Securities Law & Instruments

Displaying comments for

81-101 81-101CP - Mutual Funds Prospectus Disclosure
Comments Received on Proposed Amendments for Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds (comment period closed November 10, 2011)
November 10, 2011 John E. Hall (Borden Ladner Gervais LLP) 346.37Kb
November 10, 2011 Canadian Foundation for Advancement of Investor Rights 435.30Kb
November 10, 2011 Greg Pollock (Advocis) 150.49Kb
November 10, 2011 Nathalie Clark (Canadian Bankers Association) 205.53Kb
November 10, 2011 Anthony Boright (InvestorPOS) 77.17Kb
November 10, 2011 Ian C.W. Russell (Investment Industry Association of Canada) 119.24Kb
November 10, 2011 Investor Advisory Panel 139.28Kb
November 9, 2011 Patricia Rosch (Broadridge Financial Solutions, Inc.) 42.03Kb
November 9, 2011 Keith Summers (Canadian Advocacy Council for Canadian CFA Institute Societies) 241.41Kb
November 7, 2011 W. Sian Burgess (Fidelity Investments) 25.91Kb
November 1, 2011 Jon Cockerline (IFIC) 241.79Kb
August 15, 2011 Ken Kivenko (Kenmar Associates) eMail 189.74Kb
Comments Received on Proposed Amendments and Consequential Amendments Implementing Point of Sale Disclosure for Mutual Funds (comment period began June 19, 2009 and closed October 17, 2009)
October 20, 2009 Peter J. Brady (Qtrade Financial Group) 134.20Kb
October 19, 2009 David Velanoff (MGI Financial Inc.) 151.64Kb
October 19, 2009 Charles R Sims (Mackenzie Financial Corporation) 8168.28Kb
October 19, 2009 Philip Armstrong (MGI Funds Inc.) 116.48Kb
October 19, 2009 Mark Arthur (MGI Securities Inc.) 233.12Kb
October 19, 2009 Sian Burgess (Fidelity Investments Canada ULC) 376.11Kb
October 19, 2009 Ronald P. Harvey (Independent Planning Group) 29.44Kb
October 19, 2009 Murray J. Taylor (Investors Group) 728.77Kb
October 19, 2009 Joe Killoran (investorism.com) 851.35Kb
October 19, 2009 Bill Williams 117.81Kb
October 19, 2009 Dax Sukhraj (Keybase Financial Group Inc.) 222.68Kb
October 19, 2009 Jean-Francois Gauthier 56.74Kb
October 19, 2009 John A. Adams (PFSL Investments Canada Ltd.) 726.46Kb
October 19, 2009 Nathalie Clark (Canadian Bankers Association) 895.20Kb
October 19, 2009 Oliver Murray (Brandes Investment Partners & Co.) 77.23Kb
October 19, 2009 John G. Novachis (Investment Planning Counsel) 2171.07Kb
October 19, 2009 Clive Anderson (Manulife Securities Incorporated and Manulife Securities Investment Services Inc.) 639.40Kb
October 17, 2009 Eric J. Adelson (Invesco Trimark Ltd.) 759.82Kb
October 17, 2009 James Anderson 131.21Kb
October 17, 2009 Anthony Boright (VAULT Solutions Inc.) 49.91Kb
October 17, 2009 Samantha Whitlow (Canadian Foundation for Advancement of Investor Rights) 573.99Kb
October 16, 2009 Yves Morency (Desjardins Federation des caisses du Quebec) 239.07Kb
October 16, 2009 Luc Labelle (Chambre De La Securite Financiere) 395.55Kb
October 16, 2009 Charles Guay (Banque Nationale Groupe Financier) 149.60Kb
October 16, 2009 Grant Richmond, Anne Lockie, John Montalbano (RBC Dominion Securities Inc., Royal Mutual Funds Inc., Phillips, Hager & North Investment Funds Ltd.) 2241.61Kb
October 16, 2009 James S. Durnin (Assante Financial Management Ltd.) 24.57Kb
October 16, 2009 Barbara Simpson (Rogers Group Financial) 41.38Kb
October 16, 2009 William Chinkiwsky (Scotia Securities Inc.) 52.79Kb
October 16, 2009 Peter G. Karavos (Simplifed Communications Group Inc.) 252.63Kb
October 16, 2009 Susan Han (Miller Thomson LLP) 1338.28Kb
October 16, 2009 Jeanie Quirt Brown 163.17Kb
October 16, 2009 Mark Tiffin (Capital International Asset Management Canada Inc.) 524.66Kb
October 16, 2009 Greg Pollock and Kristan K. Birchard ((Advocis) 80.22Kb
October 16, 2009 John Whaley (Independent Financial Brokers) 69.46Kb
October 16, 2009 Anne Valenti (Independent Planning Group Inc.) 114.63Kb
October 16, 2009 Malcolm Fletcher (RocheBanyan) 197.24Kb
October 16, 2009 Carole Dagher (CIBC) 98.75Kb
October 16, 2009 Patricia Rosch (Broadridge Investor Communication Solutions, Canada) 59.65Kb
October 16, 2009 Brad Beuttenmiller (Franklin Templeton Investments Corp.) 405.36Kb
October 16, 2009 Judy Goldring (AGF Management Limited) 221.61Kb
October 16, 2009 James Deeks (RESP Dealers Association of Canada) 74.80Kb
October 16, 2009 Douglas Coulter (RBC Asset Management Inc.) 1207.23Kb
October 16, 2009 Chris von Boetticher (CI Financial) 302.14Kb
October 16, 2009 Carole Dagher (CIBC) 98.76Kb
October 16, 2009 Sharon Ranson (CI Investments Inc. and United Financial Corporation) 33.72Kb
October 16, 2009 Ian Russell (Investment Industry Association of Canada) 104.91Kb
October 16, 2009 Rebecca A. Cowdery (Borden Lardner Gervais LLP) 257.00Kb
October 15, 2009 Chris Horan (Assante Wealth Management) 76.68Kb
October 15, 2009 Thomas J. Dyck (TD Bank Financial Group) 583.15Kb
October 14, 2009 Linda Knight (BMO Investments Inc.) 536.25Kb
October 14, 2009 Ross Kappele (Guardian Group of Funds Ltd.) 48.07Kb
October 14, 2009 Robert C. White (Tradex) 649.40Kb
October 14, 2009 Joanne De Laurentiis (The Investment Funds Institute of Canada) 1213.75Kb
August 31, 2009 Ken Kivenko (Small Investor Protection Association) 287.06Kb
August 26, 2009 Joanne De Laurentiis (The Investment Fund Institute of Canada) 696.58Kb
Comments Received (comment period closed October 17, 2002)
December 3, 2002 Julianna Ahn (Aim Trimark Investments) 20.16Kb
November 20, 2002 Borden Ladner Gervais 84.90Kb
November 8, 2002 Richard Nesbitt (TSX Markets) 14.99Kb
October 23, 2002 Fasken Martineau DuMoulin LLP 51.47Kb
October 22, 2002 Douglas E. Jones (Investors Group) 59.88Kb
October 17, 2002 David S. Burbach (Fidelity Investments) 48.56Kb
October 17, 2002 Francois Bourassa (ISDA) 35.82Kb
October 17, 2002 John Mountain (IFIC) 55.89Kb
October 17, 2002 Judy G. Goldring (AGF) 137.00Kb
October 17, 2002 Lisa Johnson (Franklin Templeton Investments Corp.) 26.71Kb
October 17, 2002 Louis Chartrain (Fiducie Desjardins) 26.40Kb
October 17, 2002 Marlene J. Davidge (Torys) 27.84Kb
October 17, 2002 Rob Badun (Highstreet) 17.66Kb
October 15, 2002 Mark D. Pratt (RBC Financial Group) 17.50Kb
October 15, 2002 Robert F. MacLellan (TD Asset Management Inc.) 39.40Kb
October 15, 2002 Sheldon M. Meyers (CLHIA) 40.28Kb
September 3, 2002 Gerry Rocchi (Barclays Global Investors) 118.31Kb