Securities Law & Instruments

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Comments Received (comment period closes October 5, 2016)
Date Comment Letters
September 12, 2016 David Long (Healthcare of Ontario Pension Plan Trust Fund)
September 26, 2016 Michael Thom (The Canadian Advocacy Council)
October 4, 2016 Sandra L. Kegie (Federation of Mutual Fund Dealers)
October 4, 2016 Veronica Armstrong (Veronica Armstrong Law Corporation)
October 4, 2016 John S. Clark (Pacific Spirit Investment Management Inc.)
October 5, 2016 Jim Boyle (Boyle & Co. LLP)
October 5, 2016 Rozanne Reszel (Canadian Investor Protection Fund)
October 5, 2016 Eric Adelson (Invesco Canada Ltd.)
October 5, 2016 Kimberly Poster (AUM Law)
October 5, 2016 Lisa G. Davis (Peartree Securities Inc.)
October 5, 2016 Mark Tiffin (Capital International Asset Management (Canada), Inc.)
October 5, 2016 Katie Walmsley and Margaret Gunawan (Portfolio Management Association of Canada)
October 5, 2016 Jeffrey R. Carney (IGM Financial Inc.)
October 5, 2016 FAIR Canada
October 5, 2016 Ralf Hensel (The Investment Funds Institute of Canada)
October 5, 2016 Naomi Solomon (Investment Industry Association of Canada)
October 6, 2016 Nick Cardinale, Kelley Hoffer, Martha Rafuse, Kevin Bresler and Larry Neilsen (RBC Dominion Securities Inc., RBC Direct Investing Inc., Royal Mutual Funds Inc., RBC Global Asset Management Inc., RBC Phillips, Hager & North Investment Counsel Inc.
October 11, 2016 Junaid Subhan, Alix d’Anglejan-Chatillon, Jeffrey Elliott, Ralph A. Hipsher, Kenneth G. Ottenbreit, Darin R. Renton, Ramandeep Grewal, Nicholas Badeen, Viviana Beltrametti Walker and Charlie Lamb (Stikeman Elliott LLP)
October 11, 2016 Rebecca Cowdery, Prema Thiele and Jason Brooks (Borden Ladner Gervais LLP)
Comments Received (IIAC requests more time to implement CRM2)
Date Comment Letters
January 28, 2015 Bill Rice (Canadian Securities Administrators)
January 26, 2015 Stan I. Buell (Small Investor Protection Association)
January 19, 2015 Neil Gross (Canadian Foundation for Advancement of Investor Rights)
January 15, 2015 Sandra L. Kegie (Federation of Mutual Fund Dealers)
December 20, 2014 IIAC requests more time to implement CRM2
Comments Received (comment period due March 4, 2014)
Date Comment Letters
March 10, 2014 Brian Koscak (Private Capital Markets Association of Canada (formerly the Exempt Market Dealers Association of Canada)
March 10, 2014 Murray J. Taylor (IGM Financial Inc.)
March 5, 2014 Katie A. Walmsley & Scott Mahaffy (Portfolio Management Association of Canada)
March 5, 2014 Ralf Hensel (The Investment Funds Institute of Canada)
March 5, 2014 Mark Tiffin (Capital International Asset Management (Canada), Inc.)
March 5, 2014 Cardinale N., Pollock S., Brelser K., David A., Neilsen L., and Rafuse M. (RBC Dominion Securities Inc.; RBC Direct Investing Inc.; RBC Global Asset Management Inc.; Royal Mutual Funds Inc.; RBC Philips, Hager & North Investment Counsel Inc.)
March 5, 2014 Karen L. Barr (Investment Advisor Association)
March 5, 2014 Susan Han (Miller Thompson LLP)
March 5, 2014 Greg Pollock & Harley Lockhart (Advocis)
March 5, 2014 Rebecca Cowdery, Marsha Gerhart & Erin Seed (Borden Ladner Gervais LLP)
March 5, 2014 Ian Pember (Alternative Investment Management Association)
March 5, 2014 W. Sian Burgess (Fidelity Investments Canada ULC)
March 5, 2014 Donald J. Burwell (Edward Jones)
March 5, 2014 Eric Adelson (Invesco Canada Ltd.)
March 5, 2014 Alix d’Anglejan-Chatillon, Ramandeep K. Grewal, Philip J. Henderson, Kenneth G. Ottenbreit, Darin R. Renton, Simon A. Romano (Stikeman Elliott LLP)
March 5, 2014 Lindsay Speed (Canadian Foundation for Advancement of Investor Rights)
March 5, 2014 Robert Toomey (The Securities Industry and Financial Markets Association)
March 4, 2014 Susan Copland (Investment Industry Association of Canada)
March 4, 2014 Darris Cameron (Financial Value Inc.)
March 4, 2014 Erez Blumberger (AUM Law Professional Corporation)
March 4, 2014 Dino Macri
March 3, 2014 Stan Haug (Haug Financial Services Ltd. & TriView Capital Ltd.)
March 3, 2014 Yvan-Pierre Grimard (Mouvement de Caisses Desjardins)
March 1, 2014 Glenda Buelow (PRIVEST Wealth Management & G2 Financial Solutions)
February 27, 2014 Paul Lauzon (Lauzon Financial Advisors Inc.)
February 26, 2014 Hal D. Gillrie (Gillrie Financial Strategies & Raintree Financial Solutions)
February 26, 2014 Marvin Nickle (TriView Capital Ltd.)
February 26, 2014 Glenn Devereaux (Devereaux Financial (1985) Inc. & Raintree Financial Solutions)
February 25, 2014 Don Watt
February 25, 2014 Gaetan Blouin (Blouin Financial Group)
February 25, 2014 Renae Marshall (Financial Future)
February 25, 2014 Timothy Duquette (Sentry Group)
February 25, 2014 Ron Lepine
February 25, 2014 Yar Kolomijchuk (Vega Estate Planning Corp. & Raintree Financial Solutions)
February 25, 2014 Eric Petersen (Prosperity Engine Inc.)
February 24, 2014 Jack Comeau (Comeau Financial Inc.)
February 21, 2014 Yvonne Martin-Morrisson (Purpose Inspired Solutions & Raintree Financial Solutions)
February 20, 2014 Craig Skauge & Cora Pettipas (National Exempt Market Association)
February 18, 2014 Rob Anderson (RNL Financial Ltd.)
February 14, 2014 Stephen O'Reilly (TriView Capital Ltd.)
February 12, 2014 Letters received from individuals at Privest Wealth Management
February 11, 2014 Weston Fader (Atlas Wealth Financial)
February 10, 2014 Mark Samborski
February 7, 2014 Kent Wiebe
February 6, 2014 Letters received from individuals at Pinnacle Wealth Brokers
February 6, 2014 Letters received from individuals at Sloane Capital Corp.
February 6, 2014 Letters received from individuals at WealthTerra Capital Management Inc.
February 6, 2014 Miriam Andrews (StoneTower Financial Solutions Inc.)
February 6, 2014 Letters received from individuals at Raintree Financial Solutions
February 6, 2014 Tyler Stanford (Solid Financial Options Ltd.)
February 3, 2014 Zeljko Toic (Toic Wealth Management Corp.)
January 23, 2014 Robert Gardias (Oliver Publishing)
Correspondence re: Registration Requirements, Exemptions and Ongoing Registrant Obligations - And Companion Policy Registration Requirements, Exemptions and Ongoing Registrant Obligations (client relationship model, phase 2 amendments) - (in force July 15, 2013)
Date Comment Letters
September 26, 2013 William S. Rice (Canadian Securities Administrators)
July 25, 2013 Emil Vassenine (EVIV Group Inc.)
July 17, 2013 Joanne De Laurentiis (The Investment Funds Institute of Canada)
July 11, 2013 Darcy Lake (BMO Investments Inc.)
June 12, 2013 Martin Lavigne (National Bank Financial Wealth Management)
June 10, 2013 Katie Walmsley & Scott Mahaffy (Portfolio Management Association of Canada)
June 4, 2013 Monique Gravel (CIBC World Markets Inc.)
May 30, 2013 Ian C. W. Russell (The Investment Industry Association of Canada)
Comments Received for Registration Requirements, Exemptions and Ongoing Registrant Obligations - And to Companion Policy Registration Requirements, Exemptions and Ongoing Registrant Obligations (2nd Publication) - (comment period closed February 15, 2013)
Date Comment Letters
February 15, 2013 David Agnew, Wayne Bossert, John S. Montalbano, Rosalyn Kent & Vijay Parmar (RBC Dominion Securities Inc., RBC Direct Investing Inc., Royal Mutual Funds Inc., RBC Global Asset Management, Phillips Hager & North Investment Funds Ltd. and RBC PH&N Investmen
February 15, 2013 Sheila Murray (CI Financial Corp.)
February 15, 2013 Eric Adelson (Invesco Canada Ltd.)
February 15, 2013 Greg Pollock & Harley Lockhart (Advocis)
February 15, 2013 Ian Pember (Alternative Investment Management Association)
February 15, 2013 Katie Walmsley & Scott Mahaffy (Portfolio Maangement Association of Canada)
February 15, 2013 Geoffrey Ritchie (Exempt Market Dealers Association of Canada)
February 15, 2013 Craig Skauge & Cora Pettipas (National Exempt Market Association)
February 15, 2013 Sandra L. Kegie (Association of Canadian Compliance Professionals)
February 15, 2013 Prema K.R. Thiele, Rebecca Cowdery & Marsha Gerhart (Borden Ladner Gervais LLP)
February 15, 2013 Alix d'Anglejan-Chatillon, Kenneth G. Ottenbreit & Kathleen G. Ward (Stikeman Elliott LLP)
February 14, 2013 Susan Copland (Investment Industry Association of Canada)
February 14, 2013 M. Catherine Tuckwell (Scotia Asset Management L.P.)
February 14, 2013 Peter Lewis & James Deeks (RESP Dealers Association of Canada)
February 14, 2013 Mark McKenna (Walton Capital Management Inc.)
February 6, 2013 Oliver Murray and Carol Lynde (Brandes Investment Partners & Co.)
February 6, 2013 W. Sian Burgess (Fidelity Investments Canada ULC)
January 30, 2013 The Investor Advisory Panel
January 29, 2013 Jon Cockerline (The Investment Funds Institute of Canada)
January 28, 2013 Stan Buell (Small Investor Protection Association)
January 25, 2013 Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights)
January 15, 2013 Joanna Robertson (Robertson-Devir)
January 10, 2013 Ada Litvinov (The Canadian Advocacy Council for Canadian CFA Institute Societies)
November 19, 2012 Ken Kivenko (Kenmar Associates)
Comments Received for Registration Requirements, Exemptions and Ongoing Registrant Obligations - And to Companion Policy Registration Requirements, Exemptions and Ongoing Registrant Obligations (2nd Publication) - (comment period closed February 15, 2013)
Date Comment Letters
September 18, 2012 Jacqueline Hatherly (Greystone Managed Investments Inc.)
September 15, 2012 Blair Cooper (Tradex Management Inc.)
September 14, 2012 W. Sian Burgess (Fidelity Investments Canada ULC)
September 14, 2012 Charles R. Sims (MacKenzie Financial Corporation)
September 14, 2012 Michel Falk (National Bank Securities Inc.)
September 14, 2012 Michelle Alexander and Adrian Walrath (Investment Industry Association of Canada)
September 14, 2012 M. Catherine Tuckwell (Scotia Asset Management)
September 14, 2012 Peter Lewis and James Deeks (RESP Dealers Association of Canada)
September 14, 2012 Katie Walmsley and Scott Mahaffy (Portfolio Management Association of Canada)
September 14, 2012 Jim B. F. Cripps (Assantle Financial Management Ltd.)
September 14, 2012 Richard McIntyre (Dundee Private Investors Inc.)
September 14, 2012 Tom Bradley (Steadyhand Investment Funds)
September 14, 2012 Eric Adelson (Invesco Canada Ltd.)
September 14, 2012 Greg Pollock and Dean Owen (Advocis)
September 14, 2012 Jeff Bartja (Scotia Securities Inc.)
September 14, 2012 Barbara Mason (Scotia Capital Inc.)
September 14, 2012 Duff Young
September 14, 2012 Yvan-Pierre Grimard (Desjardins)
September 14, 2012 Jean Carrier (PEAK Investment Services Inc.)
September 14, 2012 John A. Adams (Primerica)
September 14, 2012 Afsar Shah (Sun Life Financial Investment Services (Canada) Inc.)
September 14, 2012 Investor Advisory Panel
September 14, 2012 Mark S. Kent (Portfolio Strategies Corporation)
September 14, 2012 Mark Tiffin (Capital International Asset Management (Canada), Inc.)
September 14, 2012 François Bruneau (Groupe Cloutier Investissements Inc.)
September 14, 2012 Prema K.R. Thiele, Rebeccas Cowdery and Marsha Gerhart (Borden Ladner Gervais)
September 14, 2012 Michael Stanley (Quadrus Investment Services Ltd.)
September 14, 2012 Murray J. Taylor (Investors Group Inc.)
September 14, 2012 Frank Blackman (ING Direct Funds Limited)
September 14, 2012 Richard M. Tattersall (Heathbridge Capital Management Ltd.)
September 14, 2012 Ben Legge (Highstreet Asset Management Inc.)
September 14, 2012 Mark Adams (AGF Investments Inc.)
September 14, 2012 Peter Moulson (Canadian Imperial Bank of Commerce)
September 14, 2012 John S. Clark (Pacific Spirit Investment Management Inc.)
September 14, 2012 Clay Gillespie (Rogers Group Investment Advisors Ltd.)
September 14, 2012 Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights)
September 14, 2012 May Wong (The Omega Foundation)
September 14, 2012 Neil Blue (Sun Life Global Investments (Canada) Inc.)
September 14, 2012 Brian Prosser (B2B Bank)
September 14, 2012 Robert Kirwin (MD Physician Services Inc.) and David Blanchard (MD Management Limited)
September 14, 2012 Brad Beuttenmiller (Franklin Templeton Investments Corp)
September 14, 2012 David Agnes, Mark Neill and Wayne Bossert (RBC DominionSecurities Inc.; RBC Direct Investing Inc.; Royal Mutual Funds Inc.; RBC Global Asset Management Inc.;RBC Phillips, Hager & North Investment Counsel Inc.; and Phillips, Hager & North Investment ...
September 14, 2012 Joe Killoran
September 14, 2012 Sandra L. Kegie (Association of Canadian Compliance Professionals)
September 14, 2012 Manuel DaSilva (Canfin Magellan Investments Inc.)
September 14, 2012 John Whaley (Independent Financial Brokers of Canada)
September 14, 2012 Doug Bennett (Edward Jones)
September 14, 2012 Richard McIntyre (DWM Securities Inc.)
September 14, 2012 David C. Pauli (CI Financial Corp.)
September 13, 2012 Chris Reynolds (Investment Planning Counsel Inc.)
September 13, 2012 Rick Annaert (Manulife Securities Incorporated)
September 13, 2012 Sandra Cimoroni (TD Asset Management Inc.)
September 13, 2012 Matthew Campbell (IA Clarington Investments Inc.)
September 12, 2012 Ian Pember (Alternative Investment Management Association)
September 7, 2012 Karim Manaa (Canadian GIPS Council)
September 7, 2012 Sandra L. Kegie (Federation of Mutual Fund Dealers)
September 5, 2012 Anne Valenti (Independent Planning Group Inc.)
September 5, 2012 Hamish Porter
August 30, 2012 Ada Litvinov (The Canadian Advocacy Council for Canadian CFA Institute Societies)
August 29, 2012 Joanne De Laurentiis (The Investment Funds Institute of Canada)
July 28, 2012 Christine Lucyk
June 25, 2012 Audrey Sauder (Armstrong & Quaile Assoc. Inc.)
June 19, 2012 Ken Kivenko (Kenmar Associates)
Comments Received for Registration Requirements and Exemptions - Amendments (Cost Disclosure and Performance Reporting) - (comment period closed September 23, 2011)
Date Comment Letters
September 27, 2011 W. Sian Burgess (Fidelity Investments Canada ULC)
September 26, 2011 Paul Robinson (First Canadian Property Investments Ltd.)
September 23, 2011 Alan Johnson (Investment Strategies Inc.) eMail
September 23, 2011 Stephane Langlois (LBC Financial Services)
September 23, 2011 Sandra Cimoroni (TD Asset Management Inc.)
September 23, 2011 Carol Dagher (CIBC) eMail
September 23, 2011 Sandra L. Kegie (Association of Canadian Compliance Professionals)
September 23, 2011 D. J. Burwell (Edward Jones)
September 23, 2011 Manuel DaSilva (Canfin Magellan Investments Inc.)
September 23, 2011 Duncan W. Boggs (Global Securities Corporation)
September 23, 2011 John Novachis (Investment Planning Counsel Inc.)
September 23, 2011 Paul A. Brisson (Highstreet Asset Management Inc.)
September 23, 2011 Howard J. Atkinson (Horizon Exchange Traded Funds Inc.)
September 23, 2011 Darcy M. Lake (BMO Investments Inc.)
September 23, 2011 Charles R. Sims (Mackenzie Investments)
September 23, 2011 George Aguiar (GP Wealth Management Corporation)
September 23, 2011 Eric J. Adelson (Invesco Canada Ltd.)
September 23, 2011 Barbara Mason (Scotiabank Group)
September 23, 2011 Rebecca A. Cowdery and Marsha Gerhart (Borden Ladner Gervais LLP)
September 23, 2011 Martin Guest and Rick Annaert (Manulife Asset Management Limited; and Manulife Securities Investment Services Inc.)
September 23, 2011 Katie Walmsley and Scott Mahaffy (Portfolio Management Association of Canada)
September 23, 2011 Anita Anand, Nancy Averill, Paul Bates, Stan Buell, Lincolyn Caylor, Steve Germaise and Michael Wissell (Investor Advisory Panel)
September 23, 2011 Tom Bradley (Steadyhand Investment Funds Inc.)
September 23, 2011 Yvan-Pierre Grimard (Desjardins Group)
September 23, 2011 James Ho (Quantum Financial Service (Canada) Ltd.)
September 23, 2011 Éric Laflamme (Banque Nationale)
September 23, 2011 Howard J. Atkinson (Canadian ETF Association)
September 23, 2011 Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights)
September 23, 2011 David Agnew, Doug Coulter and Wayne Bossert (RBC Dominion Securites Inc.; RBC Direct Investing Inc.; Royal Mutual Funds Inc.; RBC Global Asset Management Inc.; RBC Phillips, Hager & North Investment Counsel Inc.; Phillips, Hager & North Investment ...
September 23, 2011 John A. Adams (Primerica Financial Services (Canada) Ltd.)
September 23, 2011 Mark Tiffin (Capital International Asset Management (Canada) Inc.)
September 23, 2011 Oliver Murray (Brandes Investment Partners & Co.)
September 23, 2011 Darcy M. Lake (BMO Nesbitt Burns Inc.; BMO InvestorLine Inc; and, BMO Harris Investment Management Inc.)
September 23, 2011 Sandra L. Kegie (Federation of Mutual Fund Dealers)
September 23, 2011 Rick Annaert (Manulife Securities Incorporated)
September 23, 2011 Moira Simo and Bruno Carchidi (DWM Securities Inc; Dundee Private Investors Inc.; and, Goodman & Company, Investment Counsel Ltd.)
September 23, 2011 Nathalie Clarke (Canadian Bankers Association)
September 23, 2011 Ian Moorhouse (Independent Accountants' Investment Group Inc.)
September 23, 2011 Peter Lewis and James Deeks (RESP Dealers Association of Canada)
September 23, 2011 John Whaley (Independent Financial Brokers)
September 22, 2011 John S. Clarke (Pacific Spirit Investment Management Inc.)
September 22, 2011 Jean Carrier (Peak Group)
September 22, 2011 Michel Boutin and Maxim Gauthier (Mérici Services Financiers Inc.)
September 22, 2011 Robert Kirwin and David Blanchard (MD Physician Services Inc. and MD Management Limited)
September 22, 2011 Marion Kinio (Pollitt Investment Counsel Inc.) eMail
September 22, 2011 Joni Alexander (MFDA Investor Protection Corporation)
September 22, 2011 Greg Pollock and Robert McCullagh (Advocis)
September 22, 2011 Murray J. Taylor (Investors Group Inc.)
September 22, 2011 Gordon A. Reid (Goodreid Investment Counsel Corp)
September 22, 2011 Peter Kelleher (Independent Planning Group Inc.) eMail
September 22, 2011 Brad Beuttenmiller (Franklin Templeton Investments Corp.) eMail
September 22, 2011 Thomas W. Mills (Independent Planning Group Inc.)
September 21, 2011 Blair Cooper (Tradex Management Inc.)
September 21, 2011 Danielle Park (Venable Park Investment Counsel Inc.) eMail
September 21, 2011 Gerry Meyers (Independent Planning Group) eMail
September 21, 2011 Betty Jo Royce (Queensbury Strategies Inc.) eMail
September 21, 2011 Sonia LeRoy (Independent Planning Group) eMail
September 21, 2011 Ronald P. Harvey (Independent Planning Group Inc.) eMail
September 21, 2011 Brian Fredericks (Independent Planning Group Inc.) eMail
September 21, 2011 Carol Clements, Sandy Parsons, Alexandra Esposito and Jamey Morse (Independent Planning Group Inc.)
September 21, 2011 Andy Mitchell (Worldsource Financial Management) eMail
September 20, 2011 Steve Roeske (TK Wealth Management) eMail
September 20, 2011 Murray A. Child (MDK/Child Financial Advisors) eMail
September 20, 2011 Beverly Young (Independent Planning Group)
September 20, 2011 Ian C. W. Russell (Investment Industry Association of Canada)
September 20, 2011 Michael Stanley (Quadrus Investment Services Ltd.)
September 20, 2011 Randolph J. Wright (Success Strategies Financial)
September 19, 2011 D'Arcy Mackenzie (Pope & Company Limited)
September 19, 2011 Anne Valenti (Independent Planning Group Inc.)
September 19, 2011 Sheri Willet (Independent Planning Group Inc.)
September 19, 2011 Conrad A. Montcalm eMail
September 19, 2011 Nathalie Terreault (Groupe Independant de Planification Inc.) eMail
September 15, 2011 Michel Kirouac (Groupe Cloutier Investissements Inc.) eMail
September 14, 2011 Robin Cornwell, eMail
September 14, 2011 Daniel Bissonnette (Les Services Financiers Planifax Inc.) eMail
September 12, 2011 Ian Pember (Alternative Investment Management Association Canada and the Legal & Finance Committee)
September 7, 2011 Joanne De Laurentiis (The Investment Funds Institute of Canada) eMail
September 6, 2011 Gael Hepworth (Premier Homecare Services) eMail
September 1, 2011 Marissa Colalillo
July 8, 2011 John J. De Goey (Burgeonvest Bick Securities Limited)
June 27, 2011 Alain Richard eMail
June 26, 2011 Ken Kivenko (Kenmar Associates)
June 25, 2011 Jean-François Robert
Comments Received for Exemptions from certain requirements for SRO Members (comment period closed July 18, 2011)
Date Comment Letters
July 18, 2011 Darcy Lake (BMO Private Client Group)
July 15, 2011 Wayne Bossert (Royal Mutual Funds Inc.) and Doug Coulter (Phillips, Hager & North Investment Funds Ltd.) eMail
Comments Received for Registration of International and Certain Domestic Investment Fund Managers (comment period closed January 13, 2011)
Date Comment Letters
January 31, 2011 Jennifer S. Choi (The Investment Adviser Association)
January 14, 2011 Richard H. Baker (Managed Funds Association)
January 14, 2011 A. Timothy Baron (Davies Ward Phillips & Vineberg LLP)
January 13, 2011 Veronica Armstrong (Veronica Armstrong Law Corporation)
January 13, 2011 Joanne De Laurentiis, Ralf Hensel (The Investment Funds Institute of Canada)
January 13, 2011 Eric J. Adelson (Invesco Trimark Ltd.)
January 13, 2011 Margaret C. McNee (McMillan LLP)
January 13, 2011 Ali d'Anglejan-Chatillon, Kenneth G. Ottenbreit, Kathleen G. Ward (Stikeman Elliott LLP)
January 13, 2011 Nadine Krenosky (GreyStone Managed Investments Inc.)
January 13, 2011 Simon Segall (BNP Paribas Investment Partnes Canada Ltd.)
January 13, 2011 Margaret Gunawan (BlackRock, Inc.)
January 13, 2011 Paul Renaud, James Deeks (RESP Dealers Association of Canada)
January 13, 2011 Barbara Miazga (Pension Investment Association of Canada)
January 13, 2011 Prema K. R. Thiele, Marsha P. Gerhart, Rebecca A. Cowdery (Borden Ladner Gervais LLP)
January 13, 2011 Fidae Abbas (Fidelity Investments Canada ULC)
January 13, 2011 Katie Walmsley, Mark Pratt (Portfolio Management Association of Canada)
January 13, 2011 James J. Dorr (Orbis Investment Management Limited)
January 12, 2011 Geneviève Ouellet (Canadian Imperial Bank of Commerce)
January 12, 2011 Eleanor Farrell, Andrea Jeffery (Canadian Pension Plan Investment Board)
January 12, 2011 Gary Ostoich, Ian Pember, Sawn Scott (Alternative Investment Management Association (AIMA))
January 12, 2011 Michael Burik (Capital International, Inc.)
January 10, 2011 Bridget Hui (Marathon Asset Management LLP)
January 10, 2011 Oliver Murray (Brandes Investment Partners & Co.)
January 5, 2011 Ross E. Hallett, Claude Reny (The Canadian Advocacy Council for Canadian CFA Institute Societies)
Comments Received for Registration Requirements and Exemptions, National Instrument 33-109 Registration Information and to Related Policies and Forms (comment period closed September 30, 2010)
Date Comment Letters
October 8, 2010 Susan Copland (Investment Industry Association of Canada)
October 8, 2010 Murray J. Taylor (IGM Financial Inc.)
October 6, 2010 W. Sian Burgess (Fidelity Investments Canada ULC)
October 1, 2010 Ralf Hensel, Joanne De Laurentiis (The Investment Funds Institute of Canada)
September 30, 2010 Alana Dubinski (Stonegate Private Counsel)
September 30, 2010 Ermanno Pascutto, Ilana Singer (Canadian Foundation for Advancement of Investor Rights)
September 30, 2010 Nathalie Clark (Canadian Bankers Association)
September 30, 2010 Kathleen G. Ward, Alix d'Anglejan-Chatillon, Kenneth G. Ottenbreit (Stikeman Elliott LLP)
September 30, 2010 Tamara L. Howarth (Irwin, White & Jennings counsel to Growth Works Capital Ltd.)
September 30, 2010 Julie Badurina (RBC Dominion Securities Inc.)
September 30, 2010 Brian Koscak (Exempt Market Dealers Association of Canada)
September 30, 2010 Constantine Lycos (Lycos Asset Management Inc.)
September 30, 2010 Mark DesLauriers, Blair Wiley (Osler Hoskin & Harcourt LLP)
September 30, 2010 John Whaley (Independent Financial Brokers of Canada)
September 30, 2010 Clay Gillespie (Rogers Group Financial)
September 30, 2010 Mark T. Gordon (Mutual Fund Dealers Association of Canada)
September 30, 2010 Judy Nicholson (Edward Jones)
September 30, 2010 Susan Copland (Investment Industry Association of Canada)
September 30, 2010 Julie A. Clarke, Jacqueline Hatherly (Manulife Securities Incorporated and Manulife Securities Investment Services Inc.)
September 30, 2010 Paola Cifelli (BMO Financial Group's Private Client Group)
September 30, 2010 Prema K. R. Thiele, Marsha P. Gerhart, Rebecca A. Cowdery (Borden Ladner Gervais LLP)
September 29, 2010 Paul Renaud, James Deeks (RESP Dealers Association of Canada)
September 29, 2010 Chris von Boetticher (Ci Investments Inc.)
September 28, 2010 Rozanne E. Reszel (Canadian Investor Protection Fund)
September 28, 2010 Ian Pember (The Alternative Investment Management Association - Canada)
September 27, 2010 Greg Pollock, Terry Zavitz (Advocis)
September 27, 2010 Doug Savage (Canadian Imperial Bank of Commerce)
September 27, 2010 R. Denys Calvin (Nexus Investment Management Inc.)
September 27, 2010 Marc Flynn (CSI Global Education, Inc.)
Comments Received for Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements (comment period closed May 29, 2008)
Date Comment Letters
May 29, 2008 Abby Steinberg (Paragon Capital Corporation Ltd.)
May 29, 2008 Adam Drybrough (The Lucid Group of Companies)
May 29, 2008 Andy Mitchell (Worldsource Financial Management Inc.)
May 29, 2008 Barry A. Bernhardt (Fleming LLP)
May 29, 2008 Betty Robson
May 29, 2008 Blair Carey (Canadian Advocacy Council)
May 29, 2008 Brad Beuttenmiller (Franklin Templeton Investments Corp.)
May 29, 2008 Bryce A. Kraeker (Gowlings)
May 29, 2008 Carole Dagher (CIBC)
May 29, 2008 Charles M. Winograd & David McKay (RBC)
May 29, 2008 Charley Vander Griendt
May 29, 2008 Christina Smith
May 29, 2008 Christopher Yeung
May 29, 2008 Colin W. Walker (Crosbie & Company Inc.)
May 29, 2008 Dan L. Baxter (Schinnour Matkin & Baxter)
May 29, 2008 Darvin Zurfluh (Alberta Land & Investment Brokers Inc.)
May 29, 2008 David G. Strongin (Securities Industry and Financial Markets Association)
May 29, 2008 David Millar (SHSC Financial Inc.)
May 29, 2008 David Zhao
May 29, 2008 Erin O'Brien (Jarislowsky Fraser Limited)
May 29, 2008 Frederick Margel
May 29, 2008 Garth J. Foster & Pierre-Yves Chatillon (Fasken Martineau DuMoulin LLP)
May 29, 2008 Greg Goulin & Paul J. Stoyan (Ontario Bar Association)
May 29, 2008 James L. McGovern & Robert Maxwell (Arrow Hedge Partners Inc.)
May 29, 2008 Jeff Williams (Cornerstone Investment Strategies Inc.)
May 29, 2008 Jennifer Northcote (Stikeman Elliott LLP)
May 29, 2008 Jo-Ann Clarke
May 29, 2008 Joanne De Laurentiis (The Investment Funds Institute of Canada)
May 29, 2008 John A. Adams (PFSL Investments Canada Ltd.)
May 29, 2008 John A. Black (Osler)
May 29, 2008 John DeBliek
May 29, 2008 John Whaley (Independent Financial Brokers of Canada)
May 29, 2008 Katie Walmsley & Tom Johnston (Investment Counsel Association of Canada)
May 29, 2008 Krista Coburn (Goodmans LLP)
May 29, 2008 Luc Labelle (Chambre de la securite financiere)
May 29, 2008 M. Catherine Tuckwell (Scotia Cassels)
May 29, 2008 Marie Phillips (Bick Financial Security Corporation)
May 29, 2008 Mark Flynn (CSI Global Education Inc.)
May 29, 2008 Mark Pratt (McMillan)
May 29, 2008 Michael Padfield (Ontario Teachers' Pension Plan)
May 29, 2008 Murray J. Taylor (IGM Financial Inc.)
May 29, 2008 Nadine Krenosky (Greystone Managed Investments Inc.)
May 29, 2008 Nathalie Clark (Canadian Bankers Association)
May 29, 2008 Osler, Hoskin & Harcourt LLP
May 29, 2008 Osler, Hoskin & Harcourt LLP on behalf of The Goldman Sachs Group, Inc.
May 29, 2008 Paola Cifelli (BMO Mutual Funds)
May 29, 2008 Paul A. Brisson (Highstreet Asset Management)
May 29, 2008 Paul D. Glenn & Jennifer S. Choi (Investment Adviser Association)
May 29, 2008 Paul Hudson
May 29, 2008 Peter A. Lewis & D. Bruce Elliott (RESP Dealers Association of Canada)
May 29, 2008 Phil Schmitt, Ian Pember & Dawn Scott (Alternative Investment Management Association)
May 29, 2008 R. Denys Calvin (Nexus Investment Management Inc.)
May 29, 2008 Rena Shadowitz (BMO Nesbitt Burns Inc.)
May 29, 2008 Richard H. Baker (Managed Funds Association)
May 29, 2008 Richard M. Tattersall (Healthbridge Capital Management Ltd.)
May 29, 2008 Rick Ru
May 29, 2008 Robert Floyd (R.A. Floyd Capital Management Inc.)
May 29, 2008 Robert Kirwin (MD Funds Management Inc.)
May 29, 2008 Roberta Hardern
May 29, 2008 Roger Rose
May 29, 2008 Sandra Kegie (Federation of Mutual Fund Dealers)
May 29, 2008 Securities and Capital Markets Practice Group (Borden Ladner Gervais LLP)
May 29, 2008 Simone Carmel
May 29, 2008 Simone Rousseau (Signature Capital Inc.)
May 29, 2008 Stephen Keohan (IFSE)
May 29, 2008 Steven London (Cardinal Capital Management, Inc.)
May 29, 2008 Tamara L. Howarth (Irwin, White & Jennings)
May 29, 2008 Teresa Black Hughes (Advocis)
May 29, 2008 Teresa Black Hughes (Advocis)
May 29, 2008 Tim W. Forristal (The Canadian Institute of Chartered Accountants)
May 29, 2008 Torstein Braaten (Investment Technology Group)
May 29, 2008 Torys LLP
May 29, 2008 William Gazzard (TD Bank Financial Group)
May 29, 2008 Yves Morency (Desjardins)
May 29, 2008 Yvonne Martin-Morrison
May 28, 2008 Bob O'Leary (TD Securities (USA) LLC)
May 28, 2008 Borden Ladner Gervais LLP on behalf of Orbis Investment Management Limited
May 28, 2008 Carol J. Persaud (CIBC)
May 28, 2008 Cleone Couch (Shire International Real Estate Investments Ltd)
May 28, 2008 Del Lucas
May 28, 2008 Destin Kimmitt
May 28, 2008 Francois Barthelemy (Societe Generale)
May 28, 2008 Frank Zinatelli (Canadian Life and Health Insurance Association Inc.)
May 28, 2008 Gabrielle & Kurt Schlichter
May 28, 2008 Holly A. Benson & Ruby F. Wallis (Investment Dealers Association of Canada)
May 28, 2008 Ian Russell (Investment Industry Association of Canada)
May 28, 2008 Jay Heller (VenGrowth Asset Management Inc.)
May 28, 2008 John Lund
May 28, 2008 Judy Nicholson (Edward Jones)
May 28, 2008 Meghan Williams
May 28, 2008 Nelson Fong
May 28, 2008 Rene Burke
May 28, 2008 Richard Nathan (Canada's Venture Capital & Private Equity Association)
May 28, 2008 Roy Beyer (Foundation Capital Corporation)
May 28, 2008 Simon Davies (Marathon Asset Management)
May 27, 2008 Bruce McPhail
May 27, 2008 E. G. Bowden
May 27, 2008 Fritz Wagner
May 27, 2008 Jeff Lund (Alberta Providence Financial Inc.)
May 27, 2008 Roy Scaini (Barometer Capital Management Inc.)
May 27, 2008 Sherri Halsted
May 27, 2008 Susan Belcher (CareVest Capital Inc.)
May 27, 2008 Tina Heslip
May 26, 2008 Chris Charron (Citrine Investment Services)
May 26, 2008 Don Hunter
May 26, 2008 Ervin LaTrace
May 26, 2008 Frank Hurst (Assante Wealth Management)
May 26, 2008 Jefferson Matkin
May 26, 2008 Kevin J. Ripa
May 26, 2008 Lloyd Byers
May 26, 2008 Manish Bindal (Crown Properties International Corporation)
May 26, 2008 Michael and Alice Bootsveld
May 26, 2008 Nancy Bacon
May 26, 2008 Nicholas Kazakoff (Crown Properties International Corporation)
May 26, 2008 Robert J. Frost (Proforma Capital Inc.)
May 26, 2008 Travis Cadman (Keystone Real Estate Investments)
May 26, 2008 Unsigned #7
May 26, 2008 Vera Edwards
May 26, 2008 Victor DeLaet (Focused Money Solutions Inc.)
May 26, 2008 Vince Valenti (Independent Planning Group Inc.)
May 26, 2008 Wendy Rich
May 25, 2008 Ann O'Reilly and Joseph Ng
May 25, 2008 Michael Yu
May 25, 2008 Scotty Grubb
May 25, 2008 Unsigned #5
May 24, 2008 Bryan Hancocks
May 24, 2008 Charles Davies
May 23, 2008 Betsy Mustard
May 23, 2008 Deepak D. Saini
May 23, 2008 Elaine Kapach
May 23, 2008 Evelyn Skakun
May 23, 2008 Fred Mueller
May 23, 2008 Lee-Anne Cadzow
May 23, 2008 Peter Wardell
May 23, 2008 Richard Young
May 23, 2008 Rosalie Paladeau
May 23, 2008 Tony Carlton
May 22, 2008 Andrew Scotter
May 22, 2008 Cecile Wahl
May 22, 2008 Charles Guay (La Banque Nationale du Canada)
May 22, 2008 Diane Bosomworth
May 22, 2008 Don & Janice Collier
May 22, 2008 Douglas Thiessen
May 22, 2008 Eric Lloyd
May 22, 2008 Mario Workes
May 22, 2008 Mel Stokoe
May 22, 2008 Neena Stokoe
May 22, 2008 Oliver Murray (Brandes Investment Partners & Co.)
May 22, 2008 Rip Gill
May 22, 2008 Scott Mahaffy (McLean Budden Limited)
May 22, 2008 Ursula Mann, Gurdip Mann & Serena Mann
May 22, 2008 Valerey Davidson
May 21, 2008 Betty & Hartwick Wiehler
May 21, 2008 Bob Sanders
May 21, 2008 D. Neil Beckett
May 21, 2008 Dan Mullen
May 21, 2008 Darrell & Sylvie Deschamps
May 21, 2008 David Taylor
May 21, 2008 Grant Shantz
May 21, 2008 Joseph Charles Heslip
May 21, 2008 Lise Paradis
May 21, 2008 Michelle McDonald
May 21, 2008 Ray Goulet
May 21, 2008 Scott McPherson
May 21, 2008 Sharon Vierboom
May 21, 2008 Swen & Colleen Hanson
May 21, 2008 Terry & Susan Aris
May 21, 2008 Unsigned #6
May 21, 2008 Wayne Woloschuk
May 20, 2008 Brian W. Ames
May 20, 2008 Clarence Kooistra
May 20, 2008 Colleen Barton
May 20, 2008 Gary R. LaValley
May 20, 2008 Geoff Heathcote
May 20, 2008 George Rovithakis (Shire International Real Estate Investments Ltd.)
May 20, 2008 Joe Quattrucci
May 20, 2008 Julie & David Grovet
May 20, 2008 Kathleen Heslip
May 20, 2008 Kerry & Pierrette van Son
May 20, 2008 Linda Schroter
May 20, 2008 Pam Crosby
May 20, 2008 Rhett Bagnall
May 20, 2008 Richard & Agatha Enns
May 20, 2008 Ron Ryan (Tuff Risk & Investment Management)
May 20, 2008 Shawe Nasr
May 20, 2008 Unsigned #4
May 20, 2008 William Daeuber
May 19, 2008 Joseph Rodney Heslip
May 19, 2008 Laura Brown
May 19, 2008 Pat Frocklage
May 19, 2008 Sheldon Penney
May 19, 2008 Simon & Rita Rivest
May 19, 2008 Tara Johnston
May 19, 2008 Thomas Beyer (Prestigious Properties Group)
May 18, 2008 Guy Belland
May 18, 2008 John & Henrietta Dyck
May 18, 2008 Lesley Krawiec
May 18, 2008 Marina Clark
May 18, 2008 Oral Kenzie
May 18, 2008 Rita James
May 17, 2008 David Sugden
May 17, 2008 G. D. Manning
May 17, 2008 Rober I. Bobyk
May 17, 2008 Robert Bartsch
May 16, 2008 Celine Leonard
May 16, 2008 Cheryl Crabtree
May 16, 2008 Craig Skauge (KMC Capital Inc.)
May 16, 2008 Debra Burton
May 16, 2008 Gladys Berntsen
May 16, 2008 Gordon Meyer
May 16, 2008 Greg Jansen
May 16, 2008 Patrick J. Cummins (Blaney McMurtry LLP)
May 16, 2008 Paul Cornell
May 16, 2008 Shawn Rose
May 15, 2008 Board of Directors, (Limited Market Dealers Association)
May 15, 2008 Cheryl Cysouw (Clearview School Division No. 71)
May 15, 2008 Chris Connor
May 15, 2008 Chris Swann
May 15, 2008 Dale Peterson
May 15, 2008 Harry W. Fech
May 15, 2008 Leah Ruth
May 15, 2008 Neil Rygus (Alta Gas Ltd.)
May 15, 2008 Norma Larsen
May 15, 2008 Richard Nielson
May 16, 2008 Robert Gagne
May 15, 2008 Sandra Heslip
May 15, 2008 Unsigned #2
May 15, 2008 Unsigned #3
May 15, 2008 Vikki Roach
May 15, 2008 Wayne Beaton
May 14, 2008 Anton Baser
May 14, 2008 Bruce Siemens
May 14, 2008 Claire Myers
May 14, 2008 David Brown
May 14, 2008 David Millott
May 14, 2008 Fred Fountain
May 14, 2008 G. Brooks, M. Brooks, M. Topping, A. Johnston, M. Stangier, J. Tkach, E. Morgan
May 14, 2008 Geraldine F. Myles
May 14, 2008 Jack Heartwell (CAL-GAS Inc.)
May 14, 2008 James McDermott
May 14, 2008 John Headley
May 14, 2008 Kee Goh
May 14, 2008 Kelly Gray
May 14, 2008 Ken Newman
May 14, 2008 Kim Stringer (Keystone Investments)
May 14, 2008 Lenore Mills
May 14, 2008 M. Sanregret
May 14, 2008 Peter C. Ingle
May 14, 2008 Richard J. Kennedy
May 14, 2008 Rick Skauge (Olympia Trust Company)
May 14, 2008 Rob Deptford (Keystone Real Estate Investment Corp.)
May 14, 2008 Ronald Jacobs
May 14, 2008 Sharon Roberts & Garry Roberts
May 14, 2008 Sharon Spencer
May 14, 2008 Stewart Douglas
May 14, 2008 Tim Ward
May 14, 2008 Trevor Willson
May 14, 2008 Unsigned #1
May 14, 2008 Wes Henderson
May 13, 2008 Barry Farquharson
May 13, 2008 Carmela Cawthorn
May 13, 2008 Dale Weeres
May 13, 2008 Debbra Hutton
May 13, 2008 Donna Moser
May 13, 2008 Gary & Blanche Wayne
May 13, 2008 Gord Newton
May 13, 2008 Harvey & Katherine Callfas
May 13, 2008 Jason Martin (Agri-Growth International Inc.)
May 13, 2008 John Riseborough
May 13, 2008 Joseph Reid
May 13, 2008 Julie Budgen
May 13, 2008 K. D. Carr
May 13, 2008 Kathy Helfrick
May 13, 2008 Kelvin Meilicke
May 13, 2008 Mark Skauge (Tikka Financial)
May 13, 2008 Mike Rooney
May 13, 2008 Morris Gorko
May 13, 2008 Nicole Shurko
May 13, 2008 Pentti Makila
May 13, 2008 Rick & Linda McDonald
May 13, 2008 Robert Braun & Patricia Braun
May 13, 2008 Robert M. Toner
May 13, 2008 Roberta McDonald
May 13, 2008 Ron & Callie Jensen
May 13, 2008 Rosemary Alston & Wayne Gunderson
May 13, 2008 Suzanne Boisvert
May 12, 2008 Case Brobbel
May 12, 2008 Glen H. Jensen
May 12, 2008 Lloyd Schmidt
May 12, 2008 Stephen Enz
May 8, 2008 W. Lixfeld
May 6, 2008 David Matlow (Goodmans LLP)
May 5, 2008 Robert C. White (Tradex Management Inc.)
April 29, 2008 Derrick G. Chiu (Becher McMahon Capital Markets Inc.)
April 28, 2008 Howard E. Warren
April 28, 2008 Ossie Hinds (Cornerstone Group of Companies)
April 26, 2008 David Taylor (Capital Street Group)
April 25, 2008 Barbara Cantlie
April 23, 2008 Adam Sparks
April 22, 2008 Andrew Bogora
April 22, 2008 D'Arcy R. Bird
April 22, 2008 Kevin S. Plaxton & Carmela Tedesco
April 21, 2008 Russ Blair
April 17, 2008 Joseph Hogan (MGI Securities)
April 14, 2008 Jeannette Kudela
April 14, 2008 Z. Sam Ruttonsha (Hanbury Management Ltd)
April 9, 2008 Tom Stanley (Resolute Funds Limited)
Comments Received for Registration Requirements (comment period closed June 30, 2007)
Date Comment Letters
June 30, 2007 David G. Strongin (Securities Industry and Financial Markets Association)
June 30, 2007 Eleanor K. Farrell (Canada Pension Plan Investment Board)
June 30, 2007 Glen Miles
June 30, 2007 Shauna Marie Ocharyk, Tim Volkanon, R.D. Maclean, & Doug Meier
June 29, 2007 Al Dharsee
June 29, 2007 Canadian Bankers Association
June 29, 2007 Donna Beasant (BluMont Capital)
June 29, 2007 Glen B. Gowland (Scotia Securities)
June 29, 2007 Jeff Atlin (Independent Mortgage Brokers Association of Ontario)
June 29, 2007 Jo-Ann Bund, Bryce Kraeker & Paul A. Dempsey (Gowling Lafleur Henderson LLP)
June 29, 2007 John G. Gaine (Managed Funds Association)
June 29, 2007 Leanne Wilson (Paradigm Mortgage Corporation)
June 29, 2007 Paul A. Parisotto
June 29, 2007 Peter Hatges, Michael Badham, Anthony Ianni & Keith Mosley
June 29, 2007 S. Mark Francis (Exploratus Ltd.)
June 29, 2007 Securities Law Subcommittee (Business Law) Ontario Bar Association
June 29, 2007 Susan Eapen (Scotia Capital)
June 28, 2007 Bob & Mary McDonald
June 28, 2007 Bruce Aitken
June 28, 2007 Gordon A.D. Newmarch
June 28, 2007 Jean Shelemey
June 28, 2007 Wes Wilson
June 27, 2007 Darcee McJannet (Citrine Investment Services)
June 27, 2007 Douglas Reeson
June 27, 2007 Joseph J. Oliver (Investment Dealers Association of Canada)
June 27, 2007 Robert Floyd (R.A. Floyd Capital Management Inc.)
June 27, 2007 Roger McMillan & Steve Howard (Advocis)
June 26, 2007 M. Catherine Tuckwell (Scotia Cassels Investment Counsel Limited)
June 26, 2007 Patricia Dillon (Prospectors & Developers Association of Canada)
June 25, 2007 Frank Hurst (Assante Wealth Management)
June 25, 2007 Jeff McCord (Vertex One Asset Management)
June 25, 2007 Judy Goldring (AGF Funds Inc.)
June 25, 2007 Robert Cook (Canadian Trading and Quotation System Inc.)
June 25, 2007 Sean Linstead (Genesis Limited Partnerships on behalf of Genesis Land Development Corp.)
June 25, 2007 Tok
June 22, 2007 Daniel D. Bowering (Blackmont Capital)
June 22, 2007 David Coultice (Fraser Milner Casgrain)
June 22, 2007 Judy Nicholson (Edward Jones)
June 22, 2007 Stikeman Elliot LLP
June 21, 2007 Ian Pember (Hillsdale)
June 20, 2007 Adam Abramson (Trapeze Asset Management)
June 20, 2007 Aird & Berlis LLP
June 20, 2007 Alexander Rhind (Alexander Capital Group Inc.)
June 20, 2007 Angelique McKenzie
June 20, 2007 Anne Landry
June 20, 2007 Benny Katz
June 20, 2007 Bill Haldane (BMO Nesbitt Burns Inc.)
June 20, 2007 Blair Carey & Robert Morgan (Canadian Advocacy Council)
June 20, 2007 Bob Myroniuk (Real Estate Council of Alberta)
June 20, 2007 Bob O'Leary (TD Securities)
June 20, 2007 Borden Ladner Gervais
June 20, 2007 Brad Beuttenmiller (Franklin Templeton Investment Corp.)
June 20, 2007 Carlos Velez
June 20, 2007 Charles Vander Griendt
June 20, 2007 Chris Charron
June 20, 2007 Constantine Lycos
June 20, 2007 Craig Skauge (KMC Capital Inc.)
June 20, 2007 D. Bruce McLeod & Donald A. Gordon (Canadian Listed Company Association)
June 20, 2007 Dan Hallett (Dan Hallett & Associates Inc)
June 20, 2007 Diane Gabay (ETS Equities Trading Services Inc.)
June 20, 2007 Domenic Rinaldi
June 20, 2007 Don Campbell (Tetram Capital Partners Ltd.)
June 20, 2007 Douglas A.C. Davis (Davis-Rea Ltd.)
June 20, 2007 Douglas R. Brown (Manitoba Securities Commission)
June 20, 2007 E.R. Long (Mandate National Mortgage Corporation)
June 20, 2007 G.W. Holden (Advanta Mortgage Corp)
June 20, 2007 Ian C. W. Russell (Investment Industry Association of Canada)
June 20, 2007 IBK Capital Corp.
June 20, 2007 IGM Financial
June 20, 2007 Isabelle Grenier (Gestion Universitas)
June 20, 2007 James Assef
June 20, 2007 Jill W. McFarlane (Irwin, White & Jennings)
June 20, 2007 Jim Murphy (Canadian Association of Accredited Mortgage Professionals)
June 20, 2007 Joey J. De Goey (Burgeonvest Securities Limited.)
June 20, 2007 John M. Damgard (Futures Industry Association)
June 20, 2007 John Montalbano (Phillips, Hager & North)
June 20, 2007 John Whaley (Independent Financial Brokers)
June 20, 2007 Judy Augustine (Gryphon Investment Counsel Inc.)
June 20, 2007 Liam Woods (Knowledge Suites)
June 20, 2007 Lindsay A. Horwood (Computershare Trust Company of Canada)
June 20, 2007 Luc Labelle (Chambre De La Securite Financiere)
June 20, 2007 Malcolm McKenzie
June 20, 2007 Manuel DaSilva (Canfin Financial Group)
June 20, 2007 Mark T. Gordon (Mutual Fund Dealers Association of Canada)
June 20, 2007 Mary d'Eon (Pan Aset Management Ltd.)
June 20, 2007 Max Reydman (Optimal Models and Decisions Inc.)
June 20, 2007 Michael Nairne (Tacita Capital Inc.)
June 20, 2007 Michael S. Greer & Christopher J. Enright (Industrial Alliance)
June 20, 2007 Murray J. Taylor (IGM Financial Inc.)
June 20, 2007 Nadine Krenosky (Greystone Managed Investments Inc.)
June 20, 2007 Nyron Mohammed
June 20, 2007 Oliver Murray (Brandes Investment Partners)
June 20, 2007 Osler, Hoskin & Harcourt on behalf of Goldman Sachs Group Inc.
June 20, 2007 Pamela J. Reeve
June 20, 2007 Paola Cifelli (BMO Mutual Funds)
June 20, 2007 Paul A. Brisson (Highstreet Asset Management)
June 20, 2007 Paul D. Glenn (Investment Adviser Association)
June 20, 2007 Peter A. Lewis & Bruce Elliott (RESP Dealers Association of Canada)
June 20, 2007 Phil Schmitt (Alternative Investment Management Association)
June 20, 2007 Portfolio Management
June 20, 2007 R Darryl Fraser
June 20, 2007 Rajiv Silgardo (Barclays Global Investors)
June 20, 2007 RBC Financial Group
June 20, 2007 Richard M. Tattersall (Heathbridge Capital Management Ltd.)
June 20, 2007 Roger McMillan & Steve Howard (Advocis)
June 20, 2007 Scott Mahaffy (McLean Budden Limited)
June 20, 2007 Shairoon Mohammed
June 20, 2007 Stephanie A. McManus (Association of Canadian Compliance Professionals)
June 20, 2007 Thomas Ottosen
June 20, 2007 Tim W. Forristal (The Canadian Institute of Chartered Accountants)
June 20, 2007 Torstein Braaten (Investment Technology Group)
June 20, 2007 Wayne Alford (ATB Investor Services)
June 20, 2007 Wayne Bolton (AIM Trimark)
June 19, 2007 Alan W. McFarlane
June 19, 2007 Andy Mitchell (Wildsource Financial Mangement)
June 19, 2007 Athanasios Doikas
June 19, 2007 B.M. Gabrielson
June 19, 2007 Blair Roblin
June 19, 2007 Brent Wilson
June 19, 2007 Carole Dagher (CIBC)
June 19, 2007 Gordon Pansagrat (Elliot & Page Limited)
June 19, 2007 Investment Council Association of Canada
June 19, 2007 Jason Slattery (Legacy Associates Inc.)
June 19, 2007 Joanne De Laurentiis (The Investment Funds Institute of Canada) English / French
June 19, 2007 John A. Adams (Primerica)
June 19, 2007 John Ugyan (Premiere Canadian Mortgage Corp.)
June 19, 2007 Kevin Norman (Cooper Pacific Mortgage Investment Corporation)
June 19, 2007 L. Brian Peterson (MBABC)
June 19, 2007 Lars Coombs
June 19, 2007 Marc J. Cormier
June 19, 2007 Mark McQueen (Wellington Financial)
June 19, 2007 Mark R. Hughes (HughestLittle Investment Management Ltd.)
June 19, 2007 Michael Brooks (Real Pac)
June 19, 2007 Michael F. Provenzano (Northwest Law Group)
June 19, 2007 Nick Kazakoff (Crown Properties International Corporation)
June 19, 2007 Norm Minor (Crown Properties International Corporation)
June 19, 2007 Paul M. Lavelle & R. Craig Gibson (Cambridge Corporate Development)
June 19, 2007 R. Brian Reynolds (Legacy Associates Inc.)
June 19, 2007 Robert C. White (Tradex Management Inc.)
June 19, 2007 Ron Thompson (Crown Properties International Corporation)
June 19, 2007 Sandra L. Kegie (Federation of Mutual Fund Dealers)
June 19, 2007 Shelley Lamer (Crown Properties International Corporation)
June 19, 2007 Steven M. London (Cardinal Capital Mangement Inc.)
June 19, 2007 Thomas Beyer (Prestigious Properties Group)
June 18, 2007 Amal Ayoub
June 18, 2007 Board of Directors (LMDA)
June 18, 2007 Brian A. Rennie (Integra Capital Limited)
June 18, 2007 Brian Patterson (Park Place Communities)
June 18, 2007 Doug Owoo
June 18, 2007 Hannah Nasr
June 18, 2007 Jim Hunter
June 18, 2007 Jo Ann Stimpson
June 18, 2007 John Mackay (Aveiro Investment Group)
June 18, 2007 Mark Q Connelly (Davies Ward Phillips & Vineberg)
June 18, 2007 Rhena Makeiff
June 18, 2007 Rick Nathan (Canada's Venture Capital & Private Equity Association)
June 18, 2007 Robert G. Malcolm (Legacy Associates)
June 18, 2007 Rosalie Paladeau
June 18, 2007 Shawe Nasr
June 18, 2007 Tina Heslip
June 17, 2007 Arlene Burke (Citrine Investment Services Ltd.)
June 17, 2007 Jim Huang (T.I.P. Wealth Manager Inc.)
June 17, 2007 John S. Clark (Pacific Spirit Investment Management Inc.)
June 15, 2007 Carol Werger (Can Terra Developments Inc.)
June 15, 2007 Catherine Rajchel
June 15, 2007 David Agnew (Ombudsman)
June 15, 2007 Shawe & Hannah Nasr
June 15, 2007 Susan Belcher (CareVest Capital Inc.)
June 15, 2007 Vince Rajchel
June 14, 2007 Anthony Ariganello (Certified General Accountants of Canada)
June 14, 2007 D Higdon
June 14, 2007 Dan L. Baxter (Schinnour, Matkin & Baxter)
June 14, 2007 Ed Nycholat (FRPL Finance Ltd.)
June 14, 2007 Marc Flynn (CSI Global Education, Inc.)
June 14, 2007 Mark S. Yamada (Pur Investing Inc.)
June 14, 2007 Mark Silverthorn
June 14, 2007 Robert J. Frost & Scott Reed (Proforma Capital Inc.)
June 14, 2007 Vic DeLaet (Focused Money Solutions Inc.)
June 13, 2007 Ben and Theresa Veldhoen
June 13, 2007 Heiko Hansen
June 13, 2007 Rae Meier (Paradigm Mortgage Corporation)
June 12, 2007 Arthur Wong (Genesis Land Development Corp.)
June 12, 2007 Gerald Yung (Claremont Advisors Ltd.)
June 12, 2007 James B. Ramsay (Interior Equities Corp.)
June 12, 2007 Travis Cadman (Keyston)
June 11, 2007 Allan Matthews (Sitefinders Group of Copmanies)
June 11, 2007 Andrew Parkinson (Van Arbor Management Ltd.)
June 11, 2007 Denise Beaven
June 11, 2007 John Papoutsakis (Sophies Pizza)
June 11, 2007 Roger R. Rose
June 11, 2007 Sylvia Page
June 9, 2007 Mike Rath
June 9, 2007 Robert Kirkham
June 9, 2007 Terry Frehlich
June 8, 2007 A.E. Ruissen (Nascorp Capital Inc.)
June 8, 2007 Brenda McKay
June 8, 2007 Don Burns
June 8, 2007 Peter Paauw (Unity Investments)
June 8, 2007 Shawn Rose
June 7, 2007 Frances Kirkham
June 7, 2007 James Ho (Quantum Financial Services)
June 6, 2007 Barbara Blazenko
June 6, 2007 Gary Liu and Jerry Lam (Cirplus Futures Inc.)
June 6, 2007 Gordon Sokolon
June 6, 2007 Maurya Sokolon
June 6, 2007 Ronald Blazenko
June 6, 2007 Vincent A. Valenti (Independent Planning Group Inc.)
June 5, 2007 Ivan Lorentz
June 5, 2007 Jennie Z. Tkach
June 5, 2007 Karen Nohara
June 5, 2007 Margaret Stangier
June 5, 2007 Mas Nohara
June 5, 2007 Mervin & Geraldine M. Brooks
June 5, 2007 Nicholas A. Cardinale (UBS Investment Management Canada Inc.)
June 5, 2007 Nicholas A. Cardinale (UBS Investment Management)
June 4, 2007 Philip Briddon (Mountain Financial Corp.)
June 4, 2007 Rick Skauge (Eyelogic Systems Inc.)
June 1, 2007 Jeff Lund (Alberta Provincial Financial Inc.)
June 1, 2007 Wayne Strandlund (Fisgard Capital Corporation)
May 29, 2007 Edward Kholodenko (Questrade Inc.)
May 29, 2007 Ken Kivenko (Kenmar)
May 29, 2007 Marcia Ross
May 29, 2007 Steve F. Vieweg (CMA)
May 28, 2007 Alex Sherwood
May 28, 2007 Charles B. Loewen (Loewen & Associates)
May 25, 2007 David J. Matlow (Goodmans LLP)
May 24, 2007 John R. Heslip
May 24, 2007 Joseph C. Heslip
May 22, 2007 Geoff Heathcote
May 21, 2007 Sandra Lee Heslip
May 19, 2007 Klaus Faisst
May 19, 2007 Wallace Halladay
May 16, 2007 James L. Mercier (Reliable Mortgages Investment Corporation)
May 16, 2007 Kevin Weir
May 15, 2007 Charles Vander Griendt (CMV Financial Corp.)
May 14, 2007 Andrea Moore
May 14, 2007 Daphne Field
May 14, 2007 Garry Stillie
May 14, 2007 Robert E. Weir
May 13, 2007 David Thomas
May 11, 2007 John Plant
May 11, 2007 Robert Rose
May 10, 2007 Andras Borbely
May 10, 2007 George C. Pilney
May 10, 2007 S. Mark Lord
May 8, 2007 J.P. Robinson (First Canadian Property Investments Ltd.)
May 8, 2007 Townsend Haines
May 4, 2007 Robert Rose
May 2, 2007 David A. Mayer
May 2, 2007 Harry Friesen
May 1, 2007 Chris Tountzios
May 1, 2007 Corby Fine
May 1, 2007 Gerry Manning
May 1, 2007 John Leung
May 1, 2007 John N. Pretty
May 1, 2007 Michael Hogan (Hogan & Greenfield Design/Build Ltd.)
May 1, 2007 Roland Mallier
April 29, 2007 Jeannette Kudela
April 28, 2007 Kathryn and Robert Hall
April 25, 2007 Brian McBain
April 24, 2007 Barbara Cantlie
April 24, 2007 Joe Hogan
April 17, 2007 John Carpenter (CGA Alberta)
April 3, 2007 Tom Stanley (Resolute Funds Limtied)
March 29, 2007 Stephen R. Jakob and D. Richard Brown (Osprey Capital Partners)
March 26, 2007 Don C. Paradis (DCP Financial Management)
March 5, 2007 Peter de Auer (Cluster Asset Management Inc.)