Securities Law & Instruments

Comment Letters for 24-101 - Institutional Trade Matching and Settlements

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Comments Received (comment period closes November 16, 2016)
Date Comment Letters
November 23, 2016 Jason O'Born (RBC Dominion Securities Inc.)
November 16, 2016 Julian A.C. Stapleford (Omgeo Canada Matching Ltd./Services D’Appariement Omgeo Canada Ltée.)
November 16, 2016 David Gillespie (CIBC World Markets Inc.)
November 16, 2016 Barbara Amsden
November 16, 2016 Julian A.C. Stapleford (Omgeo Canada Matching Ltd./Services D’Appariement Omgeo Canada Ltée.)
November 11, 2016 Jack Rando (Investment Industry Association of Canada)
November 1, 2016 Keith Evans (Canadian Capital Markets Association)
Comments Received (comment period closed January 28, 2010)
Date Comment Letters
January 28, 2010 Katie Walmsley, Mark Pratt (Investment Counsel Asociation of Canada)
January 28, 2010 Bruce Macdonald (RBC Dominion Securities Inc.)
January 28, 2010 Kris Sanker (CDS Clearing and Depository Services Inc.)
January 28, 2010 Stefan M. Gavell (State Street Corporation)
January 28, 2010 Wayne S. M. Ralph (CIBC Global Operations & INTRIA)
January 28, 2010 Alastair Heath (Mackenzie Financial Corporation)
January 28, 2010 Irene Urshon (TD Waterhouse)
January 28, 2010 Ian C. W. Russell (Investment Industry Association of Canada)
January 27, 2010 Robert Shier (CIBC Mellon Global Securities Services Company)
January 26, 2010 Domenic Sgambelluri (The Northern Trust Company, Canada)
January 26, 2010 John Lockbaum (RBC Dexia Investor Services)
January 25, 2010 B. White
January 22, 2010 Lee Cutrone (Omgeo, LLC)
January 21, 2010 Glenn MacPherson
January 20, 2010 Andre Coururier (Laurentian Bank)
Comments Received (comment period closed May 2, 2006)
Date Comment Letters
May 29, 2006 Cliff Bowers (Merrill Lynch Canada Inc.)
May 9, 2006 Barbara J. Amsden (IDA)
May 5, 2006 Bruce Macdonald (RBC Financial Group)
May 3, 2006 CCMA
May 3, 2006 Gerry J. O'Mahoney (TD Bank Financial Group)
May 2, 2006 Andy Pauksens (RBC Dexia Investor Services)
May 2, 2006 Mario Josipovic (Perimeter Markets Inc.)
May 2, 2006 C. Murray, A. Heath & B. Kirk (IGM Financial)
May 2, 2006 ISITC
May 2, 2006 Nicholas Thadaney (ITG Canada)
May 2, 2006 Rik Parkhill (TSX Group) - NI - 24-101 - Institutional Trade Matching and Settlement
May 2, 2006 Robert Shier (CIBC Mellon)
May 2, 2006 Larry Neilsen (Phillips, Hager & North Investment Management Ltd.)
May 2, 2006 Charyl Galpin (BMO Nesbitt Burns Inc.)
May 1, 2006 Pamela Beauchamp (CIBC)
May 1, 2006 Richard J. Corner (IDA)
May 1, 2006 Adam Bryan (Omgeo)
May 1, 2006 Pam Thadani (Capital International Asset Management)
April 28, 2006 Allan R. Cooper (CDS)
April 26, 2006 N.K. Graham (Scotiabank)
April 17, 2006 Simon Romano (Stikeman Elliott)
Comments Received (comment period closed July 16, 2004)
Date Comment Letters
October 28, 2004 Ministere des Finances Quebec
July 30, 2004 Rik Parkhill (TSX Markets)
July 28, 2004 Mark Gunter (E*Trade Canada)
July 28, 2004 Paul M. Pugh (OMERS)
July 21, 2004 Chuck Murray, Alastair Heath, Marilyn Smolsky (Mackenzie Mutual funds)
July 21, 2004 Paul Sinclair (UBS Securities Ltd.)
July 16, 2004 Gerry O'Mahoney (TD Bank Financial Group)
July 16, 2004 William C Harker, Robert M Smythe and Jackie Chung (eClientscope Inc.)
July 16, 2004 G.J. O'Mahoney (Canadian Capital Markets Association)
July 16, 2004 Norman K.J. Graham (Scotiabank)
July 16, 2004 Tim Robinson (State Street)
July 16, 2004 Brian Calvert (RBC Investments)
July 16, 2004 Al Cooper (CDS)
July 16, 2004 Peters and Co. Limited
July 16, 2004 Don Smith (RBC Global Services)
July 16, 2004 Pension Investment Association of Canada
July 16, 2004 Joseph J. Oliver (IDA)
July 15, 2004 Simon Romano (Stikeman Elliot)
July 15, 2004 Fionnuala Martin (BMO Financial Group)
July 15, 2004 Robert Hale (ADP)
July 15, 2004 Pamela Beauchamp (CIBC)
July 14, 2004 Robert Hovianseian (Confident Financial Services Limited)
July 14, 2004 Sylvain Robillard (Hydro Quebec)
July 13, 2004 Adam Bryan (Omego)
July 13, 2004 Robert Shier (CIBC Mellon)
July 12, 2004 Richard Knowles (Sceptre Investment Counsel Ltd.)
June 30, 2004 William C. Harker, Robert M. Smythe (EClientscope Inc.)