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Comments Received CSA Notice and Request for Comment Relating to Designated Rating Organizations (comment period closed October 4, 2017)
Date Comment Letters
October 4, 2017 The Canadian Advocacy Council for Canadian CFA Institute Societies
October 4, 2017 Douglas E. Turnball (DBRS Limited)
October 4, 2017 Hilary Parkes (Moody's Canada Inc.)
October 4, 2017 Frank Staudohar (S&P Global Ratings Canada)
Comments Received Investment Funds – Amendments (relating to the transition to the T+2 settlement cycle) Comments due July 26, 2017
Date Comment Letters
July 26, 2017 Osler, Hoskin & Harcourt LLP Letter
July 6, 2017 Keith Evans (Canadian Capital Markets Association)
Comments Received CSA Notice and Request for Comment - Modernization of Investment Fund Product Regulation - AlternativeFunds (comments due December 22, 2016)
Date Comment Letters
January 9, 2017 Canadian Foundation for Advancement of Investor Rights
January 6, 2017 Thomas Deinet (Hedge Fund Standards Board)
December 22, 2016 Mark Adams (AGF Investments Inc.)
December 22, 2016 Geneviève Ouellet (CIBC)
December 22, 2016 Katie Walmsley and Margaret Gunawan (The Portfolio Management Association of Canada)
December 22, 2016 Alternative Investment Management Association
December 22, 2016 Steve Banquier (TD Securities Inc.)
December 22, 2016 Andrew R. Armstrong (McCarthy Tétrault LLP)
December 22, 2016 Kevin Gopaul and Lino Morra (BMO Capital Markets and BMO Global Asset Management)
December 22, 2016 Margaret McNee (McMillan LLP)
December 22, 2016 Michael Thom (The Canadian Advocacy Council for Canadian CFA Institute Societies)
December 22, 2016 Michael Schnitman (Mackenzie Financial Corporation)
December 22, 2016 Rebecca Cowdery, Lynn McGrade, Carol Derk, Michael Burns, Donna Spagnolo and Kathryn Fuller (Borden Ladner Gervais LLP)
December 22, 2016 Neil Blue (Sun Life Global Investments (Canada) Inc.)
December 22, 2016 Mark A. Caranci and Craig T. Kikuchi (Brompton Funds Limited)
December 22, 2016 Robert Parsons and Mark Kennedy (Arrow Capital Management Inc.)
December 22, 2016 Ronald Schwass, Geoffrey Cher and Nick Gray (Wildeboer Dellelce LLP)
December 22, 2016 GrowthWorks Capital Ltd.
December 22, 2016 Darin R. Renton and Jeffrey L. Glass
December 22, 2016 David Picton and Andrew Ma (Picton Mahoney Asset Management)
December 22, 2016 Frank Fuernkranz (Morgan Meighen & Associates Limited)
December 22, 2016 Aviva Investors Americas
December 22, 2016 Z. Edward Akkawi (First Asset Investment Management Inc.)
December 22, 2016 Ralf Hensel (The Investment Funds Institute of Canada)
December 22, 2016 Eric Adelson (Invesco Canada Ltd.)
December 22, 2016 Jeffrey Olin (Vision Capital Corporation)
December 22, 2016 Kimberly Poster (AUM Law Professional Corporation)
December 22, 2016 Daniel E. Chornous (RBC Global Asset Management Inc.)
December 22, 2016 Junaid Subhan, Alix d’Anglejan-Chatillon, Jeffrey Elliott, Darin R. Renton, William Scott, Ramandeep Grewal and Nick Badeen (Stikeman Elliott LLP)
December 22, 2016 Mike MacBain, Sinan Akdeniz and Michael D'Costa (East Coast Fund Management Inc.)
December 22, 2016 Bernard Letendre (Manulife Asset Management Limited)
December 21, 2016 Richard Pilosof and Mike Quinn (RP Investment Advisors)
December 21, 2016 Andrew Thornhill (RBC Capital Markets)
December 21, 2016 Todd Asman (Investors Group Inc.)
December 21, 2016 John Young and Andrew Torres (Lawrence Park Asset Management Ltd.)
December 21, 2016 Margaret Gunawan (BlackRock Asset Management Canada Limited)
December 20, 2016 Tim McElvaine
December 20, 2016 Raj Vijh (Lysander Funds Limited)
December 16, 2016 Jerome Hass (Lightwater Partners Ltd.)
December 12, 2016 Kenmar Associates
December 12, 2016 Marc Flynn (The Canadian Securities Institute)
Comments Received (comment period closed March 9, 2016)
Date Comment Letters
March 8, 2016 Mark. S. Yamada (PUR Investing Inc.)
March 9, 2016 Naomi Soloman (The Investment Industry Association of Canada)
March 9, 2016 Jeffrey R. Carney (Mackenzie Financial Corporation)
March 9, 2016 Brad Beuttenmiller (Franklin Templeton Investments Corp.)
March 9, 2016 Murray J. Taylor (Investors Group)
March 9, 2016 Ian Pember (Alternative Investment Management Association)
March 9, 2016 Canadian Foundation for Advancement of Investor Rights
March 9, 2016 Greg Pollock and Caron Czorny (Advocis)
March 9, 2016 Ian Bragg (The Investment Funds Institute of Canada)
March 9, 2016 Pat Dunwoody (Canadian ETF Association)
March 9, 2016 Michael Thom (The Canadian Council for Canadian CFA Institute Societies)
March 9, 2016 Dan Hallett (HighView Asset Management Ltd.)
March 9, 2016 Eric Adelson (Invesco)
March 9, 2016 Robert Sklar and John Wilson (Fidelity Investments Canada ULC)
March 9, 2016 Katie Walmsley (Portfolio Management Association of Canada)
March 9, 2016 Borden Ladner Gervais LLP
February 19, 2016 Investor Advisory Panel
January 4, 2016 Sophia Fortier
January 7, 2016 Small Investor Protection Association
January 4, 2016 David Fieldstone
December 29, 2015 Jean Lesperance
December 29, 2015 Peter Whitehouse
December 28, 2015 Arthur Ross
December 23, 2015 Kenmar Associates
December 15, 2015 Ken Kivenko
Comments Received (comment period closed August 23, 2013)
Date Comment Letters
August 30, 2013 Robert Parsons, Robert Maxwell & Mark Kennedy (Arrow Capital Management Inc.)
August 27, 2013 Wildeboer Dellelce LLP
August 23, 2013 Connor Bill & Anthony Shapiro (Artemis Investment Management Limited)
August 23, 2013 Brompton Funds Limited (Mark A. Caranci & Craig T. Kikuchi)
August 23, 2013 Man Investments Canada Corp. (Toreigh N. Stuart)
August 23, 2013 Mark A. Caranci & Craig T. Kikuchi (Brompton Funds Limited)
August 23, 2013 IFIC - The Investment Funds Institute of Canada (R. Hensel)
August 23, 2013 Canadian Foundation for Advancement of Investor Rights (FAIR Canada) (Ermano Pascutto)
August 23, 2013 Morgan Meighen & Associates Limited (Frank Fuernkranz)
August 23, 2013 Front Street Capital 2004 (Terence Lui)
August 23, 2013 Ungad Chadda (TMX Group Limited)
August 23, 2013 John Parker (IFSE Institute)
August 23, 2013 Neil Murdoch (Ashton Hill Capital Markets Inc.)
August 23, 2013 Stikeman Elliot LLP
August 23, 2013 Nevin Markwart (Canoe Financial LP)
August 23, 2013 Andrew R. Armstrong (McCarthy Tétrault LLP)
August 23, 2013 Fasken Martineau DuMoulin LLP
August 23, 2013 Dean Orrico (Middlefield Group)
August 23, 2013 Blake, Cassels & Graydon LLP
August 23, 2013 IFSE Institute (John Parker)
August 23, 2013 Z. Edward Akkawi (First Asset Investment Management Inc.)
August 23, 2013 Alternative Investment Management Association (AIMA)
August 23, 2013 McCarthy Tétrault LLP (Andrew Armstrong)
August 23, 2013 David Roode (Strathbridge Asset Management Inc.)
August 23, 2013 Raj Lala (Propel Capital Corporation)
August 23, 2013 RBC Capital Markets (Kirby C. Gavelin)
August 23, 2013 McMillan LLP
August 23, 2013 Faircourt Asset Management Inc
August 23, 2013 CASLA - Canadian Securities Lending Association (Rob Ferguson)
August 23, 2013 Toronto Stock Exchange (Ungad Chadda)
August 23, 2013 CI Investments Inc. (David C. Pauli)
August 23, 2013 Frank Fuernkranz (Morgan Meighan & Associates)
August 22, 2013 Patrick Farmer (Cymbria Corp.)
August 22, 2013 Quadravest Capital Management Inc. (Wayne Finch).
August 22, 2013 Osler, Hoskin & Harcourt LLP
August 22, 2013 Edward J. Waitzer (BMO Capital Markets, CIBC, National Bank Financial, RBC Capital Markets, Scotiabank & TD Securities)
August 22, 2013 Doug Coulter (RBC Global Asset Management Inc.)
August 22, 2013 Wilfred Vos (Return On Innovation Advisors Ltd.)
August 21, 2013 Michael Kovacs (Harvest Portfolios Group)
August 12, 2013 Rob Ferguson (Canadian Securities Lending Association)
August 2, 2013 Mark Brown
August 2, 2013 Barbara Amsden (Investment Industry Association of Canada)
July 9, 2013 Nick Westlind (Fidelity Investments Canada ULC)
July 4, 2013 Ada Litvinov (Canadian Advocacy Council)
June 27, 2013 Marc Flynn (Canadian Securities Institute)
June 25, 2013 Lori Stein (Periscope Capital Inc.) Letter of June 25, 2013
June 25, 2013 Mark Adams (AGF Investments Inc.)
June 25, 2013 Borden Ladner Gervais LLP
June 25, 2013 Wayne Robinson & Kevin Cruickshank (W.A. Robinson Asset Management Ltd.)
June 25, 2013 Margaret Gunawan (BlackRock Asset Management Canada Limited)
June 20, 2013 Alexander (Sandy) Manson (Trez Capital Fund Management Limited Partnership)
June 20, 2013 Dean J Koeller (Private Mortgage Lenders Forum)
June 20, 2013 Christopher Foster (Blackheath Fund Management Inc.)
June 13, 2013 Edward J. Waitzer (Stikeman Elliott LLP)
June 5, 2013 Claude Dalphond (GD-1 Management Inc. & Global Digit II Management Inc.)
Comments Received (comment period closed September 24, 2010)
Date Comment Letters
October 4, 2010 William Chinkiwsky (Scotia Asset Management L.P.)
October 1, 2010 Ralf Hensel, Joanne De Laurentiis (The Investment Funds Institute of Canada)
September 30, 2010 W. Sian Burgess (Fidelity Investments Canada ULC)
September 24, 2010 Peter Dunne, Brian Koscak, Heather Zordel, David Swain (Cassels Brock & Blackwell LLP)
September 24, 2010 Eric J. Adelson (Invesco Trimark)
September 24, 2010 John Kruk (Fasken Martineau DuMoulin LLP)
September 24, 2010 Chris con Boetticher (CI Investments Inc.)
September 24, 2010 Ermanno Pascutto, Ilana Singer (Canadian Foundation for Advancement of Investor Rights)
September 24, 2010 John Black, Lorraine Lynds (Osler, Hoskin & Harcourt LLP on behalf of BlackRock Asset Management Canada Limited)
September 24, 2010 Lynn M. McGrade, Rebecca A. Cowdery (Borden Ladner Gervais LLP)
September 24, 2010 Matthew Campbell (IA Clarington Investments Inc.)
September 24, 2010 Paul Renaud, James Deeks (RESP Dealers Association of Canada)
September 24, 2010 Nathalie Clark (Canadian Bankers Asociation)
September 24, 2010 Bruno Carchidi (Goodman & Company)
September 24, 2010 Jim Huggan (HSBC Global Asset Management (Canada) Limited)
September 24, 2010 Hubert Thibault (La Fédération des caisses Desjardins du Québec)
September 24, 2010 Barbara Palk (TD Asset Management Inc.)
September 24, 2010 Geneviève Ouellet (Canadian Imperial Bank of Commerce)
September 24, 2010 Charles Guay (National Bank Financial Group)
September 24, 2010 Brad Beuttenmiller, Ariane Farrell (Franklin Templeton Investments Corp.)
September 22, 2010 Gary Litwack (McCarthy Tétrault LLP)
August 30, 2010 Stan Buell (Small Investor Protection Association)
August 12, 2010 Ken Kivenko (Kenmar Associates)
July 29, 2010 Robert C. White (Tradex Management Inc.)
Comments Received (comments due October 17, 2002)
Date Comment Letters
December 3, 2002 Julianna Ahn (Aim Trimark Investments)
November 20, 2002 Borden Ladner Gervais
November 8, 2002 Richard Nesbitt (TSX Markets)
October 23, 2002 Fasken Martineau DuMoulin LLP
October 22, 2002 Douglas E. Jones (Investors Group)
October 17, 2002 David S. Burbach (Fidelity Investments)
October 17, 2002 Francois Bourassa (ISDA)
October 17, 2002 John Mountain (IFIC)
October 17, 2002 Judy G. Goldring (AGF)
October 17, 2002 Lisa Johnson (Franklin Templeton Investments Corp.)
October 17, 2002 Louis Chartrain (Fiducie Desjardins)
October 17, 2002 Marlene J. Davidge (Torys)
October 17, 2002 Rob Badun (Highstreet)
October 15, 2002 Mark D. Pratt (RBC Financial Group)
October 15, 2002 Robert F. MacLellan (TD Asset Management Inc.)
October 15, 2002 Sheldon M. Meyers (CLHIA)
September 3, 2002 Gerry Rocchi (Barclays Global Investors)