Securities Law & Instruments

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June 29, 2017 Proposed Amendments to NI 45-102 Resale of Securities, Proposed Changes to CP 45-102CP to NI 45-102 Resale of Securities, Proposed Consequential Amendments to NI 31-103, and Proposed Consequential Changes to NP 11-206
Comments Received
April 13, 2017 Unofficial consolidation of National Instrument 45-102 and its Companion Policy
January 19, 2017 Unofficial consolidation of National Instrument 45-102 and its Companion Policy (effective December 31, 2016)
November 25, 2016 Unofficial consolidation of National Instrument 45-102 Resale of Securities and its Companion Policy (effective April 30, 2016)
January 14, 2016 Amendments to NI 45-102 Resale of Securities
January 7, 2016 Amendments to NI 45-102 Resale of Securities
January 7, 2016 Amendments to NI 45-102 Resale of Securities
April 30, 2015 Amendments to NI 45-102 Resale of Securities Relating to the Family, Friends and Business Associates Exemption
April 30, 2015 Amendments to NI 45-102 Resale of Securities Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
April 30, 2015 Changes to Companion Policy 11-102CP Passport System, NP 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions, Companion Policy 23-103CP Electronic Trading and Direct Electronic Access to Marketplaces, Companion Policy 31-103CP Regis
April 30, 2015 Amendments to MI 11-102 Passport System, MI 13-102 System Fees for SEDAR and NRD, NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, MI 32-102 Registration Exemptions for Non-Resident Investment Fund Managers, NI 33-105 Un
February 5, 2015 Amending Instrument for NI 45-102 Resale of Securities
February 27, 2014 CSA Notice and Request for Comment: Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
Comments Received
June 15, 2011 CSA Staff Notice 11-315 - Extension of Consultation Period
May 6, 2011 CSA Staff Notice: 11-314 - Update of CSA Instruments
April 1, 2011 Request for Comments: Proposed Amendments to NI 45-102
Comments Received
September 18, 2009 Amendments
September 18, 2009 Notice of Ministerial Approval of Repeal and Replacement
July 17, 2009 National Instrument: NI - 45-102 - Resale of Securities
July 17, 2009 Notice of Commission Approval of Repeal and Replacement: NI - 45-102 - Resale of Securities
May 22, 2009 Notice and Request for Comment: NI - 45-102 - Resale of Securities
February 29, 2008 Notice and Request for Comment: NI - 45-102 - Resale of Securities
Comments Received
September 9, 2005 Notice of Ministerial Approval
September 9, 2005 National Instrument and Consequential Amendments
July 8, 2005 National Instrument and Consequential Amendments
December 17, 2004 Proposed National Instrument and Proposed Consequential Amendments
April 2, 2004 Notice of Ministerial Approval: NI - 45-102 - Resale of Securities
April 2, 2004 Multilateral Instrument: NI - 45-102 - Resale of Securities
April 2, 2004 CSA Notice 45-302 Frequently Asked Questions: NI - 45-102 - Resale of Securities
March 26, 2004 Multilateral Instrument 45-102 Resale of Securities, Form 45-102F1 and Other Consequential Amendments: NI - 45-102 - Resale of Securities
December 19, 2003 Multilateral Instrument: NI - 45-102 - Resale of Securities
December 19, 2003 Notice of Multilateral Instrument: NI - 45-102 - Resale of Securities
July 18, 2003 Consequential Amendments: OSC Rule - 41-501 - General Prospectus Requirements and Forms (Repealed by 41-801 on March 17, 2008)
January 31, 2003 Proposed Multilateral Instrument and Companion Policy: NI - 45-102 - Resale of Securities
January 31, 2003 Request for Comment on Proposed Repeal and Replacement: NI - 45-102 - Resale of Securities
Comments Received
January 31, 2003 Notice of Request for Comments Proposed Repeal and Replacement: NI - 45-102 - Resale of Securities
January 24, 2003 Proposed Consequential Amendments: NI - 44-101 - Short Form Prospectus Distributions
June 28, 2002 Frequently Asked Questions: NI - 45-102 - Resale of Securities
June 21, 2002 Notice and Request for Comment
June 21, 2002 Notice of Request for Comment for Amendment: NI 51-102 - Continuous Disclosure Obligations
November 23, 2001 Notice of Approval: NI - 45-102 - Resale of Securities
November 23, 2001 Multilateral Instrument, Companion Policy and Forms: NI - 45-102 - Resale of Securities
September 14, 2001 Notice, Multilateral Instrument, Companion Policy and Forms: NI - 45-102 - Resale of Securities
May 18, 2001 Notice: NI - 45-102 - Resale of Securities
April 20, 2001 Notice, Proposed Rule, Forms, and Companion Policy: NI - 45-102 - Resale of Securities
September 8, 2000 Notice, Proposed Multilateral Instrument, Companion Policy and Forms: NI - 45-102 - Resale of Securities