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Comments Received CSA Consultation Paper 81-408 - Consultation on the Option of Discontinuing Embedded Commissions
Date Comment Letters
January 10, 2017 Debbie Hartzman
January 10, 2017 Nicholas Carroll
January 11, 2017 Taylor Hewson (TCM Financial Studio)
January 11, 2017 Tyler J. Dickie
January 14, 2017 Tim Weichel
January 16, 2017 Kevin Hayes
January 17, 2017 Kay Crawford
January 23, 2017 Theo Georgiou
January 23, 2017 Donna Kagan
January 26, 2017 Alistair Harrigan
January 26, 2017 Yves David
January 27, 2017 JR Tobias
January 27, 2017 Ben Davies
January 30, 2017 Brad O'Morrow (O'Morrow Financial Services)
January 31, 2017 Patrice Doucet
February 1, 2017 Steve Kunzel
February 2, 2017 Craig Cornell
February 6, 2017 Victor Prasad
February 7, 2017 Harold Lockerby
February 15, 2017 Stan Penner
February 16, 2017 Chris Dietz (Dietz Financial/Peak Investment Services)
February 17, 2017 Wanda Morris and Marissa Semkiw
March 8, 2017 Joel Attis (AttisCorp Wealth Management/AttisCorp Financial Advisory & Insurance Services)
March 9, 2017 Barbara Nash
March 9, 2017 David Rupert (Desjardins Financial Securities Independent Network)
March 20, 2017 Rob Reid (Reid & Associates Financial Solutions)
March 21, 2017 Waterloo Advisor
March 24, 2017 Trent Stanley (Oak Tree Financial Services/Peak Investment Services)
April 3, 2017 Brian Hein (Assante Wealth Management Ltd. and Hein Financial Group)
April 10, 2017 Luc Paiement
April 18, 2017 Mark A. Schneider
April 20, 2017 Mark A. Schneider
April 20, 2017 Jonathan Hunt
April 25, 2017 Ken Kivenko
April 28, 2017 Harold Geller (MBC Law Professional Corporation)
April 30, 2017 Larry Elford
May 1, 2017 Gilles Garon and Daniel Binette (SFL)
May 7, 2017 Mildred Jagdeo
May 8, 2017 Rick Reynolds
May 8, 2017 Julia Lipovetsky
May 9, 2017 Harvey S. Naglie
May 9, 2017 A Starving Advisor
May 14, 2017 Mary Boom
May 17, 2017 Jean-François G. Labbé and Alexandre Brassard
May 20, 2017 Lorne Radke
May 25, 2017 Matt Morris
May 30, 2017 Daniela Rempel
May 30, 2017 Gord Clark
May 30, 2017 John G. Novachis (Investment Planning Counsel Inc.)
May 31, 2017 Ursula Menke (Investor Advisory Panel)
May 31, 2017 Peter Whitehouse
June 1, 2017 Claude Sanche
June 2, 2017 Yves Lavigne
June 2, 2017 Mark Tiffin (Capital International Asset Management (Canada), Inc.)
June 2, 2017 Julie Roy
June 2, 2017 The Emerging Managers' Board
June 2, 2017 Helene Aubin
June 2, 2017 Mark. S. Clark (Pacific Spirit Investment Management Inc.)
June 2, 2017 Daniel Enayatzadeh
June 5, 2017 Christopher Davis and Aron Szapiro (Morningstar Research, Inc.)
June 5, 2017 Pierre Lortie (Dentons Canada LLP)
June 5, 2017 Julie Roy
June 6, 2017 Eric F. Gosselin
June 6, 2017 Dan Petryk (Global Maxfin Investments Inc.)
June 6, 2017 David McGruer
June 7, 2017 Heather Zacharias
June 7, 2017 Glenn Szlagowski (Assante Financial Management Ltd.)
June 7, 2017 Shamez Kassam
June 7, 2017 Shannen Fisher (Thierman Financial)
June 8, 2017 Dan Good (D.W. Good Investment Co. Ltd.)
June 8, 2017 Bob Bernard
June 8, 2017 Robert J. McGuire (Citibank Canada Investment Funds Limited)
June 8, 2017 Francois Premont and Nicole Gravel (Investia Services Financiers Inc.)
June 8, 2017 John J. De Goey
June 8, 2017 Debra McFadden
June 8, 2017 Rick McCombie and Kevin Daniel (The Co-operators Group Ltd.)
June 8, 2017 Gino Sebastian Savard and Yvan Morin (MICA Capital Inc.)
June 8, 2017 Keith R. Odegard (Pewter Financial Ltd.)
June 8, 2017 Guy Roy
June 8, 2017 Dr. Cora Pettipas and Craig Skauge (National Exempt Market Association)
June 8, 2017 Patrick J. Carricato
June 9, 2017 Jeffrey R. Carney (Investors Group Inc.)
June 9, 2017 Rob Bauml (Summit Financial Planners Inc.)
June 9, 2017 Borden Ladner Gervais LLP
June 9, 2017 Gerry Gabon (Trusted Wealth Professionals)
June 9, 2017 Anthony Boright (InvestorCOM)
June 9, 2017 Quadrus Investment Services
June 9, 2017 M. George Lewis
June 9, 2017 Michel Boutin and Maxime Gauthier (Merici Services Financiers Inc.)
June 9, 2017 Michael Thom (The Canadian Advocacy Council for Canadian CFA Institute Societies)
June 9, 2017 Atul Tiwari (Vanguard Investments Canada Inc.)
June 9, 2017 Greg Mussenden (Summit Financial Planners)
June 9, 2017 Thomas B. K. Martin
June 9, 2017 Martin Gagnon (National Bank)
June 9, 2017 Edna A. Chu (Sentry Investments Inc.)
June 9, 2017 Katie Walmsley and Margaret Gunawan (Portfolio Management Association of Canada)
June 9, 2017 ICI Global
June 9, 2017 Michelle Alexander (Investment Industry Association of Canada)
June 9, 2017 Flavio Vani, Michael Luciani, Bertrand Larocque and Nacera Zergane (L’Association Professionnelle des Conseillers en Services Financiers)
June 9, 2017 Financial Planning Standards Council
June 9, 2017 Barry S. McInerney (Mackenzie Financial Corporation)
June 9, 2017 Yasmin Lalani (Credential Financial)
June 9, 2017 AGF Investments Inc.
June 9, 2017 Horizons ETFs Management (Canada) Inc.
June 9, 2017 Dan Hallett (Highview Financial Group)
June 9, 2017 Brett Kimak (ATB Investor Services)
June 9, 2017 Steve Geist (Canadian Imperial Bank of Commerce)
June 9, 2017 Marc-Etienne L. Salvail
June 9, 2017 Eric Adelson (Invesco Canada Ltd.)
June 9, 2017 Canadian Foundation for Advancement of Investor Rights
June 9, 2017 Troy Iwanik (Holliswealth)
June 9, 2017 Fidelity Investments Canada ULC
June 9, 2017 Nancy Allan and Scott Findlay (Independent Financial Brokers of Canada)
June 9, 2017 Linda Cartier (Financial Decisions Inc.)
June 9, 2017 Sandra L. Kegie (The Federation of Mutual Fund Dealers)
June 9, 2017 Rick Headrick (Sun Life Global Investments (Canada) Inc.)
June 9, 2017 Andrew Teasdale
June 9, 2017 Paul C. Bourque (The Investment Funds Institute of Canada)
June 9, 2017 Mark S. Kent (Portfolio Strategies Corporation)
June 9, 2017 Desjardins
June 9, 2017 Jeff Rockel (HollisWealth Advisory Services Inc.)
June 9, 2017 Doheny Securities Limited
June 9, 2017 Carl Mustos (iA Financial Group)
June 9, 2017 Margaret Gunawan and Warren Collier (BlackRock Asset Management Canada Limited)
June 9, 2017 Alternative Investment Management Association
June 9, 2017 Michael Katchen (Wealthsimple Inc.)
June 9, 2017 John A. Adams (Primerica Financial Services)
June 9, 2017 Jean Carrier (Groupe Financier Peak Inc)
June 9, 2017 Carol Lynde (Bridgehouse Asset Managers)
June 9, 2017 Francois Bruneau (Groupe Cloutier Investissements Inc.)
June 9, 2017 Brad Beuttenmiller (Franklin Templeton Investments Corp.)
June 9, 2017 Nick DiRenzo (Sun Life Financial Investment Services (Canada) Inc.)
June 9, 2017 Worldsource Wealth Management
June 9, 2017 Greg Pollock and Wade A. Baldwin (Advocis, The Financial Advisors Association of Canada)
June 9, 2017 Kirk Dudtschak, Doug Coulter, Dave Agnew, Rosalyn Kent and Mark Neill (RBC Dominion Securities Inc., Royal Mutual Funds Inc., et al.
June 9, 2017 Sheila A. Murray and Steve J. Donald (CI Financial Corp.)
June 9, 2017 Wayne Bolton (Edward Jones)
June 9, 2017 Bernard Letendre and Rick Annaert (Manulife Investments)
June 9, 2017 Robert Goldberg
June 9, 2017 Earleen Moulton and Eric Wachtel (The Canadian Association of Independent Life Brokerage Agencies)
June 9, 2017 Jonathan Hunt (FundNet Systems)
June 12, 2017 Larry Tomei (HSBC)