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Comments Received CSA Notice and Request for Comment - Modernization of Investment Fund Product Regulation - AlternativeFunds (comments due December 22, 2016)
Date Comment Letters
January 9, 2017 Canadian Foundation for Advancement of Investor Rights
January 6, 2017 Thomas Deinet (Hedge Fund Standards Board)
December 22, 2016 Mark Adams (AGF Investments Inc.)
December 22, 2016 Geneviève Ouellet (CIBC)
December 22, 2016 Katie Walmsley and Margaret Gunawan (The Portfolio Management Association of Canada)
December 22, 2016 Alternative Investment Management Association
December 22, 2016 Steve Banquier (TD Securities Inc.)
December 22, 2016 Andrew R. Armstrong (McCarthy Tétrault LLP)
December 22, 2016 Kevin Gopaul and Lino Morra (BMO Capital Markets and BMO Global Asset Management)
December 22, 2016 Margaret McNee (McMillan LLP)
December 22, 2016 Michael Thom (The Canadian Advocacy Council for Canadian CFA Institute Societies)
December 22, 2016 Michael Schnitman (Mackenzie Financial Corporation)
December 22, 2016 Rebecca Cowdery, Lynn McGrade, Carol Derk, Michael Burns, Donna Spagnolo and Kathryn Fuller (Borden Ladner Gervais LLP)
December 22, 2016 Neil Blue (Sun Life Global Investments (Canada) Inc.)
December 22, 2016 Mark A. Caranci and Craig T. Kikuchi (Brompton Funds Limited)
December 22, 2016 Robert Parsons and Mark Kennedy (Arrow Capital Management Inc.)
December 22, 2016 Ronald Schwass, Geoffrey Cher and Nick Gray (Wildeboer Dellelce LLP)
December 22, 2016 GrowthWorks Capital Ltd.
December 22, 2016 Darin R. Renton and Jeffrey L. Glass
December 22, 2016 David Picton and Andrew Ma (Picton Mahoney Asset Management)
December 22, 2016 Frank Fuernkranz (Morgan Meighen & Associates Limited)
December 22, 2016 Aviva Investors Americas
December 22, 2016 Z. Edward Akkawi (First Asset Investment Management Inc.)
December 22, 2016 Ralf Hensel (The Investment Funds Institute of Canada)
December 22, 2016 Eric Adelson (Invesco Canada Ltd.)
December 22, 2016 Jeffrey Olin (Vision Capital Corporation)
December 22, 2016 Kimberly Poster (AUM Law Professional Corporation)
December 22, 2016 Daniel E. Chornous (RBC Global Asset Management Inc.)
December 22, 2016 Junaid Subhan, Alix d’Anglejan-Chatillon, Jeffrey Elliott, Darin R. Renton, William Scott, Ramandeep Grewal and Nick Badeen (Stikeman Elliott LLP)
December 22, 2016 Mike MacBain, Sinan Akdeniz and Michael D'Costa (East Coast Fund Management Inc.)
December 22, 2016 Bernard Letendre (Manulife Asset Management Limited)
December 21, 2016 Richard Pilosof and Mike Quinn (RP Investment Advisors)
December 21, 2016 Andrew Thornhill (RBC Capital Markets)
December 21, 2016 Todd Asman (Investors Group Inc.)
December 21, 2016 John Young and Andrew Torres (Lawrence Park Asset Management Ltd.)
December 21, 2016 Margaret Gunawan (BlackRock Asset Management Canada Limited)
December 20, 2016 Tim McElvaine
December 20, 2016 Raj Vijh (Lysander Funds Limited)
December 16, 2016 Jerome Hass (Lightwater Partners Ltd.)
December 12, 2016 Kenmar Associates
December 12, 2016 Marc Flynn (The Canadian Securities Institute)
Comments Received for Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds - Point of Sale Delivery of Fund Facts (comments due May 26. 2014)
Date Comment Letters
June 26, 2014 Yvan-Pierre Grimard (Le Mouvement des caisses Desjardins)
June 26, 2014 Neil Macdonald (ScotiaFunds)
June 2, 2014 Bill Haldane (BMO Financial Group)
May 28, 2014 Adrian Walrath (Investment Industry Association of Canada)
May 28, 2014 Jeffrey R. Carney (Mackenzie Financial Corporation)
May 27, 2014 Leo Salom (TD Wealth)
May 26, 2014 Paul Walker (IFS TECH Inc.)
May 26, 2014 Nathalie Pierre-Louis (Scotiabank)
May 26, 2014 Anthony Boright (InvestorPOS Inc.)
May 26, 2014 Fasken Martineau DuMoulin LLP
May 26, 2014 Kevin Bresler, Nick Cardinale, Ann David & Larry Neilsen (RBC)
May 26, 2014 Neil Gross (Canadian Foundation for Advancement of Investor Rights)
May 26, 2014 Donna Bristow (Broadridge Financial Solutions, Inc.)
May 26, 2014 Joanne De Laurentiis (The Investment Funds Institute of Canada)
May 26, 2014 Eric Adelson (Invesco Ltd.)
May 26, 2014 Steven J. Donald (Assante Wealth Management)
May 26, 2014 Greg Pollock & Harley Lockhart (Advocis)
May 26, 2014 Jody Chilcott (Dynamic Funds)
May 26, 2014 Paul Bent (Canadian Imperial Bank of Commerce)
May 26, 2014 D. J. Burwell (Edward Jones)
May 26, 2014 Borden Ladner Gervais LLP
May 26, 2014 Michel Falk, Martin Lavigne, Nancy Paquet & Nathalie Lauzier (National Bank of Canada)
May 23, 2014 W. Sian Burgess & Robyn Mendelson (Fidelity Investments Canada ULC)
April 30, 2014 Connie Craddock (Investor Advisory Panel)
April 11, 2014 Ken Kivenko (Kenmar Associates)
March 27, 2014 Jean Lespérance
Comments Received for Implementation of Stage 2 of the Point of Sale Disclosure for Mutual Funds (comments due September 6, 2012)
Date Comment Letters
September 11, 2012 Barbara J. Amsden (Investment Industry Association of Canada)
September 10, 2012 David C. Pauli (CI Financial Corp.)
September 6, 2012 Frank Blackman (ING Direct Asset Management Limited)
September 6, 2012 Eric Adelson (Invesco Canada Ltd.)
September 6, 2012 Yvan-Pierre Grimard (Mouvement des caisses Desjardins)
September 6, 2012 The Investor Advisory Panel
September 6, 2012 Anthony Boright (InvestorPOS Inc.)
September 6, 2012 Matthew Campbell (IA Clarington Investments Inc.)
September 6, 2012 Charles R. Sims (Mackenzie Financial Corporation)
September 6, 2012 Chris Reynolds (Investment Planning Counsel Inc.)
September 6, 2012 W. Sian Burgess (RBC Global Asset Management Inc. and Fidelity Investments Canada ULC)
September 6, 2012 John A. Adams (Primerica Canada Financial Services Group)
September 6, 2012 Oliver Murray (Brandes Investment Partners & Co.)
September 6, 2012 Mark Tiffin (Capital International Asset Management (Canada) Inc.)
September 6, 2012 Greg Pollock and Dean Owen (Advocis)
September 6, 2012 Eric Fandrich
September 6, 2012 Geneviève Ouellet (Canadian Imperial Bank of Commerce)
September 6, 2012 Murray J. Taylor (Investors Group Inc.)
September 6, 2012 Heather Scherloski
September 6, 2012 Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights)
September 6, 2012 John Whaley (Independent Financial Brokers of Canada)
September 6, 2012 Nathalie Clarke (Canadian Bankers Association)
September 6, 2012 Martin Guest (Manulife Asset Management Limited)
September 6, 2012 Patrick Farmer (EdgePoint Wealth Management Inc.)
September 6, 2012 Borden Ladner Gervais LLP
September 5, 2012 Mark Adams (AGF Investments Inc.)
September 5, 2012 Donna Bristow (Broadridge Financial Solutions, Inc.)
September 5, 2012 Neil Blue (Sun Life Global Investments (Canada) Inc.)
September 4, 2012 Brad Beuttenmiller (Franklin Templeton Investments Corp.)
August 31, 2012 Joanne De Laurentiis (The Investment Funds Institute of Canada)
August 30, 2012 Ada Litvinov (The Canadian Advocacy Council for Canadian CFA Institute Societies)
August 29, 2012 Sandra Cimoroni (TD Asset Management Inc.)
June 27, 2012 Ken Kivenko (Kenmar Associates)
Comments Received for Proposed Amendments for Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds (comments due November 10, 2011)
Date Comment Letters
November 10, 2011 John E. Hall (Borden Ladner Gervais LLP)
November 10, 2011 Canadian Foundation for Advancement of Investor Rights
November 10, 2011 Nathalie Clark (Canadian Bankers Association)
November 10, 2011 Greg Pollock (Advocis)
November 10, 2011 Ian C.W. Russell (Investment Industry Association of Canada)
November 10, 2011 Anthony Boright (InvestorPOS)
November 10, 2011 Investor Advisory Panel
November 9, 2011 Keith Summers (Canadian Advocacy Council for Canadian CFA Institute Societies)
November 9, 2011 Patricia Rosch (Broadridge Financial Solutions, Inc.)
November 7, 2011 W. Sian Burgess (Fidelity Investments)
November 1, 2011 Jon Cockerline (IFIC)
August 15, 2011 Ken Kivenko (Kenmar Associates) eMail
Comments Received for Proposed Amendments and Consequential Amendments Implementing Point of Sale Disclosure for Mutual Funds (comments due October 17, 2009)
Date Comment Letters
October 20, 2009 Peter J. Brady (Qtrade Financial Group)
October 19, 2009 David Velanoff (MGI Financial Inc.)
October 19, 2009 Charles R Sims (Mackenzie Financial Corporation)
October 19, 2009 Philip Armstrong (MGI Funds Inc.)
October 19, 2009 Mark Arthur (MGI Securities Inc.)
October 19, 2009 Sian Burgess (Fidelity Investments Canada ULC)
October 19, 2009 Ronald P. Harvey (Independent Planning Group)
October 19, 2009 Murray J. Taylor (Investors Group)
October 19, 2009 Joe Killoran (investorism.com)
October 19, 2009 Bill Williams
October 19, 2009 Dax Sukhraj (Keybase Financial Group Inc.)
October 19, 2009 Jean-Francois Gauthier
October 19, 2009 John A. Adams (PFSL Investments Canada Ltd.)
October 19, 2009 Nathalie Clark (Canadian Bankers Association)
October 19, 2009 Oliver Murray (Brandes Investment Partners & Co.)
October 19, 2009 John G. Novachis (Investment Planning Counsel)
October 19, 2009 Clive Anderson (Manulife Securities Incorporated and Manulife Securities Investment Services Inc.)
October 17, 2009 Eric J. Adelson (Invesco Trimark Ltd.)
October 17, 2009 James Anderson
October 17, 2009 Anthony Boright (VAULT Solutions Inc.)
October 17, 2009 Samantha Whitlow (Canadian Foundation for Advancement of Investor Rights)
October 16, 2009 Yves Morency (Desjardins Federation des caisses du Quebec)
October 16, 2009 Luc Labelle (Chambre De La Securite Financiere)
October 16, 2009 Charles Guay (Banque Nationale Groupe Financier)
October 16, 2009 Grant Richmond, Anne Lockie, John Montalbano (RBC Dominion Securities Inc., Royal Mutual Funds Inc., Phillips, Hager & North Investment Funds Ltd.)
October 16, 2009 James S. Durnin (Assante Financial Management Ltd.)
October 16, 2009 Barbara Simpson (Rogers Group Financial)
October 16, 2009 William Chinkiwsky (Scotia Securities Inc.)
October 16, 2009 Peter G. Karavos (Simplifed Communications Group Inc.)
October 16, 2009 Susan Han (Miller Thomson LLP)
October 16, 2009 Jeanie Quirt Brown
October 16, 2009 Mark Tiffin (Capital International Asset Management Canada Inc.)
October 16, 2009 Greg Pollock and Kristan K. Birchard ((Advocis)
October 16, 2009 John Whaley (Independent Financial Brokers)
October 16, 2009 Anne Valenti (Independent Planning Group Inc.)
October 16, 2009 Malcolm Fletcher (RocheBanyan)
October 16, 2009 Carole Dagher (CIBC)
October 16, 2009 Patricia Rosch (Broadridge Investor Communication Solutions, Canada)
October 16, 2009 Brad Beuttenmiller (Franklin Templeton Investments Corp.)
October 16, 2009 Judy Goldring (AGF Management Limited)
October 16, 2009 James Deeks (RESP Dealers Association of Canada)
October 16, 2009 Douglas Coulter (RBC Asset Management Inc.)
October 16, 2009 Chris von Boetticher (CI Financial)
October 16, 2009 Carole Dagher (CIBC)
October 16, 2009 Sharon Ranson (CI Investments Inc. and United Financial Corporation)
October 16, 2009 Ian Russell (Investment Industry Association of Canada)
October 16, 2009 Rebecca A. Cowdery (Borden Lardner Gervais LLP)
October 15, 2009 Chris Horan (Assante Wealth Management)
October 15, 2009 Thomas J. Dyck (TD Bank Financial Group)
October 14, 2009 Linda Knight (BMO Investments Inc.)
October 14, 2009 Ross Kappele (Guardian Group of Funds Ltd.)
October 14, 2009 Robert C. White (Tradex)
October 14, 2009 Joanne De Laurentiis (The Investment Funds Institute of Canada)
August 31, 2009 Ken Kivenko (Small Investor Protection Association)
August 26, 2009 Joanne De Laurentiis (The Investment Fund Institute of Canada)
Comments Received (comments due October 17, 2002)
Date Comment Letters
December 3, 2002 Julianna Ahn (Aim Trimark Investments)
November 20, 2002 Borden Ladner Gervais
November 8, 2002 Richard Nesbitt (TSX Markets)
October 23, 2002 Fasken Martineau DuMoulin LLP
October 22, 2002 Douglas E. Jones (Investors Group)
October 17, 2002 David S. Burbach (Fidelity Investments)
October 17, 2002 Francois Bourassa (ISDA)
October 17, 2002 John Mountain (IFIC)
October 17, 2002 Judy G. Goldring (AGF)
October 17, 2002 Lisa Johnson (Franklin Templeton Investments Corp.)
October 17, 2002 Louis Chartrain (Fiducie Desjardins)
October 17, 2002 Marlene J. Davidge (Torys)
October 17, 2002 Rob Badun (Highstreet)
October 15, 2002 Mark D. Pratt (RBC Financial Group)
October 15, 2002 Robert F. MacLellan (TD Asset Management Inc.)
October 15, 2002 Sheldon M. Meyers (CLHIA)
September 3, 2002 Gerry Rocchi (Barclays Global Investors)