Procedure and Related Matters Component Menu Left Sidebar Securities law Legislation Instruments, rules and policies 1 - Procedure and Related Matters 2 - Certain Capital Market Participants 3 - Registration Requirements and Related Matters 4 - Distribution Requirements 5 - Ongoing Requirements for Issuers and Insiders 6 - Take-Over Bids and Special Transactions 7 - Securities Transactions Outside the Jurisdiction 8 - Investment Funds 9 - Derivatives Documents not numbered Securities rule-making in Ontario Proposed instruments, rules and policies Orders, rulings and decisions Blanket orders Delegation orders OSC Bulletin Filing documents online Search by keyword Sort by RelevanceInstrument number descendingInstrument number ascending Results 1 - 30 of 207 Instrument Number Title 11-101 Principal Regulator System [Note: Never adopted in Ontario. Revoked on September 28, 2009.] 11-102 Passport System [Note: Not adopted in Ontario] 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions [Note: Not adopted in Ontario, Alberta, Quebec, New Brunswick and Nova Scotia.] 11-201 Electronic Delivery of Documents 11-202 National Policy - Process for Prospectus Reviews in Multiple Jurisdictions 11-203 National Policy - Process for Exemptive Relief Applications in Multiple Jurisdictions 11-204 Process for Registration in Multiple Jurisdictions 11-205 Process for Designation of Credit Rating Organizations in Multiple Jurisdictions 11-206 Process for Cease to be a Reporting Issuer Applications 11-207 Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions 11-301 CSA Strategic Plan 1999 - 2001 11-302 Withdrawal of CSA Notices 11-303 The Uniform Securities Legislation Project (Withdrawn by CSA Notice 11-313, February 19, 2010) 11-304 Responses to Comments Received on Concept Proposal, Blueprint For Uniform Securities Laws For Canada (Withdrawn by CSA Notice 11-313, February 19, 2010) 11-305 Withdrawal of CSA Staff Notice 42-301 and 52-302 11-306 Extension of Comment Period for Consultation Drafts of the Uniform Securities Act and the Model Securities Administration Act (Withdrawn by CSA Notice 11-313, February 19, 2010) 11-307 Responses to Comments Received on Consultation Drafts for a Uniform Securities Act and a Model Securities Administration Act (Withdrawn by CSA Notice 11-313, February 19, 2010) 11-309 Withdrawal of CSA Notices 11-310 Withdrawal of CSA Notices 11-311 Notice of Extension of Comment Period - CSA Consultation Paper 11-405 - “Securities Regulatory Proposals Stemming from the 2007-08 Credit Market Turmoil and its Effect on the ABCP Market in Canada” 11-312 National Numbering System 11-313 Withdrawal of Notices and Policies 11-314 Update of CSA Instruments 11-315 Extension of Consultation Period 11-316 Notice of Local Amendments - British Columbia (Withdrawn by CSA Staff Notice 11-333, December 1, 2016) 11-317 Withdrawal of Notices 11-318 Guidance for Cease Trade Order Database Users 11-319 [Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Extension of Consultation Period - Consultation Paper 25-401 - Potential Regulation of Proxy Advisory Firms 11-320 Notice of Local Amendments - Nova Scotia and Yukon 11-321 Business Continuity Planning - Industry Testing Exercise Pagination Current page 1 Page 2 Page 3 Page 4 Page 5 Page 6 Page 7 Next page Next › Last page Last »