Securities Law & Instruments

History of 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
October 28, 2011 OSC Rule 21-501 - Deferral of Information Transparency Requirements for Government Debt Securities in National Instrument 21-101 - Marketplace Operation
March 18, 2011 Request for Comments: Notice of Proposed Amendments to NI 21-101 - Marketplace Operation and NI 23-101 - Trading Rules
Comments Received
December 10, 2010 Unofficial consolidation of NI 21-101 and its CP as of January 1, 2011
December 10, 2010 Final: IFRS-Related Amendments to Securities Rules and Policies
December 10, 2010 Notice of Ministerial Approval of IFRS-Related Amendments to Securiities Rules and Regulation 1015 under the Securities Act
October 1, 2010 Appendix H of CSA Notice implementing IFRS-Related Amendments to NI 52-107
January 22, 2010 Notice of Ministerial Approval of Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules, Companion Policy
January 22, 2010 Amendments to NI 21-101 Marketplace Operation and Companion Policy 21-101CP, NI 23-101 Trading Rules and Companion Policy 23-101CP
December 18, 2009 CSA Notice of Technical Corrections and Amendments to National Instrument 21-101 Marketplace Operations and National Instrument 23-101 Trading Rules
November 13, 2009 CSA Notice and Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
October 9, 2009 Notice of Correction -- TSX INC. -- s. 15.1 of NI 21-101 Marketplace Operation
October 17, 2008 Notice: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comments Received
October 17, 2008 Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
September 5, 2008 Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
September 5, 2008 Notice of Ministerial Approval of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
June 20, 2008 CSA Notice on Best Execution and Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
June 22, 2007 Extension of Comment Period (for 21-306): CSA Staff Notice - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
August 20, 2007 Notice: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
April 20, 2007 Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comments Received
December 22, 2006 Notice of Minister Approval of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
December 22, 2006 Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
December 15, 2006 Notice of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
December 15, 2006 Amendments to National Instrument: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
July 14, 2006 Notice of Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comments Received
January 9, 2004 Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
January 9, 2004 Notice of Minister Approval of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
October 31, 2003 Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
October 31, 2003 Notice of Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
October 31, 2003 Notice of Commission Approval: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
June 13, 2003 Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
June 13, 2003 Notice of Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comments Received
June 13, 2003 Notice - Notice of Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
November 2, 2001 Notice of Final Rules: Alternative Trading System (National Instruments, Companion Policies and Forms - The Regulation of Marketplaces and Trading): NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
August 17, 2001 Alternative Trading System (National Instruments, Companion Policies and Forms - The Regulation of Marketplaces and Trading): NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
July 28, 2000 Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comments Received
July 2, 1999 Notice and Proposed National Instrument: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comments Received