Securities Law & Instruments

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Comments Received (comments closed September 30, 2016)
Date Comment Letters
July 11, 2016 Ken Kivenko (Kenmar Associates)
July 22, 2016 Arthur Ross
August 16, 2016 Peter Whitehouse
August 22, 2016 Peter Benedek
August 25, 2016 James E. A. Turner
August 26, 2016 Keith Costello (The Canadian Institute of Financial Planners)
September 9, 2016 Edward J. Waitzer and Keith Ambachtsheer
September 17, 2016 Stan Buell (Small Investor Protection Association)
September 20, 2016 Paul C. Bourque (IFIC)
September 22, 2016 Samira Khakpoor (Equiton Capital Inc.)
September 23, 2016 Chris Reed
September 23, 2016 Anthony Boright (InvestorCOM Inc.)
September 23, 2016 Ryan Colwell
September 26, 2016 Deb Abbey (Responsible Investment Association)
September 26, 2016 John G. Novachis (Investment Planning Counsel Inc.)
September 27, 2016 Wiley Auch (Longbow Capital Inc.)
September 27, 2016 DIAM Capital Markets Inc.
September 27, 2016 Brenda Plant (Ethiquette.ca)
September 27, 2016 Katie Walmsley and Margaret Gunawan (PMAC)
September 28, 2016 Manny DaSilva (Association of Canadian Compliance Professionals)
September 28, 2016 Paul Renaud (RESP Dealers Association of Canada)
September 28, 2016 National Exempt Market Association
September 28, 2016 Sandra L. Kegie ( The Federation of Mutual Fund Dealers )
September 29, 2016 Richard Bergeron (Canadian Western Financial)
September 29, 2016 David Gilkes, Brian Koscak, Nadine Milne, Zachary Goldenberg, Doug Bedard and Georgina Blanas (Private Capital Markets Association of Canada)
September 29, 2016 Canadian Independent Asset Management
September 29, 2016 Ian Noetzel (Orbis Investments (Canada) Limited)
September 29, 2016 David Burbach (YTM Capital Asset Management Ltd.)
September 29, 2016 Lorraine Bate Boerop (Monarch Wealth Corportion)
September 29, 2016 Govind Achyuthan (Acumen Capital Finance Partners Limited)
September 29, 2016 Michel Boutin and Maxime Gauthier (Mérici Services Financiers Inc.
September 29, 2016 Debra A. McFadden
September 30, 2016 Daniel Labonté (MD Financial Management Inc.)
September 30, 2016 Doug Guzman and Jennifer Tory (RBC Dominion Securities Inc., RBC Phillips, Hager & North Investment Counsel Inc., Royal Mutual Funds Inc., RBC Global Asset Management Inc., RBC Direct Investing Inc. and Phillips, Hager & North Investment Funds Ltd.)
September 30, 2016 Tom Bradley (Steadyhand Investment Funds Inc.)
September 30, 2016 Jean-Francois Robert
September 30, 2016 Steve Geist (CIBC Wealth Management)
September 30, 2016 Wanda Morris and Wade R. Poziomka (CARP)
September 30, 2016 Paul D. Allison (Raymond James Ltd.)
September 30, 2016 Junaid K. Subhan, Alix d'Anglejan-Chatillon, Jeffrey Elliott, Ramandeep K. Grewal, Darin R. Renton, Nicholas Badeen and Paul Burd (Stikeman Elliott LLP)
September 30, 2016 Jean Carrier (PEAK Financial Group) - French
September 30, 2016 Stephen R. Cameron and Harry J. Carmichael (Watt Carmichael Inc.)
September 30, 2016 Craig Burrows (TriView Capital Ltd.)
September 30, 2016 Greg Pollock and Wade A. Baldwin (Advocis)
September 30, 2016 Dannielle H. MacDonald (Nicola Wealth Management Ltd.)
September 30, 2016 Michael Thom (The Canadian Advocacy Council for Canadian CFA Institute Societies)
September 30, 2016 Fabienne Lacoste (Gestion FÉRIQUE)
September 30, 2016 Jeffrey R. Carney (Investors Group)
September 30, 2016 Bill Packham and Alexandra Williams (Qtrade Financial Group)
September 30, 2016 Darrell Bartlett (Knowledge First Financial Inc.)
September 30, 2016 Nancy Allan (Independent Financial Brokers of Canada)
September 30, 2016 David Van de Sande
September 30, 2016 Brian Lipskie (Rae & Lipskie Investment Counsel Inc.)
September 30, 2016 Wayne Strandlund, Joel Rosenberg and Dawn Paniz (Fisgard Asset Management Corporation)
September 30, 2016 Devon Cranson (Cranson Capital Securities Inc.)
September 30, 2016 Dan Hallett ( HighView Asset Management Ltd.)
September 30, 2016 Nick DiRenzo (Sun Life Financial Investment Services (Canada) Inc.)
September 30, 2016 Robert Strickland (Fidelity Investments Canada ULC)
September 30, 2016 Mark Adams (AGF Investments Inc.)
September 30, 2016 Normand Pepin (iA Financial Group)
September 30, 2016 Mark S. Yamada (PUR Investing Inc.)
September 30, 2016 Bryan Hocking (Association of Canadian Pension Management)
September 30, 2016 Mark Kent and Kenneth Parker (Portfolio Strategies Corporation)
September 30, 2016 Rick Annaert (Manulife Securities)
September 30, 2016 Atul Tiwari (Vanguard Investments Canada Inc.)
September 30, 2016 Dean Koeller (Private Mortgage Lenders Forum)
September 30, 2016 Robert Parsons and Mark Kennedy (Arrow Capital Management Inc.)
September 30, 2016 Patrick Primerano and David Tasker (National Bank Correspondent Network Inc.)
September 30, 2016 Francois Bruneau and Nathalie Girard (Groupe Cloutier Investissements Inc.) - French
September 30, 2016 Canadian Bankers Association
September 30, 2016 Som Seif (Purpose Investments Inc.)
September 30, 2016 Andrew Teasdale
September 30, 2016 Consumers Council of Canada
September 30, 2016 Margaret Gunawan (BlackRock Asset Management Canada Limited
September 30, 2016 Carol Lynd (Brandes Investment Partners & Co.)
September 30, 2016 Raymonde Crête and Cinthia Duclos (Faculty of law, Université Laval)
September 30, 2016 Neville Joanes and Tea Nicola (WealthBar Financial Services)
September 30, 2016 Heather Schlerloski
September 30, 2016 Ontario Mortgage Investment Companies Association
September 30, 2016 Glen Gowland (Scotia Capital Inc., Scotia Securities Inc. and HollisWealth Advisory Services Inc.)
September 30, 2016 Yvan-Pierre Grimard (Desjardins Group)
September 30, 2016 FAIR Canada
September 30, 2016 Amy Aubin and Tom MacMillan (Gluskin Sheff + Associates Inc.)
September 30, 2016 John S. Clark (Pacific Spirit Investment Management Inc.)
September 30, 2016 Eric Adelson (Invesco Canada Ltd.)
September 30, 2016 Joanne Hébert (Services Financiers Acadie)
September 30, 2016 Linda McCormick (Highstreet Asset Management Inc.)
September 30, 2016 Chappuis Halder & Co.
September 30, 2016 Financial Planning Standards Council Letter
September 30, 2016 Gilles G. Ouellette (BMO Wealth Management)
September 30, 2016 McBride Bond Christian LLP
September 30, 2016 Gino Sebastian Savard and Yvan Morin (MICA Capital Inc.) - French
September 30, 2016 Martin Gagnon (National Bank of Canada Wealth Management)
September 30, 2016 Brad Beuttenmiller (Franklin Templeton Investments Corp.)
September 30, 2016 Barry S. McInerney (Mackenzie Financial Corporation)
September 30, 2016 Jim Boyle (Boyle & Co. LLP)
September 30, 2016 Marc Flynn (Canadian Securities Institute)
September 30, 2016 Investor Advisory Panel
September 30, 2016 Will Lockett (Altus Securities Inc.)
September 30, 2016 Rebecca Cowdery, Laura Paglia, Prema Thiele and Ronald Kosonic (Borden Ladner Gervais LLP)
September 30, 2016 Leo Salom (TD Bank Group)
September 30, 2016 Mark Tiffin (Capital International Asset Management (Canada), Inc.)
September 30, 2016 Peter Lewis (C.S.T. Consultants Inc.)
September 30, 2016 Marie Elaine Farley (La Chambre de la sécurité financière)
September 30, 2016 Nadine Milne, Alison Fletcher and Julie A. Clarke (Mandeville Holdings Inc.)
September 30, 2016 Charles K. Langford (Charles K. Langford Inc.) - French
September 30, 2016 Harold. C. Blanes and Alan Blanes
September 30, 2016 John A. Adams (Primerica Financial Services)
September 30, 2016 Clay Gillespie (Rogers Group Financial)
September 30, 2016 Merici Young (Compass360 Consulting Inc.)
September 30, 2016 Michael A. Burns (Alternative Investment Management Association)
September 30, 2016 Steven J. Donald (Assante Wealth Management Ltd)
September 30, 2016 Yasmin Lalani (Credential Financial Inc.)
September 30, 2016 Lisa Brazeau (Investia Services Financiers Inc.) - French
September 30, 2016 Michael Stanley (Quadrus Investment Services Ltd.)
September 30, 2016 Flavio Vani and Bertrand Larocque (Association Professionielle des Conseillers en Services Financiers - French
September 30, 2016 Michelle Alexander and Naomi Solomon (The Investment Industry Association of Canada)
September 30, 2016 Linda Fuerst and Jeremy Devereux (Norton Rose Fulbright Canada LLP)