Securities Law & Instruments

OSC Bulletin Volume 40, (Issue 17 May 4, 2017)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 4087
1.1 Notices 4087
1.1.1 Kiska Metals Corporation – Notice of Correction 4087
1.2 Notices of Hearing 4087
1.2.1 Issam El-Bouji et al. 4087
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 4088
1.5.1 Issam El-Bouji et al. 4088
1.5.2

Money Gate Mortgage Investment Corporation et al. 

4089
1.5.3 Crystal Wealth Management System Limited et al. 4090
1.6 Notices from the Office of the Secretary with Related Statements of Allegations 7676
Chapter 2 Decisions, Orders and Rulings 4091
2.1 Decisions 4091
2.1.1 Vanguard Investments Canada Inc.                4091
2.1.2 Gibraltar Growth Corporation            4094
2.1.3 AGF Investments Inc 4098
2.2 Orders 4102
2.2.1 MM Café Franchise Inc. 4102
2.2.2 Money Gate Mortgage Investment Corporation et al. – ss. 127(1), 127(5) 4103
2.2.3 Crystal Wealth Management System Limited et al. – ss. 127(7), 127(8) 4105
2.2.4 The Toronto-Dominion Bank and The Bank of Nova Scotia – s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 4108
2.2.5 Western Potash Corp. 4114
2.2.6 RDM Corporation                4116
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director’s Decisions (nil)
3.3 Court Decisions (nil) (nil)
Chapter 4 Cease Trading Orders 4119
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4119
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4119
4.2.2 Outstanding Management & Insider Cease Trading Orders 4119
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4121
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings

4179

Chapter 12 Registrations 4189
12.1.1 Registrants 4189
Chapter 13 SROs, Marketplaces, and Clearing Agencies 4191
13.1 SROs 4191
13.1.1 IIROC – Housekeeping Amendments to Remove Statement G of the Form 1 and Corollary Amendments to the Form 1 – OSC Staff Notice of Commission Approval 4191
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 4193
25.1.1 Raintree Wealth Management Inc. – s. 213(3)(b) of the LTCA  4193
Index 4195