Securities Law & Instruments

OSC Bulletin Volume 40, Issue 05 (February 2, 2017)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 1079
1.1 Notices 1079
1.1.1 CSA Staff Notice 23-317 – Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018 1079
1.1.2 Notice of Correction – Republication of Sample ETF Facts Document 1082
1.2 Notices of Hearing 1083
1.2.1 Investar Investment Ltd. et al. – s. 8 1083
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.5 Notices from the Office of the Secretary 1083
1.5.1 Investar Investment Ltd. et al. 1083
1.5.2 Black Panther Trading Corporation and Charles Robert Goddard 1084
1.5.3 Thomas Arthur Williams et al. 1084
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 1085
2.1 Decisions 1085
2.1.1 Biogen Inc. 1085
2.2 Orders 1088
2.2.1 Minera IRL Limited – s. 144 1088
2.2.2 Catalyst Paper Corporation 1090
2.2.3 AQM Copper Inc. 1096
2.2.4 Royal Bank of Canada and The Toronto-Dominion Bank – s. 6.1. of NI 62-104 Take-Over Bids and Issuer Bids 1098
2.2.5 GenFund Management Inc. et al.– s. 144(1) 1105
2.2.6 Telus Corporation – s. 6.1 of NI 62-104 Take-Over Bids and Issuer Bids 1107
2.2.7 Investar Investment Ltd. et al. 1112
2.2.8 Thomas Arthur Williams et al. 1114
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 1115
3.1 OSC Decisions 1115
3.1.1 Black Panther Trading Corporation and Charles Robert Goddard – s. 127(1) 1115
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 1139
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1139
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1139
4.2.2 Outstanding Management & Insider Cease Trading Orders 1139
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1141
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1221
Chapter 12 Registrations 1231
12.1.1 Registrants 1231
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 1233