OSC | OSC Proceedings - Before the Commission

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D
Da Silva, Abel Da Silva, Abel
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 15, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 9, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 2, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 2, 2011	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. - Marco Diadamo
	November 25, 2011	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	November 7, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 4, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	August 24, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	August 16, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	August 2, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	July 26, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 23, 2011	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	June 22, 2011	Reasons and Decision for the Hearing on the Merits Held in Writing: In the Matter of Abel Da Silva
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	May 27, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	February 17, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	February 11, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	January 7, 2011	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	January 6, 2011	Order: In the Matter of Al-tar Energy Corp. et al.
	January 6, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Al-Tar Energy Corp. et al.
	December 20, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 16, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 13, 2010	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 14, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 14, 2010	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	November 30, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	November 29, 2010	Order: In the Matter of Abel Da Silva
	October 27, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	October 26, 2010	Order: In the Matter of Abel Da Silva
	October 7, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	October 5, 2010	Order: In the Matter of Abel Da Silva
	September 21, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	September 20, 2010	Notice of Hearing: In the Matter of Abel da Silva
	September 20, 2010	Amended Statement of Allegations: In the Matter of Abel Da Silva
	September 2, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	September 2, 2010	Order: In the Matter of Abel Da Silva
	August 18, 2010	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	July 2, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	June 30, 2010	Order: In the Matter of Abel Da Silva
	June 28, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 28, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 14, 2010	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	June 11, 2010	Reasons and Decision: In the Matter of Al-Tar Energy Corp. et al.
	April 13, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	April 13, 2010	Order: In the Matter of Abel Da Silva
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 12, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	January 12, 2010	Order: In the Matter of Abel Da Silva
	September 10, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	September 10, 2009	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	September 10, 2009	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	September 10, 2009	Order: In the Matter of Abel Da Silva
	July 27, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - William Mankofsky
	July 20, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	July 17, 2009	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - William Mankofsky
	July 16, 2009	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 10, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 5, 2009	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	June 5, 2009	Order: In the Matter of Abel Da Silva
	June 4, 2009	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 19, 2009	Reasons and Decision on Settlement: In the Matter of Shallow Oil & Gas Inc. - Gord McQuarrie
	May 14, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 10, 2009	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 6, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	April 21, 2009	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	November 27, 2008	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	November 27, 2008	Order: In the Matter of Abel Da Silva
	November 26, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 25, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	October 30, 2008	Notice from the Office of the Secretary: In the Matter of Abel Da Silva
	October 21, 2008	Notice of Hearing: In the Matter of Abel da Silva
	October 20, 2008	Statement of Allegations: In the Matter of Abel Da Silva
	October 1, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 30, 2008	Order: In the Matter of Al-tar Energy Corp. et al.
	June 19, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 19, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 11, 2008	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 10, 2008	Statement of Allegations: In the Matter of Shallow Oil & Gas Inc. et al.
	April 1, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	March 31, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	March 19, 2008	Order: In the Matter of Al-tar Energy Corp. et al.
	February 22, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	February 19, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	February 15, 2008	Reasons and Decision: In the Matter of Shallow Oil & Gas Inc. et al.
	February 14, 2008	Notice of Hearing: In the Matter of Al-tar Energy Corp. et al.
	February 14, 2008	Statement of Allegations: In the Matter of Al-tar Energy Corp. et al.
	January 31, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 31, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	January 22, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 18, 2008	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	January 16, 2008	Temporary Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 11, 2006	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	May 10, 2006	Decision on Sanctions and Reasons: In the Matter of Edward Joseph Allen et al.
	March 9, 2006	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	October 13, 2005	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	October 12, 2005	Decision and Reasons: In the Matter of Edward Joseph Allen et al.
	February 3, 2005	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	January 13, 2005	Order: In the Matter of Edward Joseph Allen et al.
	November 22, 2004	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	November 22, 2004	Order: In the Matter of Edward Joseph Allen et al.
	November 5, 2004	Notice from the Office of the Secretary: In the Matter of Edward Joseph Allen et al.
	November 5, 2004	Statement of Allegations: In the Matter of Edward Joseph Allen et al.
	November 5, 2004	Notice of Hearing: In the Matter of Edward Joseph Allen et al.
Da Silva, Carlos A. Da Silva, Carlos A.
	December 11, 2008	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	December 10, 2008	Reasons and Decision on Sanctions and Costs: In the Matter of Limelight Entertainment Inc. et al.
	February 13, 2008	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	February 12, 2008	Reasons and Decision: In the Matter of Limelight Entertainment Inc. et al.
	November 22, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	November 22, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	September 28, 2007	Notice from the Office of the Secretary: Limelight Entertainment Inc. et al.
	August 23, 2007	Notice from the Office of the Secretary: In The Matter Of Limelight Entertainment Inc.
	August 23, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	August 14, 2007	Notice from the Office of the Secretary: In The Matter Of Limelight Entertainment Inc.
	August 13, 2007	Oral Ruling and Reasons: In the Matter of Limelight Entertainment Inc. et al.
	August 13, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	August 13, 2007	Reasons and Decision: In the Matter of Limelight Entertainment Inc. et al.
	August 2, 2007	Settlement Agreement: In the Matter of Limelight Entertainment Inc. et al.
	August 2, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	July 18, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	July 18, 2007	Notice of Hearing: In the Matter of Limelight Entertainment Inc. et al.
	May 4, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	May 4, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	October 30, 2006	Notice From the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	October 30, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	September 12, 2006	Notice From the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	September 12, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	May 17, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	May 11, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	April 28, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 28, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 26, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	April 25, 2006	Amended Notice of Hearing: In the Matter of Limelight Entertainment Inc. et al.
	April 25, 2006	Amended Statement of Allegations: In the Matter of Limelight Entertainment Inc. et al.
	April 18, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 13, 2006	Temporary Order: In the Matter of Limelight Entertainment Inc. et al.
	April 11, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 7, 2006	Notice of Hearing: In the Matter of Limelight Entertainment Inc. et al.
	April 7, 2006	Statement of Allegations: In the Matter of Limelight Entertainment Inc. et al.
Dallas/North Group Inc. Dallas/North Group Inc.
	December 16, 2003	Order: In the Matter of Teodosio Vincent Pangia et al.
	December 4, 2003	Settlement Agreement: In the Matter of Teodosio Vincent Pangia et al.
	November 3, 2003	Amended Notice of Hearing: In the Matter of Teodosio Vincent Pangia et al.
	October 25, 2002	Decision: In the Matter of Teodosio Vincent Pangia et al.
	September 30, 2002	Amended Statement of Allegations: In The Matter of Teodosio Vincent Pangia et al.
	October 23, 2001	Notice of Hearing: In the Matter of Teodosio Vincent Pangia et al.
	October 23, 2001	Statement of Allegations: In The Matter of Teodosio Vincent Pangia et al.
Damm, Joseph Damm, Joseph
	November 21, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	November 17, 2005	Notice of Withdrawal: In the Matter of Andrew Currah et al.
	November 11, 2005	Notice of Withdrawal: In the Matter of Andrew Currah et al.
	November 10, 2005	Order: In the Matter of Andrew Currah et al.
	November 10, 2005	Order: In the Matter of Andrew Currah et al.
	November 10, 2005	Order: In the Matter of Andrew Currah et al.
	November 4, 2005	Order: In the Matter of Andrew Currah et al.
	November 3, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	November 3, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	November 3, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	November 1, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	November 1, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	November 1, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	October 28, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	October 28, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	October 28, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	October 28, 2005	Notice of Hearing: In the Matter of Andrew Currah et al.
	October 27, 2005	Settlement Agreement: In the Matter of Andrew Currah et al.
	October 20, 2005	Amended Statement of Allegations: In the Matter of Andrew Currah et al.
	October 6, 2005	Notice from the Office of the Secretary: In The Matter of Andrew Currah et al.
	September 22, 2005	Order: In the Matter of Andrew Currah et al.
	August 2, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	July 29, 2005	Decision and Reasons: In the Matter of Andrew Currah et al.
	February 14, 2005	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	February 11, 2005	Order: In the Matter of Andrew Currah et al.
	August 20, 2004	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	August 17, 2004	Order: In the Matter of Andrew Currah et al.
	August 3, 2004	Notice from the Office of the Secretary: In the Matter of Andrew Currah et al.
	July 23, 2004	Notice of Hearing: In the Matter of Andrew Currah et al.
	July 23, 2004	Statement of Allegations: In The Matter of Andrew Currah et al.
Daniels, Bill Daniels, Bill
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	December 18, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	September 11, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 11, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	September 4, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 4, 2007	Notice of Hearing: In the Matter of Al-tar Energy Corp. et al.
	July 17, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	July 17, 2007	Order: In the Matter of Al-tar Energy Corp. et al.
	July 6, 2007	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	July 3, 2007	Temporary Order: In the Matter of Al-tar Energy Corp. et al.
Daniels, Joseph Daniels, Joseph
	December 11, 2008	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	December 10, 2008	Reasons and Decision on Sanctions and Costs: In the Matter of Limelight Entertainment Inc. et al.
	February 13, 2008	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	February 12, 2008	Reasons and Decision: In the Matter of Limelight Entertainment Inc. et al.
	November 22, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	November 22, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	September 28, 2007	Notice from the Office of the Secretary: Limelight Entertainment Inc. et al.
	August 23, 2007	Notice from the Office of the Secretary: In The Matter Of Limelight Entertainment Inc.
	August 23, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	August 14, 2007	Notice from the Office of the Secretary: In The Matter Of Limelight Entertainment Inc.
	August 13, 2007	Oral Ruling and Reasons: In the Matter of Limelight Entertainment Inc. et al.
	August 13, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	August 13, 2007	Reasons and Decision: In the Matter of Limelight Entertainment Inc. et al.
	August 2, 2007	Settlement Agreement: In the Matter of Limelight Entertainment Inc. et al.
	August 2, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	July 18, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	July 18, 2007	Notice of Hearing: In the Matter of Limelight Entertainment Inc. et al.
	May 4, 2007	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	May 4, 2007	Order: In the Matter of Limelight Entertainment Inc. et al.
	October 30, 2006	Notice From the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	October 30, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	September 12, 2006	Notice From the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	September 12, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	May 17, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	May 11, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	April 28, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 28, 2006	Notice from the Office of the Secretary: In the Matter of Limelight Entertainment Inc. et al.
	April 26, 2006	Order: In the Matter of Limelight Entertainment Inc. et al.
	April 25, 2006	Amended Notice of Hearing: In the Matter of Limelight Entertainment Inc. et al.
	April 25, 2006	Amended Statement of Allegations: In the Matter of Limelight Entertainment Inc. et al.
Danis, Daniel Danis, Daniel
	June 9, 2000	Notice of Hearing: In the Matter of Chris Cook et al.
	June 9, 2000	Statement of Allegations: In The Matter of Chris Cook et al.
Danis, Pierre Danis, Pierre
	June 9, 2000	Notice of Hearing: In the Matter of Chris Cook et al.
	June 9, 2000	Statement of Allegations: In The Matter of Chris Cook et al.
Danzig, Daniel David Danzig, Daniel David
	March 1, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 1, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	February 27, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	February 26, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al.
	February 26, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	November 3, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	November 3, 2006	Order: In The Matter of Robert Patrick Zuk et al.
	November 1, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	October 3, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	October 3, 2006	Notice of Withdrawal: In The Matter of Robert Patrick Zuk et al.
	September 27, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	September 25, 2006	Amended Statement of Allegations: In The Matter of Robert Patrick Zuk et al.
	December 16, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	December 14, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	June 3, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	June 2, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 15, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 15, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	March 15, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 11, 2005	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 11, 2005	Statement of Allegations: In The Matter of Robert Patrick Zuk et al.
Datek Online Brokerage Services LLC Datek Online Brokerage Services LLC
	June 19, 2001	Settlement Agreement: In the Matter of Datek Online Brokerage Services LLC.
	June 18, 2001	Notice of Hearing: In the Matter of Datek Online Brokerage Services LLC et al.
	June 18, 2001	Statement of Allegations: In the Matter of Datek Online Brokerage Services LLC et al.
Daub, Sally Daub, Sally
	October 14, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	October 14, 2005	Decision and Reasons: In the Matter of ATI Technologies Inc. et al.
	May 13, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	May 11, 2005	Reasons and Order: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Mary De La Torre and Alan Rae
	March 29, 2005	Settlement Agreement: In the Matter of ATI Technologies Inc.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Order: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Settlement Agreement: In the Matter of Mary De La Torre and Alan Rae
	March 29, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Mary De La Torre and Alan Rae
	March 29, 2005	Order: In the Matter of ATI Technologies Inc.
	March 29, 2005	Order: In the Matter of Mary De La Torre and Alan Rae
	March 29, 2005	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	March 28, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - ATI Technologies Inc.
	March 28, 2004	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	December 14, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Sally Daub
	December 14, 2004	Order: In the Matter of Sally Daub
	December 14, 2004	Settlement Agreement: In the Matter of Sally Daub
	December 2, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion for Production Brought by Kwok Yuen Ho: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion Brought by Betty Ho: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion Brought by Kwon Yuen Ho: In the Matter of ATI Technologies Inc. et al.
	July 30, 2004	Reasons: In the Matter of ATI Technologies Inc. et al.
	January 20, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	January 16, 2004	Order: In the Matter of ATI Technologies Inc. et al.
	February 12, 2003	Order: In the Matter of ATI Technologies Inc. et al.
	January 16, 2003	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	January 16, 2003	Statement of Allegations: In the Matter of ATI Technologies Inc. et al.
Daubney, John Daubney, John
	August 15, 2008	Notice from the Office of the Secretary: In the Matter of John Daubney And Cheryl Littler
	August 14, 2008	Reasons and Decision on Sanctions and Costs: In the Matter of John Daubney and Cheryl Littler
	May 1, 2008	Notice from the Office of the Secretary: In the Matter of John Daubney and Cheryl Littler
	April 30, 2008	Reasons and Decision: In the Matter of John Daubney and Cheryl Littler
	October 4, 2007	Notice from the Office of the Secretary: In The Matter Of John Daubney And Cheryl Littler
	October 4, 2007	Order: In the Matter of John Daubney And Cheryl Littler
	October 4, 2007	Settlement Agreement: In the Matter of John Daubney
	October 3, 2007	Notice from the Office of the Secretary: In the Matter of John Daubney and Cheryl Littler
	October 3, 2007	Notice of Hearing: In the Matter of John Daubney And Cheryl Littler
	February 27, 2007	Notice from the Office of the Secretary: In the Matter of John Daubney and Cheryl Littler
	February 22, 2007	Order: In the Matter of John Daubney and Cheryl Littler
	July 31, 2006	Notice from the Office of the Secretary: In the Matter of John Daubney and Cheryl Littler
	July 31, 2006	Order: In the Matter of John Daubney And Cheryl Littler
	July 17, 2006	Notice from the Office of the Secretary: In the Matter of John Daubney and Cheryl Littler
	July 14, 2006	Notice of Hearing: In the Matter of John Daubney And Cheryl Littler
	July 14, 2006	Statement of Allegations: In the Matter of John Daubney And Cheryl Littler
Davies, Kenneth E. Davies, Kenneth E.
	June 27, 2003	Order: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	June 27, 2003	Reasons: In the Matter of YBM Magnex International Inc. et al.
	March 30, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	March 16, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 12, 2001	Order: In the Matter of YBM Magnex International Inc. et al.
	March 2, 2001	Reasons for Decision: In the Matter of YBM Magnex International Inc. et al.
	February 11, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 25, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	January 5, 2000	Decision and Reasons: In the Matter of YBM Magnex International Inc. et al.
	November 1, 1999	Statement of Allegations: In the Matter of YBM Magnex International Inc. et al.
Davies, Robert Davies, Robert
	July 21, 2003	Order: In the Matter of Robert Davies
	July 20, 2003	Settlement Agreement: In the Matter of Robert Davies
	May 12, 2003	Notice of Hearing: In the Matter of Robert Davies
	May 7, 2003	Statement of Allegations: In The Matter of Robert Davies
Davis, Douglas E. Davis, Douglas E.
	October 6, 1999	Order: In the Matter of James H. Ting et al.
	September 23, 1999	Notice of Hearing: In the Matter of James H. Ting et al.
	September 23, 1999	Statement of Allegations: In The Matter of James H. Ting et al.
Davy, Mary Dawn Davy, Mary Dawn
	March 31, 1998	Order: In the Matter of Mary Dawn Davy
	March 27, 1998	Settlement Agreement: In The Matter Of David Barnsdale et al.
	December 10, 1997	Order: In the Matter of David Barnsdale et al.
	November 20, 1997	Settlement Agreement: In the Matter of David Barnsdale et al. - Roch Beaulieu
	November 6, 1997	Order: In the Matter of David Barnsdale et al.
	October 31, 1997	Notice of Hearing: In the Matter of David Barnsdale et al.
	October 31, 1997	Statement of Allegations: In the Matter of David Barnsdale et al.
De Boer, Doug De Boer, Doug
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	February 8, 2012	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	August 12, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 11, 2011	Endorsement and Temporary Order: In the Matter of Ground Wealth Inc. et al
	June 9, 2000	Notice of Hearing: In the Matter of Doug De Boer et al.
	June 9, 2000	Statement of Allegations: In the Matter of Doug De Boer et al.
De Boer, Eise De Boer, Eise
	June 9, 2000	Notice of Hearing: In the Matter of Doug De Boer et al.
	June 9, 2000	Statement of Allegations: In the Matter of Doug De Boer et al.
De Faye, Tom De Faye, Tom
	September 25, 2000	Order: In the Matter of Adrian Beale et al.
	September 15, 2000	Notice of Hearing: In the Matter of Adrian Beale et al.
	September 15, 2000	Temporary Order: In the Matter of Adrian Beale et al.
	September 12, 2000	Statement of Allegations: In the Matter of Adrian Beale et al.
De La Campa, Miguel De La Campa, Miguel
	June 7, 2000	Notice of Hearing: In the Matter of Serafino Iacono et al.
	June 7, 2000	Statement of Allegations: In The Matter of Serafino Iacono et al.
De La Torre, Mary De La Torre, Mary
	October 14, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	October 14, 2005	Decision and Reasons: In the Matter of ATI Technologies Inc. et al.
	May 13, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	May 11, 2005	Reasons and Order: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Mary De La Torre and Alan Rae
	March 29, 2005	Settlement Agreement: In the Matter of ATI Technologies Inc.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Order: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	March 30, 2005	Settlement Agreement: In the Matter of Mary De La Torre and Alan Rae
	March 29, 2005	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Mary De La Torre and Alan Rae
	March 29, 2005	Order: In the Matter of ATI Technologies Inc.
	March 29, 2005	Order: In the Matter of Mary De La Torre and Alan Rae
	March 29, 2005	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	March 28, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - ATI Technologies Inc.
	March 28, 2004	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	December 14, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al. - Sally Daub
	December 2, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion for Production Brought by Kwok Yuen Ho: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion Brought by Betty Ho: In the Matter of ATI Technologies Inc. et al.
	November 26, 2004	Decision in Motion Brought by Kwon Yuen Ho: In the Matter of ATI Technologies Inc. et al.
	July 30, 2004	Reasons: In the Matter of ATI Technologies Inc. et al.
	January 20, 2004	Notice from the Office of the Secretary: In the Matter of ATI Technologies Inc. et al.
	January 16, 2004	Order: In the Matter of ATI Technologies Inc. et al.
	February 12, 2003	Order: In the Matter of ATI Technologies Inc. et al.
	January 16, 2003	Notice of Hearing: In the Matter of ATI Technologies Inc. et al.
	January 16, 2003	Statement of Allegations: In the Matter of ATI Technologies Inc. et al.
De Melo, Danny De Melo, Danny
	July 18, 2011	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	July 15, 2011	Order: In the Matter of Hillcorp International Services et al.
	June 24, 2011	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	June 21, 2011	Notice of Hearing: In the Matter of Hillcorp International Services et al.
	June 21, 2011	Statement of Allegations: In the Matter of Hillcorp International Services et al.
	April 19, 2011	OSC News Release: Danny De Melo and Steven Hill Each Sentenced to 90 Days in Jail for Breaching Ontario Securities Commission Cease Trade Order
	February 25, 2011	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	February 25, 2011	Order: In the Matter of Hillcorp International Services et al.
	July 12, 2010	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	July 9, 2010	Order: In the Matter of Hillcorp International Services et al.
	April 27, 2010	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	April 27, 2010	Order: In the Matter of Hillcorp International Services et al.
	April 26, 2010	Settlement Agreement: In the Matter of Hillcorp International Services et al. - Daryl Renneberg
	April 20, 2010	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	April 20, 2010	Notice of Hearing: In the Matter of Hillcorp International Services et al.
	March 30, 2010	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	March 30, 2010	Order: In the Matter of Hillcorp International Services et al.
	February 5, 2010	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	February 5, 2010	Order: In the Matter of Hillcorp International Services et al.
	August 6, 2009	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	August 5, 2009	Order: In the Matter of Hillcorp International Services et al.
	July 30, 2009	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
	July 24, 2009	Amended Temporary Order: In the Matter of Hillcorp International Services et al.
	July 24, 2009	Amended Notice of Hearing: In the Matter of Hillcorp International Services et al.
	July 21, 2009	Temporary Order: In the Matter of Hillcorp International Services et al.
	July 21, 2009	Notice of Hearing: In the Matter of Hillcorp International Services et al.
	July 23, 2009	Notice from the Office of the Secretary: In the Matter of Hillcorp International Services et al.
De Vries, Andrew De Vries, Andrew
	June 30, 2011	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	June 29, 2011	Order: In the Matter of Sulja Bros. et al.
	June 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Sulja Bros. et al.
	May 26, 2011	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	May 25, 2011	Reasons and Decision: In the Matter of Sulja Bros. et al.
	October 29, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 29, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 28, 2010	Reasons and Decision: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 28, 2010	Reasons and Decision: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	August 3, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	July 30, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	July 6, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	May 10, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	May 7, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	March 8, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	March 4, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	January 11, 2010	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	January 8, 2010	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	December 4, 2009	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	December 4, 2009	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. et al.
	October 29, 2009	Order: In the Matter of Sulja Bros. et al.
	November 2, 2009	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	September 12, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	September 11, 2008	Order: In the Matter of Sulja Bros. et al.
	June 27, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	June 25, 2008	Order: In the Matter of Sulja Bros. et al.
	June 19, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. et al.
	June 16, 2008	Notice of Hearing: In the Matter of Sulja Bros. et al.
	June 16, 2008	Amended Statement of Allegations: In the Matter of Sulja Bros. et al.
	May 23, 2008	Notice from the Office of the Secretary: In The Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	May 23, 2008	Order: In The Matter Of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	March 28, 2008	Notice from the Office of the Secretary: In The Matter Of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	March 28, 2008	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	February 26, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	February 26, 2008	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	January 22, 2008	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	January 22, 2008	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	October 31, 2007	Notice from the Office of the Secretary: In the matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	October 31, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	September 10, 2007	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	September 7, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	July 31, 2007	Notice from the Office of the Secretary: Sulja Bros. Buliding Supplies, Ltd. (Nevada) et al.
	July 30, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	July 16, 2007	Notice from the Office of the Secretary: In The Matter Of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	July 3, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	March 23, 2007	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	March 23, 2007	Temporary Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	February 8, 2007	Notice from the Office of the Secretary: Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	February 6, 2007	Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	January 8, 2007	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	January 8, 2007	Temporary Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	December 29, 2006	Notice from the Office of the Secretary: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	December 27, 2006	Notice of Hearing: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	December 27, 2006	Statement of Allegations: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
	December 22, 2006	Temporary Order: In the Matter of Sulja Bros. Building Supplies, Ltd. (Nevada) et al.
Dear, Dan Dear, Dan
	June 21, 2000	Order: In the Matter of Ian Macdonald et al.
	June 7, 2000	Notice of Hearing: In the Matter of Ian Macdonald et al.
	June 7, 2000	Statement of Allegations: In the Matter of Ian Macdonald et al.
DeBartolo, Sam DeBartolo, Sam
	June 9, 2000	Notice of Hearing: In the Matter of Chris Cook et al.
	June 9, 2000	Statement of Allegations: In The Matter of Chris Cook et al.
DeBoer, Doug DeBoer, Doug
	January 16, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	January 13, 2012	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	July 29, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	July 29, 2011	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	July 27, 2011	Temporary Order: In the Matter of Ground Wealth Inc. et al.
DeFreitas, Stanton DeFreitas, Stanton
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Order: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Irwin Boock
	February 3, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 3, 2012	Order: In the Matter of Irwin Boock et al.
	January 31, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 31, 2012	Order: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Jason Wong
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 20, 2012	Order: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 19, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 11, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 10, 2012	Notice of Withdrawal: In the Matter of Irwin Boock et al.
	January 5, 2012	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	January 4, 2012	Amended Statement of Allegations: In the Matter of Irwin Boock et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 5, 2011	Order: In the Matter of Irwin Boock et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 27, 2011	Order: In the Matter of Irwin Boock et al.
	April 27, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 19, 2011	Order: In the Matter of Irwin Boock et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 1, 2011	Order: In the Matter of Irwin Boock et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 27, 2010	Order: In the Matter of Irwin Boock et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 29, 2010	Order: In the Matter of Irwin Boock et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 15, 2010	Order: In the Matter of Irwin Boock et al.
	June 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 29, 2010	Order: In the Matter of Irwin Boock et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 18, 2010	Order: In the Matter of Irwin Boock et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 24, 2010	Order: In the Matter of Irwin Boock et al.
	February 17, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 9, 2010	Reasons and Decision on Disclosure: In the Matter of Irwin Boock et al.
	January 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 29, 2010	Order: In the Matter of Irwin Boock et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	December 10, 2009	Order: In the Matter of Irwin Boock et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 30, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Settlement Agreement: In the Matter of Irwin Boock et al.
	October 21, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 15, 2009	Order: In the Matter of Irwin Boock et al.
	October 16, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 14, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 9, 2009	Order: In the Matter of Irwin Boock et al.
	April 28, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 22, 2009	Order: In the Matter of Irwin Boock et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 20, 2009	Order: In the Matter of Irwin Boock et al.
	November 24, 2008	Order: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Stanton de Freitas
	October 17, 2008	Temporary Order: In The Matter Of Stanton De Freitas
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 16, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 16, 2008	Statement of Allegations: In the Matter of Irwin Boock et al.
	September 9, 2008	Notice from the Office of the Secretary: In the Matter of Stanton de Freitas
	September 9, 2008	Temporary Order: In the Matter of Stanton De Freitas
	June 25, 2008	Notice from the Office of the Secretary: In the Matter of Stanton de Freitas
	June 24, 2008	Temporary Order: In the Matter of Stanton De Freitas
	January 10, 2008	Notice from the Office of the Secretary: In the Matter of David Waton et al. - Stanton De Freitas
	January 9, 2008	Reasons and Decision: In the Matter of David Watson et al. - Stanton De Freitas
	December 18, 2007	Notice from the Office of the Secretary: In the Matter of Stanton De Freitas
	December 5, 2007	Temporary Order: In the Matter of Stanton De Freitas
	December 4, 2007	Temporary Order: In the Matter of Stanton De Freitas
	December 3, 2007	Notice from the Office of the Secretary: In The Matter Of Stanton De Freitas
	December 3, 2007	Temporary Order: In the Matter of Stanton De Freitas
	September 28, 2007	Notice from the Office of the Secretary: In The Matter Of Stanton De Freitas
	September 28, 2007	Temporary Order: In the Matter of Stanton De Freitas
	June 26, 2007	Notice from the Office of the Secretary: In the matter of Stanton De Freitas
	June 25, 2007	Temporary Order: In the Matter of Stanton De Freitas
	June 14, 2007	Notice from the Office of the Secretary: In the Matter of Stanton De Freitas
	June 13, 2007	Temporary Order: In the Matter of Stanton De Freitas
	June 1, 2007	Notice from the Office of the Secretary: In the Matter of Stanton De Freitas
	June 1, 2007	Temporary Order: In the Matter of Stanton De Freitas
	June 1, 2007	Notice of Hearing: In the Matter of Stanton De Freitas
Delage, Darren Delage, Darren
	January 29, 2009	Oral Ruling and Reasons: In the Matter of Darren Delage
	January 15, 2009	Notice from the Office of the Secretary: In the Matter of Darren Delage
	January 15, 2009	Order: In the Matter Darren Delage
	January 13, 2009	Notice from the Office of the Secretary: In the Matter of Darren Delage
	January 13, 2009	Notice of Hearing: In the Matter Darren Delage
	January 13, 2009	Settlement Agreement: In the Matter of Darren Delage
	July 10, 2008	Notice from the Office of the Secretary: In the Matter Darren Delage
	July 10, 2008	Order: In the Matter Darren Delage
	June 13, 2008	Notice from the Office of the Secretary: In the Matter Darren Delage
	June 12, 2008	Order: In the Matter Darren Delage
	May 1, 2008	Notice from the Office of the Secretary: In the Matter of Darren Delage
	April 30, 2008	Order: In the Matter Darren Delage
	April 1, 2008	Notice from the Office of the Secretary: In the Matter of Darren Delage
	March 31, 2008	Notice of Hearing: In the Matter of Darren Delage
	March 31, 2008	Statement of Allegations: In the Matter of Darren Delage
Delahaye, Sandra Delahaye, Sandra
	June 7, 2010	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 4, 2010	Reasons and Decision on Sanctions and Costs and the Order: In the Matter of Peter Sabourin et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	March 20, 2009	Reasons and Decision: In the Matter of Peter Sabourin et al.
	April 9, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	April 7, 2008	Order: In the Matter of Peter Sabourin et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	June 14, 2007	Order: In the Matter of Peter Sabourin et al.
	December 20, 2006	Notice from the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 20, 2006	Order: In the Matter of Peter Sabourin et al.
	December 11, 2006	Notice From the Office of the Secretary: In the Matter of Peter Sabourin et al.
	December 7, 2006	Temporary Order: In the Matter of Peter Sabourin et al.
	December 7, 2006	Notice of Hearing: In the Matter of Peter Sabourin et al.
	December 7, 2006	Statement of Allegations: In the Matter of Peter Sabourin et al.
Delellis, Dino P. Delellis, Dino P.
	January 13, 1998	Decision and Reasons: In the Matter of Dino P. Delellis et al.
	August 15, 1997	Order: In the Matter of Dino P. Delellis et al.
	August 14, 1997	Settlement Agreement: In the Matter of Dino P. Delellis et al. - The Height Of Excellence Financial Planning Group Inc.
	August 14, 1997	Statement of Allegations: In The Matter of Dino P. Delellis et al.
	July 25, 1997	Order: In the Matter of Dino P. Delellis et al.
	April 9, 1997	Notice of Hearing: In the Matter of Dino P. Delellis et al.
Della Rocca, Geno Della Rocca, Geno
	April 6, 2000	Order: In the Matter of A.C. MacPherson & Co. Inc. and Geno Della Rocca
	March 28, 2000	Settlement Agreement: In the Matter of A.C. MacPherson & Co. Inc. and Geno Della Rocca
	March 28, 2000	Statement of Allegations: In the Matter of A.C. MacPherson & Co. Inc. and Geno Della Rocca
DeLuca, Sesto DeLuca, Sesto
	May 29, 2007	Decision of the Hearing Panel Respecting Penalty: In the Matter of The Universal Market Integrity Rules et al.
Demchuk, Ryan Demchuk, Ryan
	December 23, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	December 22, 2011	Reasons for Decision on Motions: In the Matter of York Rio Resources Inc. et al.
	November 9, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	November 8, 2011	Order on a Motion: In the Matter of York Rio Resources Inc. et al.
	June 8, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	June 6, 2011	Order: In the Matter of York Rio Resources Inc. et al.
	June 3, 2011	Settlement Agreement: In the Matter of York Rio Resources Inc. et al. - Adam Sherman
	June 3, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al
	June 3, 2011	Notice of Hearing: In the Matter of York Rio Resources Inc. et. al
	June 2, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	June 1, 2011	Reasons for Decision on Motions: In the Matter of York Rio Resources Inc. et al.
	May 11, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	May 10, 2011	Order: In the Matter of York Rio Resources Inc. et al.
	May 6, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	May 5, 2011	Order on a Motion: In the Matter of York Rio Resources Inc. et al.
	April 6, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	April 5, 2011	Order on a Motion: In the Matter of York Rio Resources Inc. et al.
	April 1, 2011	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	March 30, 2011	Endorsement: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	March 22, 2011	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 21, 2011	Order: In the Matter of York Rio Resources Inc., et al.
	December 16, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	December 15, 2010	Endorsement: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	November 26, 2010	Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	November 26, 2010	Order: In the Matter of Uranium308 Resources Inc. et al. - York Rio Resources Inc. et al.
	November 5, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	November 3, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	November 3, 2010	Notice of Hearing: In the Matter of York Rio Resources Inc. et al.
	October 25, 2010	Settlement Agreement: In the Matter of York Rio Resources Inc. et al. - Peter Robinson
	October 15, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	October 14, 2010	Order: In the Matter of York Rio Resources Inc., et al.
	August 31, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	August 30, 2010	Order: In the Matter of York Rio Resources Inc., et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc., et al.
	July 21, 2010	Order: In the Matter of York Rio Resources Inc., et al.
	June 15, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	June 10, 2010	Order: In the Matter of York Rio Resources Inc. et al.
	April 13, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	April 13, 2010	Order: In the Matter of York Rio Resources Inc. et al.
	March 4, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 4, 2010	Notice from the Office of the Secretary: In the Matter of York Rio Resources Inc. et al.
	March 3, 2010	Order: In the Matter of York Rio Resources Inc. et al.
	March 2, 2010	Notice of Hearing: In the Matter of York Rio Resources Inc. et al.
	March 2, 2010	Statement of Allegations: In the Matter of York Rio Resources Inc. et al.
Deng, Joe Feng Deng, Joe Feng
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	August 22, 2011	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	August 19, 2011	Reasons and Decision: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	September 10, 2009	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	September 10, 2009	Notice of Hearing: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	September 10, 2009	Statement of Allegations: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	July 2, 2009	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	June 29, 2009	Order: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	May 26, 2009	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	May 25, 2009	Order: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	April 29, 2009	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	April 27, 2009	Order: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	April 16, 2009	Notice from the Office of the Secretary: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	April 14, 2009	Notice of Hearing: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
	April 13, 2009	Temporary Order: In the Matter of M P Global Financial Ltd., and Joe Feng Deng
Dennis, Mark Allen Dennis, Mark Allen
	September 13, 2011	Notice from the Office of the Secretary: In the Matter of a Disciplinary Proceeding Between Staff of IIROC and Mark Allen Dennis
	June 30, 2011	Application for a Hearing and Review: In the Matter of Mark Allen Dennis
Dent, Roger Arnold Dent, Roger Arnold
	May 7, 2002	Statement of Allegations: In the Matter of Yorkton Securities Inc. et al.
	January 18, 2002	Reasons for Decision: In the Matter of Yorkton Securities Inc. et al.
	December 19, 2001	Order: In the Matter of Roger Arnold Dent
	December 19, 2001	Settlement Agreement: In the Matter of Roger Arnold Dent
	December 17, 2001	Notice of Hearing: In the Matter of Yorkton Securities Inc. et al.
	December 17, 2001	Statement of Allegations: In the Matter of Yorkton Securities Inc. et al.
Denver Gardner Inc. Denver Gardner Inc.
	January 26, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	January 26, 2012	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	January 3, 2012	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	December 21, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	November 24, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	November 23, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	September 9, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	September 8, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 28, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 27, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 15, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 14, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 7, 2011	Notice from the Office of the Secretary: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 4, 2011	Notice of Hearing: In the Matter of American Heritage Stock Transfer Inc. et al.
	April 1, 2011	Temporary Order: In the Matter of American Heritage Stock Transfer Inc. et al.
Deoarine, Lenore Deoarine, Lenore
	July 26, 2002	Reasons: In the Matter of Lenore Deoarine
Derivative Services Inc. Derivative Services Inc.
	December 6, 2002	Reasons: In the Matter of Derivative Services Inc.
	July 27, 2001	Reasons: In the Matter of Derivative Services Inc.
	October 5, 1999	Reasons for Decision: In the Matter of Derivative Services Inc. and Malcolm Robert Kyle
Derosa, Americo Derosa, Americo
	December 6, 2011	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	December 6, 2011	Reasons and Decision on a Motion: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	February 2, 2011	Reasons and Decision: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 16, 2009	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 14, 2009	Amended Notice of Hearing: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	April 14, 2009	Amended Amended Statement of Allegations: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	January 28, 2009	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 4, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	October 2, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	October 1, 2008	Order: In the Matter of MRS Sciences Inc. et al.
	April 2, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	March 25, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	March 25, 2008	Amended Statement of Allegations: In the Matter of MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.
	February 26, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	February 26, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	January 30, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	January 30, 2008	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	January 2, 2008	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 28, 2007	Order: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	December 12, 2007	Notice from the Office of the Secretary: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	November 30, 2007	Notice of Hearing: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
	November 29, 2007	Statement of Allegations: In the Matter of MRS Sciences Inc. (Formerly Morningside Capital Corp.) et al.
Deschamps, Eric Deschamps, Eric
	February 6, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	February 1, 2012	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	January 9, 2012	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	December 20, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	October 11, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	August 24, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	August 22, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	July 26, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	July 19, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	June 29, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc., et al.
	June 28, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc.
	May 19, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	May 17, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	April 20, 2011	Order: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 31, 2011	Notice from the Office of the Secretary: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 29, 2011	Notice of Hearing: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
	March 29, 2011	Statement of Allegations: In the Matter of HEIR Home Equity Investment Rewards Inc. et al.
Desroches, Pierre Desroches, Pierre
	May 20, 2004	Temporary Order: In the Matter of Brad Alles et al.
	May 20, 2004	Notice of Hearing: In the Matter of Brad Alles et al.
	May 20, 2004	Statement of Allegations: In the Matter of Brad Alles et al.
Desson, Graham Desson, Graham
	August 3, 2006	Settlement Agreement: In the Matter of Graham Desson
Deutsche Bank Securities Limited Deutsche Bank Securities Limited
	September 30, 2011	Notice from the Office of the Secretary: In the Matter of Deutsche Bank Securities Limited
	September 30, 2011	Reasons and Decision: In the Matter of Deutsche Bank Securities Limited
	January 13, 2011	Notice from the Office of the Secretary: In the Matter of Deutsche Bank Securities Limited
	January 10, 2011	Order: In the Matter of Deutsche Bank Securities Limited
	December 24, 2010	Notice from the Office of the Secretary: In the Matter of Deutsche Bank Securities Limited
	December 23, 2010	Notice of Hearing: In the Matter of Deutsche Bank Securities Limited
	November 2, 2010	Notice of Request for Hearing and Review: In the Matter of Deutsche Bank Securities Limited
Dewling, Jennifer Dewling, Jennifer
	November 30, 1999	Reasons for Decision: In the Matter of Jennifer Dewling
	November 18, 1999	Order: In the Matter of Jennifer Dewling
	November 11, 1999	Statement of Allegations: In The Matter of Jennifer Lee Dewling
Diadamo, Marco Diadamo, Marco
	December 19, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 15, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 9, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 2, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	December 2, 2011	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. - Marco Diadamo
	November 25, 2011	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Marco Diadamo
	November 7, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 4, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	August 24, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	August 16, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	August 2, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	July 26, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	May 27, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	February 17, 2011	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	February 11, 2011	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	December 20, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 16, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 13, 2010	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Gurdip Singh Gahunia also known as Michael Gahunia
	December 14, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	December 14, 2010	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 28, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 28, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	January 12, 2010	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	September 10, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	September 10, 2009	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	July 27, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - William Mankofsky
	July 20, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	July 17, 2009	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - William Mankofsky
	July 16, 2009	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 10, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 4, 2009	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 19, 2009	Reasons and Decision on Settlement: In the Matter of Shallow Oil & Gas Inc. - Gord McQuarrie
	May 14, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 10, 2009	Settlement Agreement: In the Matter of Shallow Oil & Gas Inc. et al. - Gord Mcquarrie
	May 6, 2009	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	April 21, 2009	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	November 26, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	November 25, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 19, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 19, 2008	Order: In the Matter of Shallow Oil & Gas Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Shallow Oil & Gas Inc. et al.
	June 11, 2008	Notice of Hearing: In the Matter of Shallow Oil & Gas Inc. et al.
	June 10, 2008	Statement of Allegations: In the Matter of Shallow Oil & Gas Inc. et al.
Diamond + Diamond Diamond + Diamond
	September 21, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	September 21, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	August 19, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	August 18, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 23, 2009	Notice of Hearing: In the Matter of Prosporex Investments Inc. et al.
	July 13, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
Diamond + Diamond Merchant Banking Bank Diamond + Diamond Merchant Banking Bank
	September 21, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	September 21, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	August 19, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	August 18, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 23, 2009	Notice of Hearing: In the Matter of Prosporex Investments Inc. et al.
	July 13, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
Diamond, Anthony Diamond, Anthony
	September 21, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	September 21, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	August 19, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	August 18, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 28, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of Prosporex Investments Inc. et al.
	July 23, 2009	Notice of Hearing: In the Matter of Prosporex Investments Inc. et al.
	July 13, 2009	Temporary Order: In the Matter of Prosporex Investments Inc. et al.
Diamond, Stephen Diamond, Stephen
	October 24, 2008	Appendix “A” to the Information of Lori Toledano
	December 7, 2005	Appendix 'A' (To the Information Respecting Charges Against Barry Landen and Stephen Diamond)
DiamondWorks Ltd. DiamondWorks Ltd.
	February 12, 1999	Temporary Order: In The Matter Of Diamondworks Ltd.
Dickerson, Michelle Dickerson, Michelle
	May 2, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Order: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Borealis International Inc. et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 13, 2011	Reasons for Decision: In the Matter of Borealis International Inc. et al.
	March 1, 2010	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al
	February 26, 2010	Order: In the Matter of Borealis International Inc. et al.
	January 7, 2010	Order: In the Matter of Borealis International Inc. et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	September 29, 2009	Order: In the Matter of Borealis International Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Order: In the Matter of Borealis International Inc. et al.
	March 27, 2009	Order: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 26, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Notice of Hearing: In the Matter of Borealis International Inc. et al.
DiCostanzo, Neil DiCostanzo, Neil
	August 31, 2001	Reasons: In the Matter of Neil DiCostanzo
Digital Cybernet Corporation Digital Cybernet Corporation
	July 18, 2000	Order: In the Matter of Otis-Winston Ltd. et al.
	June 1, 2000	Notice of Hearing: In the Matter of Otis-Winston Ltd. et al.
	June 1, 2000	Statement of Allegations: In The Matter of Otis-Winston Ltd. et al.
Digrappa, Frank S. Digrappa, Frank S.
	June 23, 2000	Order: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Temporary Order: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Notice of Hearing: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Statement of Allegations: In the Matter of H. Howard Cooper et al.
Digrappa, Thomas L. Digrappa, Thomas L.
	June 23, 2000	Order: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Temporary Order: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Notice of Hearing: In the Matter of H. Howard Cooper et al.
	June 9, 2000	Statement of Allegations: In the Matter of H. Howard Cooper et al.
Dimethaid Research Inc. Dimethaid Research Inc.
	October 17, 2003	Reasons: In the Matter of Dimethaid Research Inc.
Dionysus Investments Ltd. Dionysus Investments Ltd.
	October 13, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	October 12, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - David John Lewis
	October 12, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - David John Lewis
	September 22, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al.
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - Louis Sapi
	September 21, 2005	Order: In the Matter of Affinity Financial Group Inc. et al. - Brian Keith McWilliams
	September 20, 2005	Notice from the Office of the Secretary: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Notice of Hearing: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Statement of Allegations: In the Matter of Affinity Financial Group Inc. et al.
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Affinity Financial Group Inc., International Structured Products Inc., Affinity Restricted Securities Inc., Dionysus Investments Ltd.
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Louis Sapi
	September 19, 2005	Settlement Agreement: In the Matter of Affinity Financial Group Inc. et al. - Brian Keith McWilliams
Dipaolo, David R. Dipaolo, David R.
	October 15, 1997	Order: In the Matter of Canadian 88 Energy Corp. et al.
	October 9, 1997	Settlement Agreement: In the Matter of Canadian 88 Energy Corp. et al.
	September 26, 1997	Notice of Hearing: In the Matter of Canadian 88 Energy Corp. et al.
	September 26, 1997	Statement of Allegations: In the Matter of Canadian 88 Energy Corp. et al.
Discovery Biotech Inc. Discovery Biotech Inc.
	July 16, 2003	Order: Discovery Biotech Inc. and Graycliff Resources Inc.
	June 10, 2003	Notice of Hearing: In the Matter of Discovery Biotech inc. and Graycliff Resources Inc.
	June 10, 2003	Statement of Allegations: In The Matter of Discovery Biotech Inc. and Graycliff Resources Inc.
	June 4, 2003	Temporary Order: In the Matter of Discovery Biotech Inc. and Graycliff Resources Inc.
Dixon, William Dixon, William
	June 22, 2000	Order: In the Matter of Derek Tennant et al.
	June 8, 2000	Temporary Order: In the Matter of Derek Tennant et al.
	June 8, 2000	Notice of Hearing: In the Matter of Derek Tennant et al.
	June 8, 2000	Statement of Allegations: In The Matter of Derek Tennant et al.
DJL Capital Corp. DJL Capital Corp.
	April 30, 2003	Amended Notice of Hearing: In the Matter of Dual Capital Management Limited et al.
	April 30, 2003	Amended Statement of Allegations: In the Matter of Dual Capital Management Limited et al.
	March 20, 2003	Reasons for Decision: In the Matter of DJL Capital Corp. and Dennis John Little
	March 20, 2003	Order: In the Matter of DJL Capital Corp. and Dennis John Little
	March 11, 2003	Settlement Agreement: In the Matter of DJL Capital Corp. and Dennis John Little
	January 21, 2000	Order: In the Matter of DJL Capital Corp. and Dennis John Little
	January 12, 2000	Notice of Hearing: In the Matter of DJL Capital Corp. and Dennis John Little
	November 10, 1999	Order: In the Matter of Dual Capital Management Limited et al.
	October 13, 1999	Statement of Allegations: In the Matter of Dual Capital Management Limited et al.
Djordjevic, Ivan Djordjevic, Ivan
	April 19, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 18, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	April 17, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 17, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	April 17, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al. - Walton, Dane Alan
	April 3, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 3, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	April 2, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 30, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 30, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al.
	March 28, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 28, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	March 27, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 27, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 27, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 26, 2007	Amended Amended Amended Statement of Allegations: In the Matter of Robert Patrick Zuk et al.
	March 22, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 21, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 21, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	March 20, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 20, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 20, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 16, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 15, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al.
	March 15, 2007	Notice from the Office of the Secretary: In the Matter of Frank Dunn et al.
	March 7, 2007	Amended Amended Statement of Allegations: In the Matter of Robert Patrick Zuk et al.
	March 1, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 1, 2007	Order: In the Matter of Robert Patrick Zuk et al.
	February 27, 2007	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	February 26, 2007	Settlement Agreement: In the Matter of Robert Patrick Zuk et al.
	February 26, 2007	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	November 3, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	November 3, 2006	Order: In The Matter of Robert Patrick Zuk et al.
	November 1, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	October 3, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	October 3, 2006	Notice of Withdrawal: In The Matter of Robert Patrick Zuk et al.
	September 27, 2006	Notice From the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	September 25, 2006	Amended Statement of Allegations: In The Matter of Robert Patrick Zuk et al.
	December 16, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	December 14, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	June 3, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	June 2, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 15, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	April 15, 2005	Order: In the Matter of Robert Patrick Zuk et al.
	March 15, 2005	Notice from the Office of the Secretary: In the Matter of Robert Patrick Zuk et al.
	March 11, 2005	Notice of Hearing: In the Matter of Robert Patrick Zuk et al.
	March 11, 2005	Statement of Allegations: In The Matter of Robert Patrick Zuk et al.
Dodds, Steve Dodds, Steve
	June 21, 2000	Order: In the Matter of Rick Vansant et al.
	June 7, 2000	Notice of Hearing: In the Matter of Rick Vansant et al.
	June 7, 2000	Statement of Allegations: In the Matter of Rick Vansant et al.
Dodsley, Terry G. Dodsley, Terry G.
	February 18, 2003	Order: In the Matter of Terry G. Dodsley
	February 18, 2003	Decision: In the Matter of Terry G. Dodsley
	August 2, 2002	Amended Notice of Hearing: In the Matter of Terry G. Dodsley
	December 12, 2000	Notice of Hearing: In the Matter of Terry G. Dodsley
	December 12, 2000	Statement of Allegations: In the Matter of Terry G. Dodsley
Dolan, Richard Jason Dolan, Richard Jason
	July 9, 2008	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	July 9, 2008	Order: In the Matter of Land Banc of Canada Inc. et al.
	April 2, 2008	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	April 1, 2008	Order: In the Matter of Land Banc of Canada Inc. et al.
	February 15, 2008	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	February 15, 2008	Order: In the Matter of Land Banc of Canada Inc. et al.
	December 5, 2007	Notice from the Office of the Secretary: In The Matter Of Land Banc Of Canada Inc. et al.
	December 5, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	December 3, 2007	Notice from the Office of the Secretary: In The Matter Of Land Banc Of Canada Inc. et al.
	December 3, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	October 24, 2007	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	October 24, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	September 18, 2007	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	September 18, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	August 7, 2007	Notice from the Office of the Secretary: In The Matter Of Land Banc Of Canada Inc.
	August 7, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	June 29, 2007	Notice from the Office of the Secretary: In the matter of Land Banc of Canada Inc. et al.
	June 29, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	May 17, 2007	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	May 17, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	May 10, 2007	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	May 10, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	May 8, 2007	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	May 8, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	May 8, 2007	Notice from the Office of the Secretary: In the Matter of Land Banc of Canada Inc. et al.
	May 8, 2007	Order: In the Matter of Land Banc of Canada Inc. et al.
	May 2, 2007	Notice from the Office of the Secretary: Land Banc of Canada Inc. et al.
	May 1, 2007	Notice of Hearing: In the Matter of Land Banc of Canada Inc. et al.
	May 1, 2007	Statement of Allegations: In the Matter of Land Banc of Canada Inc. et al.
Dolgonos, Alexander Dolgonos, Alexander
	March 11, 2002	Notice of Hearing: In the Matter of Alexander Dolgonos et al.
	March 11, 2002	Statement of Allegations: In the Matter of Alexander Dolgonos et al.
Dolgonos, Ayzik Dolgonos, Ayzik
	March 11, 2002	Notice of Hearing: In the Matter of Alexander Dolgonos et al.
	March 11, 2002	Statement of Allegations: In the Matter of Alexander Dolgonos et al.
Dolgonos, Kalina Dolgonos, Kalina
	March 11, 2002	Notice of Hearing: In the Matter of Alexander Dolgonos et al.
	March 11, 2002	Statement of Allegations: In the Matter of Alexander Dolgonos et al.
Dominion International Resource Management Inc. Dominion International Resource Management Inc.
	December 9, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 28, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	July 26, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	April 29, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	April 27, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	March 30, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	March 29, 2011	Notice of Hearing: In the Matter of Marlon Gary Hibbert et al.
	March 29, 2011	Statement of Allegations: In the Matter of Marlon Gary Hibbert et al.
	February 16, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	February 11, 2011	Order: In the Matter of Marlon Gary Hibbert et al.
	January 31, 2011	Notice from the Office of the Secretary: In the Matter of Marlon Gary Hibbert et al.
	January 28, 2011	Temporary Order: In the Matter of Marlon Gary Hibbert et al.
	January 28, 2011	Notice of Hearing: In the Matter of Marlon Gary Hibbert et al.
Dominion Investments Club Inc. Dominion Investments Club Inc.
	September 20, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	September 20, 2010	Order: In the Matter of Albert Leslie James et al.
	September 17, 2010	Settlement Agreement: In the Matter of Albert Leslie James et al.
	September 17, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	September 17, 2010	Notice of Hearing: In the Matter of Albert Leslie James et al.
	August 19, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	August 16, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	July 14, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	July 13, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	July 9, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	June 16, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	May 25, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	May 13, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	March 26, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	March 26, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	March 15, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	March 12, 2010	Notice of Hearing: In the Matter of Albert Leslie James et al.
	March 12, 2010	Statement of Allegations: In the Matter of Albert Leslie James et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
Dominion Royal Credit Union Dominion Royal Credit Union
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
Dominion Royal Financial Inc. Dominion Royal Financial Inc.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
Donald, Paul Donald, Paul
	February 24, 2011	Notice from the Office of the Secretary: In the Matter of Paul Donald
	February 24, 2011	Order: In the Matter of Paul Donald
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Paul Donald
	January 25, 2011	Order: In the Matter of Paul Donald
	July 30, 2010	Notice from the Office of the Secretary: In the Matter of Paul Donald
	July 29, 2010	Order: In the Matter of Paul Donald
	June 7, 2010	Notice from the Office of the Secretary: In the Matter of Paul Donald
	June 7, 2010	Order: In the Matter of Paul Donald
	May 20, 2010	Notice from the Office of the Secretary: In the Matter of Paul Donald
	May 20, 2010	Notice of Hearing: In the Matter of Paul Donald
	May 20, 2010	Statement of Allegations: In the Matter of Paul Donald
Donnini, Piergiorgio Donnini, Piergiorgio
	June 1, 2005	Settlement Agreement: In the Matter of Piergiorgio Donnini
	January 28, 2005	Order: In the Matter of Piergiorgio Donnini
	September 15, 2003	Reasons for Judgement: In the Matter of Piergiorgio Donnini
	September 12, 2002	Reasons: In the Matter of Piergiorgio Donnini
	July 17, 2002	Decision: In the Matter of Piergiorgio Donnini
	May 7, 2002	Amended Notice of Hearing: In the Matter of Piergiorgio Donnini
	May 7, 2002	Statement of Allegations: In the Matter of Yorkton Securities Inc. et al.
	January 18, 2002	Reasons for Decision: In the Matter of Yorkton Securities Inc. et al.
	December 19, 2001	Settlement Agreement: In the Matter of Yorkton Securities Inc.
	December 17, 2001	Notice of Hearing: In the Matter of Yorkton Securities Inc. et al.
	December 17, 2001	Statement of Allegations: In the Matter of Yorkton Securities Inc. et al.
Dookhie, Ramadhar Dookhie, Ramadhar
	December 14, 2011	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	December 5, 2011	Order: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	November 23, 2011	Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	November 22, 2011	Notice of Hearing: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
	November 22, 2011	Statement of Allegations: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
Dornford, Linden Dornford, Linden
	November 24, 1998	Decision and Reasons: In the Matter of Linden Dornford
	February 6, 1998	Notice of Hearing: In the Matter of Linden Dornford
	February 6, 1998	Statement of Allegations: In The Matter of Linden Dornford
Dorsey, Allan Joseph Dorsey, Allan Joseph
	October 10, 2002	Decision: In the Matter of Allan Joseph Dorsey
	October 10, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Allan Joseph Dorsey
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - John Douglas Kirby
	October 9, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Allan Joseph Dorsey
	September 30, 2002	Reasons: In the Matter of Robert Thomislav Adzija et al.
	September 26, 2002	Notice of Hearing: In the Matter Of Robert Thomislav Adzija et al.
	August 9, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al.
	August 8, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Frank Alan Latam
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Robert Thomislav Adzija
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Todd Michael Johnson
	August 8, 2002	Order and Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Randall Novak
	August 7, 2002	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ernest Kiss
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Arthur Krick
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Ron Masschaele
	March 4, 2002	Order: In the Matter of Robert Thomislav Adzija et al. - Michael Vaughan
	March 4, 2002	Oral Reasons and Decision: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	March 4, 2002	Settlement Agreement: In the Matter of Robert Thomislav Adzija et al. - Larry Allen Ayres
	February 4, 1999	Order: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Reasons for Decision: In the Matter of Robert Thomislav Adzija et al.
	October 9, 1998	Order: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Notice of Hearing: In the Matter of Robert Thomislav Adzija et al.
	September 24, 1998	Statement of Allegations: In the Matter of Robert Thomislav Adzija et al.
Doulis, Alexander Christ (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) Doulis, Alexander Christ (aka Alexander Christos Doulis, aka Alexandros Christodoulidis)
	September 19, 2011	Notice of Correction: Order - In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	September 12, 2011	Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	September 9, 2011	Order: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	September 9, 2011	Reasons and Decision: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	January 14, 2011	Notice of Hearing: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
	January 14, 2011	Statement of Allegations: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
Douse, Ezra Douse, Ezra
	September 20, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	September 20, 2010	Order: In the Matter of Albert Leslie James et al.
	September 17, 2010	Settlement Agreement: In the Matter of Albert Leslie James et al.
	September 17, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	September 17, 2010	Notice of Hearing: In the Matter of Albert Leslie James et al.
	August 19, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	August 16, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	July 14, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	July 13, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	July 9, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	June 16, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	May 25, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	May 13, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	March 26, 2010	Notice from the Office of the Secretary: In the Matter of Albert Leslie James et al.
	March 26, 2010	Temporary Order: In the Matter of Albert Leslie James et al.
	January 18, 2010	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	January 15, 2010	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	November 25, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	November 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	October 19, 2009	Endorsement: In the Matter of W.J.N. Holdings Inc. et al.
	September 1, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 25, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	August 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	August 12, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Order: In the Matter of W.J.N. Holdings Inc. et al.
	July 23, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 24, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
	March 13, 2009	Notice from the Office of the Secretary: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Notice of Hearing: In the Matter of W.J.N. Holdings Inc. et al.
	March 11, 2009	Temporary Order: In the Matter of W.J.N. Holdings Inc. et al.
Dove, Lloyd E. Dove, Lloyd E.
	June 22, 2000	Order: In the Matter of Gary A. Fitchett et al.
	June 8, 2000	Temporary Order: In the Matter of Gary A. Fitchett et al.
	June 8, 2000	Statement of Allegations: In The Matter of Gary A. Fitchett et al.
Dowswell Investments Dowswell Investments
	November 15, 1999	Order: In the Matter of Dowswell Investments et al.
	November 5, 1999	Statement of Allegations: In The Matter of Dowswell Investments et al.
Dowswell, Ross Dowswell, Ross
	November 15, 1999	Order: In the Matter of Dowswell Investments et al.
	November 5, 1999	Statement of Allegations: In The Matter of Dowswell Investments et al.
Dowswell, Timothy Dowswell, Timothy
	November 15, 1999	Order: In the Matter of Dowswell Investments et al.
	November 5, 1999	Statement of Allegations: In The Matter of Dowswell Investments et al.
Drabinsky, Garth H. Drabinsky, Garth H.
	November 15, 2002	Order: In the Matter of Livent Inc. et al.
	October 2, 2002	Order: In the Matter of Livent Inc. et al.
	July 3, 2001	Statement of Allegations: In the Matter of Livent Inc. et al.
Drago Gold Corp. Drago Gold Corp.
	January 7, 2011	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	January 6, 2011	Order: In the Matter of Al-tar Energy Corp. et al.
	January 6, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Al-Tar Energy Corp. et al.
	August 18, 2010	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	June 14, 2010	Notice from the Office of the Secretary: In the Matter of Al-Tar Energy Corp. et al.
	June 11, 2010	Reasons and Decision: In the Matter of Al-Tar Energy Corp. et al.
	October 1, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	September 30, 2008	Order: In the Matter of Al-tar Energy Corp. et al.
	March 19, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	March 19, 2008	Order: In the Matter of Al-tar Energy Corp. et al.
	February 22, 2008	Notice from the Office of the Secretary: In the Matter of Al-tar Energy Corp. et al.
	February 14, 2008	Notice of Hearing: In the Matter of Al-tar Energy Corp. et al.
	February 14, 2008	Statement of Allegations: In the Matter of Al-tar Energy Corp. et al.
Dressing, William A. Dressing, William A.
	October 28, 1997	Order: In the Matter of Nucap Investments Inc. and William A. Dressing
	October 28, 1997	Settlement Agreement: In the Matter of Nucap Investments Inc. and William A. Dressing
	August 15, 1997	Order: In the Matter of Nucap Investments Inc. and William A. Dressing
	July 24, 1997	Notice of Hearing: In the Matter of Nucap Investments Inc. and William A. Dressing
	July 24, 1997	Statement of Allegations: In The Matter of Nucap Investments Inc. and William A. Dressing
Drever, Lorne Drever, Lorne
	December 21, 2010	Notice from the Office of the Secretary: In the Matter of Locate Technologies Inc. et al.
	December 21, 2010	Order: In the Matter of Locate Technologies Inc. et al.
	September 16, 2010	Notice from the Office of the Secretary: In the Matter of Locate Technologies Inc. et al.
	September 14, 2010	Order: In the Matter of Locate Technologies Inc. et al.
	August 23, 2010	Notice from the Office of the Secretary: In the Matter of Locate Technologies Inc. et al.
	August 16, 2010	Notice of Hearing: In the Matter of Locate Technologies Inc. et al.
	August 16, 2010	Statement of Allegations: In the Matter of Locate Technologies Inc. et al.
Driver, Gordon Alan Driver, Gordon Alan
	October 27, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 25, 2010	Order: In the Matter of Axcess Automation LLC et al.
	August 16, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	August 13, 2010	Order: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Notice of Hearing: In the Matter of Axcess Automation LLC et al.
	August 12, 2010	Statement of Allegations: In the Matter of Axcess Automation LLC et al.
	August 10, 2010	Settlement Agreement: In the Matter of Axcess Automation LLC et al. - David Rutledge et al.
	August 4, 2010	Settlement Agreement: In the Matter of Axcess Automation LLC et al. - Ronald Mainse
	April 15, 2010	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 13, 2010	Order: In the Matter of Axcess Automation LLC et al.
	October 15, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 14, 2009	Order: In the Matter of Axcess Automation LLC et al.
	October 6, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	October 2, 2009	Temporary Order: In the Matter of Axcess Automation LLC et al.
	April 30, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 29, 2009	Order: In the Matter of Axcess Automation LLC et al.
	April 16, 2009	Notice from the Office of the Secretary: In the Matter of Axcess Automation LLC et al.
	April 16, 2009	Notice of Hearing: In the Matter of Axcess Automation LLC et al.
	April 15, 2009	Temporary Order: In the Matter of Axcess Automation LLC et al.
Drury, Robert Drury, Robert
	May 29, 2009	Notice from the Office of the Secretary: In the Matter of Sunwide Finance Inc. et al.
	May 28, 2009	Order: In the Matter of Sunwide Finance Inc. et al.
	May 28, 2009	Reasons and Decision: In the Matter of Sunwide Finance Inc. et al.
	September 4, 2008	Notice from the Office of the Secretary: In the Matter of Sunwide Financial Inc. et al.
	September 4, 2008	Order: In the Matter of Sunwide Financial Inc. et al.
	August 22, 2008	Notice from the Office of the Secretary: In the Matter of Sunwide Financial Inc. et al.
	August 21, 2008	Notice of Hearing: In the Matter of Sunwide Finance Inc. et al.
	August 21, 2008	Statement of Allegations: In the Matter of Sunwide Finance Inc. et al.
Dual Capital Management Limited Dual Capital Management Limited
	June 24, 2003	Order: In the Matter of Dual Capital Management Limited et al.
	June 19, 2003	Settlement Agreement: In the Matter of Dual Capital Management Limited et al.
	April 30, 2003	Amended Notice of Hearing: In the Matter of Dual Capital Management Limited et al.
	April 30, 2003	Amended Statement of Allegations: In the Matter of Dual Capital Management Limited et al.
	October 30, 2001	Reasons: In the Matter of Dual Capital Management Limited et al.
	February 2, 2001	Reasons: In the Matter of Dual Capital Management Limited et al.
	November 10, 1999	Order: In the Matter of Dual Capital Management Limited et al.
	October 13, 1999	Statement of Allegations: In the Matter of Dual Capital Management Limited et al.
Dubinsky, Alena Dubinsky, Alena
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 10, 2012	Order: In the Matter of Irwin Boock et al.
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Order: In the Matter of Irwin Boock et al. - Irwin Boock
	February 10, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Irwin Boock
	February 8, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Irwin Boock
	February 3, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 3, 2012	Order: In the Matter of Irwin Boock et al.
	January 31, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 31, 2012	Order: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Jason Wong
	January 30, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Jason Wong
	January 20, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 20, 2012	Order: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 19, 2012	Settlement Agreement: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 18, 2012	Notice of Hearing: In the Matter of Irwin Boock et al. - Stanton Defreitas
	January 11, 2012	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 10, 2012	Notice of Withdrawal: In the Matter of Irwin Boock et al.
	January 5, 2012	Amended Notice of Hearing: In the Matter of Irwin Boock et al.
	January 4, 2012	Amended Statement of Allegations: In the Matter of Irwin Boock et al.
	October 17, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 5, 2011	Order: In the Matter of Irwin Boock et al.
	June 6, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	May 27, 2011	Order: In the Matter of Irwin Boock et al.
	April 27, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 19, 2011	Order: In the Matter of Irwin Boock et al.
	March 2, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	March 1, 2011	Order: In the Matter of Irwin Boock et al.
	February 3, 2011	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 27, 2010	Order: In the Matter of Irwin Boock et al.
	December 6, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 29, 2010	Order: In the Matter of Irwin Boock et al.
	July 22, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 15, 2010	Order: In the Matter of Irwin Boock et al.
	June 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 29, 2010	Order: In the Matter of Irwin Boock et al.
	June 18, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	June 18, 2010	Order: In the Matter of Irwin Boock et al.
	March 11, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 24, 2010	Order: In the Matter of Irwin Boock et al.
	February 17, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	February 9, 2010	Reasons and Decision on Disclosure: In the Matter of Irwin Boock et al.
	January 29, 2010	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 29, 2010	Order: In the Matter of Irwin Boock et al.
	December 11, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	December 10, 2009	Order: In the Matter of Irwin Boock et al.
	November 30, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	November 30, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Settlement Agreement: In the Matter of Irwin Boock et al.
	October 21, 2009	Order: In the Matter of Irwin Boock et al.
	October 22, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 19, 2009	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 15, 2009	Order: In the Matter of Irwin Boock et al.
	October 16, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 14, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	July 9, 2009	Order: In the Matter of Irwin Boock et al.
	April 28, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	April 22, 2009	Order: In the Matter of Irwin Boock et al.
	February 6, 2009	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	January 20, 2009	Order: In the Matter of Irwin Boock et al.
	November 24, 2008	Order: In the Matter of Irwin Boock et al.
	October 17, 2008	Notice from the Office of the Secretary: In the Matter of Irwin Boock et al.
	October 16, 2008	Notice of Hearing: In the Matter of Irwin Boock et al.
	October 16, 2008	Statement of Allegations: In the Matter of Irwin Boock et al.
Duic, Daniel Duic, Daniel
	September 30, 2008	Notice from the Office of the Secretary: In the Matter of Daniel Duic
	September 29, 2008	Reasons for Decision on Sanctions and Costs: In the Matter of Daniel Duic
	September 3, 2008	Notice from the Office of the Secretary: In the Matter of Daniel Duic
	September 3, 2008	Order: In the Matter of Daniel Duic
	August 14, 2008	Notice from the Office of the Secretary: In the Matter of Daniel Duic
	August 14, 2008	Notice of Hearing: In the Matter of Daniel Duic
	August 14, 2008	Statement of Allegations: In the Matter of Daniel Duic
	March 9, 2004	Reasons for Decision: In the Matter of Daniel Duic
	March 3, 2004	Notice from the Office of the Secretary: In the Matter of Daniel Duic
	March 3, 2004	Order: In the Matter of Daniel Duic
	March 3, 2004	Settlement Agreement: In the Matter of Daniel Duic
	February 4, 2004	Notice from the Office of the Secretary: In the Matter of Daniel Duic
	February 4, 2004	Notice of Hearing: In the Matter of Daniel Duic
	February 4, 2004	Statement of Allegations: In The Matter of Daniel Duic
Duke, Bill E. Duke, Bill E.
	June 21, 2000	Order: In the Matter of Ian Macdonald et al.
	June 7, 2000	Notice of Hearing: In the Matter of Ian Macdonald et al.
	June 7, 2000	Statement of Allegations: In the Matter of Ian Macdonald et al.
Dundee Securities Corporation Dundee Securities Corporation
	May 17, 2005	Notice from the Office of the Secretary: In the Matter of Buckingham Securities Corporation et al.
	May 16, 2005	Order: In the Matter of Buckingham Securities Corporation et al.
	August 8, 2003	Settlement Agreement: In the Matter of Dundee Securities Corporation
	July 6, 2001	Notice of Hearing: In the Matter of Buckingham Securities Corporation et al.
Dunk, Michelle Dunk, Michelle
	February 10, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	February 8, 2012	Temporary Order: In the Matter of Ground Wealth Inc. et al.
	January 16, 2012	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	January 13, 2012	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	August 12, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al
	August 11, 2011	Endorsement and Temporary Order: In the Matter of Ground Wealth Inc. et al
	July 29, 2011	Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
	July 29, 2011	Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
	July 27, 2011	Temporary Order: In the Matter of Ground Wealth Inc. et al.
Dunn, Frank Dunn, Frank
	January 10, 2012	Notice from the Office of the Secretary: In the Matter of Frank Dunn et al.
	January 6, 2012	Order: In the Matter of Frank Dunn et al.
	March 12, 2007	Notice from the Office of the Secretary: In the Matter of Frank Dunn et al.
	March 12, 2007	Notice of Hearing: In the Matter of Frank Dunn et al.
	March 12, 2007	Statement of Allegations: In the Matter of Frank Dunn et al.
Dunn, John Craig Dunn, John Craig
	June 16, 2004	Notice from the Office of the Secretary: In the Matter of John Craig Dunn
	June 15, 2004	Reasons: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	June 9, 2004	Notice of the Office of the Secretary: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	June 8, 2004	Reasons: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	March 22, 2004	Reasons: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	March 22, 2004	Notice of the Office of the Secretary: Patrick Fraser Kenyon Pierrepont Lett et al.
	January 20, 2004	Notice from the Office of the Secretary: In the Matter of John Craig Dunn
	October 29, 2003	Reasons: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	April 15, 2003	Amended Statement of Allegations: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	September 18, 2002	Notice of Hearing: In the Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
	September 18, 2002	Statement of Allegations: In The Matter of Patrick Fraser Kenyon Pierrepont Lett et al.
Dupont, Derek Dupont, Derek
	May 2, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Order: In the Matter of Borealis International Inc. et al.
	April 29, 2011	Reasons and Decision on Sanctions and Costs: In the Matter of Borealis International Inc. et al.
	January 26, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 14, 2011	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	January 13, 2011	Reasons for Decision: In the Matter of Borealis International Inc. et al.
	March 1, 2010	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al
	February 26, 2010	Order: In the Matter of Borealis International Inc. et al.
	January 7, 2010	Order: In the Matter of Borealis International Inc. et al.
	September 30, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	September 29, 2009	Order: In the Matter of Borealis International Inc. et al.
	May 19, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	April 8, 2009	Order: In the Matter of Borealis International Inc. et al.
	March 27, 2009	Order: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	June 17, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 27, 2008	Order: In the Matter of Borealis International Inc. et al.
	May 26, 2008	Notice from the Office of the Secretary: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Notice of Hearing: In the Matter of Borealis International Inc. et al.
	May 22, 2008	Amended Statement of Allegations: In the Matter of Borealis International Inc. et al.
Duthie, Stephen Duthie, Stephen
	May 27, 2003	Reasons for Decision: In the Matter of Stephen Duthie
	April 9, 2003	Order: In the Matter of Phoenix Research and Trading Corporation et al.
	April 9, 2003	Amended Statement of Allegations: In The Matter of Stephen Duthie
	April 8, 2003	Settlement Agreement: In the Matter of Phoenix Research and Trading Corporation et al.
	March 13, 2003	Order: In the Matter of Phoenix Research and Trading Corporation et al.
	March 12, 2003	Settlement Agreement: In the Matter of Phoenix Research and Trading Corporation et al.
	March 11, 2003	Amended Notice of Hearing: In the Matter of Phoenix Research and Trading Corporation et al.
	March 11, 2003	Notice of Hearing: In the Matter of Phoenix Research and Trading Corporation et al.
	July 16, 2002	Amended Notice of Hearing: In the Matter of Phoenix Research and Trading Corporation et al.
	June 11, 2002	Notice of Hearing: In the Matter of Phoenix Research and Trading Corporation et al.
	June 11, 2002	Statement of Allegations: In the Matter of Phoenix Research and Trading Corporation et al.
DXStorm.com Inc. DXStorm.com Inc.
	May 10, 2005	Notice from the Office of the Secretary: In the Matter of Zoran Popovic and DXStorm.com Inc.
	May 10, 2005	Order: In the Matter of Zoran Popovic and DXStorm.com Inc.
	May 10, 2005	Schedule "A" - Order: In the Matter of Zoran Popovic and DXStorm.com Inc.
	May 5, 2005	Settlement Agreement: In the Matter of Zoran Popovic and DXStorm.com Inc.
	April 26, 2005	Notice from the Office of the Secretary: In the Matter of Zoran Popovic and DXStorm.com Inc.
	April 26, 2005	Order: In the Matter of Zoran Popovic and DXStorm.com Inc.
	April 4, 2005	Notice from the Office of the Secretary: In the Matter of Zoran Popovic and DXStorm.com Inc.
	March 31, 2005	Notice of Hearing: In the Matter of Zoran Popovic and DXStorm.com Inc.
	March 31, 2005	Statement of Allegations: In The Matter of Zoran Popovic and DXStorm.com Inc.
Dyck, James Irvine Dyck, James Irvine
	November 27, 2002	Order: In the Matter of Michael Goselin et al.
	November 21, 2002	Order: In the Matter of Michael Goselin et al.
	November 21, 2002	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 19, 2002	Order: In the Matter of Michael Goselin et al.
	November 19, 2002	Settlement Agreement: In the Matter of Michael Goselin et al. - Irvine Dyck
	November 19, 2002	Settlement Agreement: In the Matter of Michael Goselin et al. - Michael Goselin
	November 18, 2002	Order: In the Matter of Michael Goselin et al. - Irvine James Dyck
	November 18, 2002	Order: In the Matter of Michael Goselin et al.
	November 18, 2002	Notice of Hearing: In the Matter of Michael Goselin et al. - James Irvine Dyck
	November 15, 2002	Order: In the Matter of Michael Goselin et al.
	November 15, 2002	Order: In the Matter of Michael Goselin et al.
	November 15, 2002	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 13, 2002	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 9, 2001	Notice of Hearing: In the Matter of Michael Goselin et al.
	November 9, 2001	Statement of Allegations: In the Matter of Michael Goselin et al.
	November 10, 1999	Order: In the Matter of Irvine James Dyck
	October 13, 1999	Statement of Allegations: In The Matter of Irvine James Dyck
Dye, Bill Dye, Bill
	June 21, 2000	Order: In the Matter of Ian Macdonald et al.
	June 7, 2000	Notice of Hearing: In the Matter of Ian Macdonald et al.
	June 7, 2000	Statement of Allegations: In the Matter of Ian Macdonald et al.
Dylan, Carl Dylan, Carl
	January 16, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 15, 2009	Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 7, 2009	Notice from the Office of the Secretary: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Notice of Hearing: In the Matter of Global Petroleum Strategies, LLC et al.
	January 6, 2009	Temporary Order: In the Matter of Global Petroleum Strategies, LLC et al.
	January 5, 2009	Statement of Allegations: In the Matter of Global Petroleum Strategies, LLC et al.
Dzambazov, John Dzambazov, John
	April 14, 2000	Order: In the Matter of John Dzambazov
	April 12, 2000	Settlement Agreement: In the Matter of John Dzambazov
	April 20, 1999	Reasons for Decision: In the Matter of William Norman Maxwell et al.
Dziadecki, Leszek Dziadecki, Leszek
	April 11, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	April 11, 2006	Order: In the Matter of Fulcrum Financial Group Inc. et al.
	March 9, 2006	Oral Ruling and Reasons: In the Matter of Fulcrum Financial Group Inc. et al.
	March 9, 2006	Oral Ruling and Reasons: In the Matter of Fulcrum Financial Group Inc. et al.
	March 7, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	March 7, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	March 6, 2006	Order: In the Matter of Fulcrum Financial Group Inc. et al.
	March 6, 2006	Order: In the Matter of Fulcrum Financial Group Inc. et al.
	March 2, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	March 2, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	March 1, 2006	Settlement Agreement: In the Matter of Fulcrum Financial Group Inc. et al.
	March 1, 2006	Settlement Agreement: In the Matter of Fulcrum Financial Group Inc. et al.
	March 1, 2006	Notice of Hearing: In the Matter of Fulcrum Financial Group Inc. et al.
	March 1, 2006	Notice of Hearing: In the Matter of Fulcrum Financial Group Inc. et al.
	February 17, 2006	Notice from the Office of the Secretary: In the Matter of Fulcrum Financial Group Inc. et al.
	February 16, 2006	Amended Notice of Hearing: In the Matter of Fulcrum Financial Group Inc. et al.
	February 16, 2006	Amended Statement of Allegations: In the Matter of Fulcrum Financial Group Inc. et al.